Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ivy LOC, LLC See All Filings	D	2019-08-12 17:08:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785256 Filed Document 0001785256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:08:05 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cannamark, Inc. See All Filings	D/A	2019-08-12 17:05:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001670878 Filed Document 0001670878-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:05:02 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GroundMetrics, Inc. See All Filings	D	2019-08-12 17:04:49 UTC
Amount To Be Raised $8,453,571 Associated Brokers / Dealers N/A CIK Number 0001538878 Filed Document 0001538878-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:04:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PegEx, Inc. See All Filings	D	2019-08-12 17:02:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596153 Filed Document 0001596153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 17:02:35 UTC Type of Offering D Industry Environmental Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
20/20 GeneSystems, Inc. See All Filings	1-A	2019-08-12 17:00:58 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001139685 Filed Document 0001213900-19-015358 Accepted Date 2019-08-12 17:00:58 UTC Type of Offering 1-A Industry SERVICES-MEDICAL LABORATORIES Offering Tier Tier2 Principal Place of Business MARYLAND Revenue or Assets $277,047 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Lux Co-Invest Opportunities II, L.P. See All Filings	D	2019-08-12 16:52:18 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001783916 Filed Document 0001783918-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:52:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxhound Holdings, LLC See All Filings	D	2019-08-12 16:47:23 UTC
Amount To Be Raised $65,370,762 Associated Brokers / Dealers N/A CIK Number 0001784836 Filed Document 0001784836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:47:23 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
SE 2nd & Main LLC See All Filings	D	2019-08-12 16:43:13 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001785276 Filed Document 0001785276-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:43:13 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Alcion 60 East 12th Co-Investment L.P. See All Filings	D	2019-08-12 16:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784225 Filed Document 0001784225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:41:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAMPUS REAL ESTATE PARTNERS II, LP See All Filings	D	2019-08-12 16:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780042 Filed Document 0000950142-19-001751 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:41:20 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Xione Therapeutics, Inc. See All Filings	D	2019-08-12 16:39:51 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001784593 Filed Document 0001784593-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:39:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Clickflow Inc. See All Filings	D	2019-08-12 16:34:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785255 Filed Document 0001785255-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-12 16:34:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Lux Ventures VI Sidecar, L.P. See All Filings	D	2019-08-12 16:34:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001783917 Filed Document 0001783917-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lux Ventures VI, L.P. See All Filings	D	2019-08-12 16:32:51 UTC
Amount To Be Raised $498,000,000 Associated Brokers / Dealers N/A CIK Number 0001783918 Filed Document 0001783918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:32:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crystal Lake Mining Corp See All Filings	D	2019-08-12 16:24:43 UTC
Amount To Be Raised $17,449 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001524326-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:24:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Chasm Advanced Materials, Inc. See All Filings	D	2019-08-12 16:24:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001687357 Filed Document 0001687357-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:24:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fluency, Inc. See All Filings	D	2019-08-12 16:20:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001756108 Filed Document 0001756108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:20:58 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Rigby Energy Resources, LP See All Filings	D/A	2019-08-12 16:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750317 Filed Document 0001171520-19-000265 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:20:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PRE Brands LLC See All Filings	D	2019-08-12 16:20:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001679871 Filed Document 0001679871-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:20:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TI Platform APSF SPV, L.P. See All Filings	D	2019-08-12 16:15:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785281 Filed Document 0001785281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:15:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armada Absolute Return Fund, LP See All Filings	D	2019-08-12 16:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784265 Filed Document 0001784265-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:09:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Real Assets III - Natural Resources, LLC See All Filings	D	2019-08-12 16:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776885 Filed Document 0001776895-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:08:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Real Assets III - Real Estate, LLC See All Filings	D	2019-08-12 16:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776833 Filed Document 0001776895-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:06:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Real Assets III, LLC See All Filings	D	2019-08-12 16:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776895 Filed Document 0001776895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:05:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG BLOCKS, INC. See All Filings	D	2019-08-12 16:01:26 UTC
Amount To Be Raised $47,812 Associated Brokers / Dealers N/A CIK Number 0001023994 Filed Document 0001213900-19-015327 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:01:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pine Ridge Aberdeen LP See All Filings	D	2019-08-12 16:00:04 UTC
Amount To Be Raised $1,379,990 Associated Brokers / Dealers N/A CIK Number 0001784959 Filed Document 0001784959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 16:00:04 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
518 Morehead, LLC See All Filings	D	2019-08-12 15:57:59 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001785284 Filed Document 0001785284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:57:59 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Risk Parity Delta Rho Q V20 Fund, L.P. See All Filings	D/A	2019-08-12 15:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672982 Filed Document 0001544372-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wind River Fund, LLC See All Filings	D	2019-08-12 15:47:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785260 Filed Document 0001785260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:47:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Little Garland, LLC See All Filings	D	2019-08-12 15:47:44 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001785066 Filed Document 0001785066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:47:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RTW Special Purpose Fund I, LLC See All Filings	D	2019-08-12 15:38:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785169 Filed Document 0001785169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:38:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palvella Therapeutics, Inc. See All Filings	D/A	2019-08-12 15:37:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001742961 Filed Document 0001192482-19-000333 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:37:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Metro DST See All Filings	D/A	2019-08-12 15:36:39 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers CONCORDE INVESTMENT SERVICES, LLC, TIMOTHY JOHN SHERER, WEALTHFORGE SECURITIES, LLC, TRAWNEGAN GALL, David Andrew Kangas, TAYLOR WESTON GARRETT, Dan Laurence Werry, RONALD DAVID BIRNBAUM, Ronald Stillman Cole, David Harris Freedman, and CHRISTINA SUZANNE NIELSON CIK Number 0001751300 Filed Document 0001781242-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:36:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WNY Impact Investment Fund LLC See All Filings	D/A	2019-08-12 15:32:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001715135 Filed Document 0001144204-19-039158 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:32:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Attentive Mobile Inc. See All Filings	D	2019-08-12 15:29:08 UTC
Amount To Be Raised $39,999,998 Associated Brokers / Dealers N/A CIK Number 0001730164 Filed Document 0001231919-19-000043 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:29:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Taiyo Hinata Fund, L.P. See All Filings	D/A	2019-08-12 15:26:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682025 Filed Document 0001682025-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:26:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCM Brain, Inc. See All Filings	D	2019-08-12 15:21:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001731755 Filed Document 0001731755-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:21:19 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Water Harvesting Inc. See All Filings	D	2019-08-12 15:17:33 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001758038 Filed Document 0001758038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:17:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Risk Parity Fund V15, L.P. See All Filings	D/A	2019-08-12 15:15:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001544372 Filed Document 0001544372-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:15:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PROCESS SYSTEMS, INC. See All Filings	D/A	2019-08-12 15:09:16 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001769358 Filed Document 0001769358-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:09:16 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Truewerk, Inc. See All Filings	D	2019-08-12 15:08:35 UTC
Amount To Be Raised $3,386,857 Associated Brokers / Dealers N/A CIK Number 0001688595 Filed Document 0001688595-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:08:35 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KLYP, LLC See All Filings	D	2019-08-12 15:07:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001785068 Filed Document 0001785068-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:07:43 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Impala Resource Fund LP See All Filings	D/A	2019-08-12 15:07:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681540 Filed Document 0001567619-19-016316 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:07:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numerai One Onshore LP See All Filings	D/A	2019-08-12 15:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710502 Filed Document 0001710502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oval Park SPV Carpe LLC See All Filings	D	2019-08-12 15:03:15 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001784613 Filed Document 0001784613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:03:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Risk Parity Fund V12, L.P. See All Filings	D/A	2019-08-12 15:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Phillip M. Plant CIK Number 0001544371 Filed Document 0001544371-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:02:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Impala Resource Fund Ltd. See All Filings	D/A	2019-08-12 15:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681541 Filed Document 0001567619-19-016313 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivo Capital Fund IX, L.P. See All Filings	D/A	2019-08-12 15:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Funds Group, LLC, China Concept Consulting Ltd., Gold Eagle Enterprises Limited, Goldman Sachs & Co. LLC, and XT Capital Partners, LLC CIK Number 0001750117 Filed Document 0001750117-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numerai One Offshore Ltd. See All Filings	D/A	2019-08-12 15:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710334 Filed Document 0001710334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-12 15:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala ELS Fund Ltd. See All Filings	D/A	2019-08-12 14:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001567619-19-016310 Exclusions or Exemptions 506b Accepted Date 2019-08-12 14:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund