Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Angeles Diversified Income Fund LLC See All Filings	D/A	2019-08-14 10:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749629 Filed Document 0001749629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:33:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BeaconLight Balanced Fund, LP See All Filings	D/A	2019-08-14 10:33:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749924 Filed Document 0000919574-19-005273 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:33:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LUXOR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2019-08-14 10:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356913 Filed Document 0001013594-19-000498 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AT Investment, LLC See All Filings	D	2019-08-14 10:28:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001785145 Filed Document 0001042167-19-000068 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:28:12 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Capital Partners, LP See All Filings	D/A	2019-08-14 10:27:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393021 Filed Document 0001013594-19-000497 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:27:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lugard Road Capital Offshore, Ltd. See All Filings	D/A	2019-08-14 10:25:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750808 Filed Document 0001013594-19-000496 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:25:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lugard Road Capital, LP See All Filings	D/A	2019-08-14 10:22:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717917 Filed Document 0001013594-19-000495 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:22:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASM Connaught House Fund III LP See All Filings	D/A	2019-08-14 10:22:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cresta Westhall LLP CIK Number 0001749616 Filed Document 0000919574-19-005266 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:22:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
ASM Connaught House Fund III, LLC See All Filings	D/A	2019-08-14 10:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cresta Westhall LLP CIK Number 0001749617 Filed Document 0000919574-19-005263 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
OurPharma Holdings LLC See All Filings	D	2019-08-14 10:20:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001725565 Filed Document 0001725565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:20:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
70-76 Passaic Avenue LLC See All Filings	D	2019-08-14 10:09:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001697754 Filed Document 0001697754-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:09:30 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Vitegent Healthcare Inc See All Filings	D	2019-08-14 10:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785344 Filed Document 0001785344-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:09:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Florham Park Sports Dome & Event Center LLC See All Filings	D	2019-08-14 10:01:29 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001697756 Filed Document 0001697756-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-14 10:01:29 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
PR HENDERSONVILLE, INC. See All Filings	D	2019-08-14 09:52:09 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001782858 Filed Document 0001782858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:52:09 UTC Type of Offering D Industry Restaurants Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HEC Onshore Fund LP See All Filings	D/A	2019-08-14 09:43:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001649566 Filed Document 0001567619-19-016688 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:43:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wireless Registry, Inc. See All Filings	D	2019-08-14 09:43:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001592716 Filed Document 0001592716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:43:10 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
HEC Offshore Fund Ltd See All Filings	D/A	2019-08-14 09:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001649583 Filed Document 0001567619-19-016683 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-08-14 09:35:22 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Vik Goel, John D. Nguyen, Brian Pacen, Richard Jackman, Cambridge Investment Research, Inc., Jason Salmon, Brent Honea, Chris Vizzi, Tony Barouti, Dennis Haywood, and Chay Lapin CIK Number 0001773819 Filed Document 0001773819-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:35:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital (Heritage - Bedford,NH)DST See All Filings	D/A	2019-08-14 09:21:28 UTC
Amount To Be Raised $31,453,687 Associated Brokers / Dealers Independent Financial Group, LLC, Adam Bryan, Stacey Morimoto, DFPG Investments, Inc., Griffin Capital Securities, LLC, Nate Kuhn, Jason Salmon, Betty Friant, Robert Meyer, Roger Frank, Ron Birnbaum, Eric Scaff, Jason Stone, Dan Raupp, Stacey Morimoto, Jeffrey Bangerter, Chay Lapin, Troy Thomas, Geoff Wolterstorff, and Eric Bicknese CIK Number 0001763670 Filed Document 0001763670-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:21:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LNJ Group, LLC See All Filings	D	2019-08-14 09:07:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785407 Filed Document 0001785407-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:07:56 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital (South Beach - Vegas) DST See All Filings	D/A	2019-08-14 09:06:04 UTC
Amount To Be Raised $32,662,643 Associated Brokers / Dealers Griffin Capital Securities, LLC, Sonya Gotz, Daniel Rhett Jeppson, Don Hartmann, Vint Hartmann, Steve Haskell, Robert Horning, Chay Lapin, Scott Offerman, Independent Financial Group, LLC, Adam Bryan, Todd Kennedy, DFPG Investments, Richard Jackman, Gail Hilder, Robert McIsaac, Tye Winfield, Harmony Russo, Thomas MacDonnell, John Bishop, and Bryon Martinsen CIK Number 0001756603 Filed Document 0001756603-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:06:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PR APPLETON WEST, INC. See All Filings	D	2019-08-14 09:05:34 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001782809 Filed Document 0001782809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 09:05:34 UTC Type of Offering D Industry Restaurants Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt Multifamily Portfolio II DST See All Filings	D/A	2019-08-14 08:50:16 UTC
Amount To Be Raised $67,591,872 Associated Brokers / Dealers DFPG Investments, Inc., APW Capital Inc, Westpark Capital Inc, Capital Investment Group, Inc., Mc Dermott Investment Services, LLC, American Investors Company, Sagepoint Financial, Inc., International Assets Advisory, LLC, Tfs Securities, Inc., Concorde Investment Services, LLC, Calton & Associates, Primex Prime Electronic Execution Inc, Investacorp, Inc., Securities America Inc., Triad Advisors, Inc., Lincoln Financial Advisors, H D Vest Investment Securities Inc, WealthForge Securities LLC, Crown Capital Securities L.P., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Cambridge Investment Research, Lincoln Financial Securities Corp, Whitehall-Parker Securities, Inc., Great Point Capital LLC, Commonwealth Financial Network, Royal Alliance Associates, Inc., First Allied Securities Inc., Summit Brokerage Services, Inc., Colorado Financial Service Corp, and Madison Avenue Securities, LLC CIK Number 0001777792 Filed Document 0001777792-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:50:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
White Marigold FX Volatility Fund LP See All Filings	D/A	2019-08-14 08:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713380 Filed Document 0000902664-19-003345 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio DST See All Filings	D/A	2019-08-14 08:38:05 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Capulent LLC, Concorde Investment Services, LLC, Commonwealth Financial Network, Cetera Advisors, LLC, Calton & Associates, Woodbury Financial Services, Inc., H D Vest Investment Securities Inc, Sagepoint Financial, Inc., Ameritas Investment Corp., 1st Global Capital Corporation, Stonecrest Capital Markets, Inc, Crown Capital Securities L.P., DFPG Investments, Inc., Lincoln Financial Advisors, Emerson Equity LLC, Investacorp, Inc., Mc Dermott Investment Services, LLC, Lincoln Financial Securities Corp, Nationwide Planning Associates, Inc, NPB Financial Group, LLC, Money Concepts Capital Corp., Cambridge Investment Research, Sigma Financial Corporation, Colorado Financial Service Corp, Royal Alliance Associates, Inc., United Planners' Financial Services, Triad Advisors, Inc., American Portfolios Financial Svcs, First Allied Securities Inc., K Capital LLC, Centaurus Financial, Inc., Summit Brokerage Services, Inc, Primex Prime Electronic Execution Inc, Invicta Capital LLC, Lightpath Capital Inc., The Strategic Financial Alliance, FSC Securities Corporation, Kovack Securities, Inc., Westpark Capital Inc, Winslow, Evans & Crocker, Cetera Financial Specialists LLC, and Berthel Fisher & Co Financial Svcs CIK Number 0001767656 Filed Document 0001767656-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:38:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kings Crowd LLC See All Filings	C/A	2019-08-14 08:33:25 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $902,952 CIK Number 0001744757 Filed Document 0001669191-19-000289 Accepted Date 2019-08-14 08:33:25 UTC Type of Offering C/A Security Offered Amount 5,556 Security Offered Type Other State MASSACHUSETTS
Self-Storage Portfolio VI, DST See All Filings	D/A	2019-08-14 08:31:38 UTC
Amount To Be Raised $26,663,786 Associated Brokers / Dealers Concorde Investment Services, LLC, WealthForge Securities LLC, Ibn Financial Services, Inc., Westpark Capital Inc, DFPG Investments, Inc., United Planners' Financial Services, Arete Wealth Management, LLC., 1st Global Capital Corporation, Madison Avenue Securities, LLC, RCX Capital Group LLC, Centaurus Financial, Inc., Investacorp, Inc., H D Vest Investment Securities Inc, Mc Dermott Investment Services, LLC, Lightpath Capital Inc., Parkland Securities, LLC, Sigma Financial Corporation, Securities America Inc., Cabot Lodge Securities LLC, Independent Financial Group, LLC, and Primex Prime Electronic Execution Inc CIK Number 0001765796 Filed Document 0001765796-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:31:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lanx Fund, LP See All Filings	D/A	2019-08-14 08:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANK JAY GOLDMAN CIK Number 0001177589 Filed Document 0001177589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanx Offshore Partners, Ltd. See All Filings	D/A	2019-08-14 08:27:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANK JAY GOLDMAN CIK Number 0001178079 Filed Document 0001178079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:27:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Myers Multifamily DST See All Filings	D/A	2019-08-14 08:27:03 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Proequities, Inc., Investacorp, Inc., Capulent LLC, RCX Capital Group LLC, DFPG Investments, Inc., Mc Dermott Investment Services, LLC, Madison Avenue Securities, LLC, Concorde Investment Services, LLC, Sagepoint Financial, Inc., Parkland Securities, LLC, Aegis Capital Corporation, Investment Planners, Inc., Chalice Capital Partners, LLC, Primex Prime Electronic Execution Inc, Lincoln Financial Advisors, Securities America Inc., Commonwealth Financial Network, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., Emerson Equity LLC, Infinity Financial Services, Independent Financial Group, LLC, Invicta Capital LLC, WealthForge Securities LLC, and FSC Securities Corporation CIK Number 0001759531 Filed Document 0001759531-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:27:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dome Audio Inc. See All Filings	C/A	2019-08-14 08:26:54 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001781955 Filed Document 0001669191-19-000287 Accepted Date 2019-08-14 08:26:54 UTC Type of Offering C/A Security Offered Amount 31,250 Security Offered Type Common Stock State NEW JERSEY
Lanx Concentrated Offshore Fund I, Ltd See All Filings	D/A	2019-08-14 08:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANK JAY GOLDMAN CIK Number 0001631075 Filed Document 0001631075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dome Audio Inc. See All Filings	C/A	2019-08-14 08:24:43 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001781955 Filed Document 0001669191-19-000285 Accepted Date 2019-08-14 08:24:43 UTC Type of Offering C/A Security Offered Amount 31,250 Security Offered Type Common Stock State NEW JERSEY
Lanx Concentrated Fund I, LP See All Filings	D/A	2019-08-14 08:22:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANK JAY GOLDMAN CIK Number 0001631074 Filed Document 0001631074-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:22:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio IV DST See All Filings	D/A	2019-08-14 08:21:34 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Primex Prime Electronic Execution Inc, Concorde Investment Services, LLC, DFPG Investments, Inc., Money Concepts Capital Corp., Questar Capital Corp., WealthForge Securities LLC, Capulent LLC, American Investors Co Lsy Dba, Woodbury Financial Services, Inc., Parkland Securities, LLC, Cambridge Investment Research, Sagepoint Financial, Inc., APW Capital Inc, Independent Financial Group, LLC, Royal Alliance Associates, Inc., Centaurus Financial, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Stonecrest Capital Markets, Inc, FSC Securities Corporation, Investacorp, Inc., Triad Advisors, Inc., Mc Dermott Investment Services, LLC, Sandlapper Securities, LLC, H D Vest Investment Securites Inc, Lincoln Financial Advisors, Westpark Capital Inc, Ameritas Investment Corp., Madison Avenue Securities, LLC, Muriel Siebert & Co., Inc, Tfs Securities, Inc., RCX Capital Group LLC, Crown Capital Securities L.P., Independence Capital Co, Inc., First Allied Securities Inc., Voya Financial Advisors, Galt Financial Group, Inc., Cetera Advisors, LLC, Securities America Inc., Western International Secs Inc, Moloney Securities Co, Lion Street Financial, LLC, Berthel Fisher & Co Financial Svcs, NPB Financial Group, LLC, Cetera Advisor Networks, LLC, Vanderbilt Securities, LLC, Saxony Securities, First Financial Equity Corp, Chalice Capital Partners, LLC, Callaway Financial Services Inc, Great Point Capital LLC, Cetera Financial Specialists LLC, Infinity Financial Services, Colorado Financial Service Corp, Lightpath Capital Inc., Cabot Lodge Securities LLC, Metropolitan Capital Investment Banc Inc, and Inland Securities Corporation CIK Number 0001757500 Filed Document 0001757500-19-000030 Exclusions or Exemptions 506b Accepted Date 2019-08-14 08:21:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FSC Industrial III DST See All Filings	D	2019-08-14 07:34:47 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001785388 Filed Document 0001785388-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-14 07:34:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fundrise National For-Sale Housing eFund, LLC See All Filings	1-A POS	2019-08-14 06:18:34 UTC
Amount To Be Raised $39,450,851 Associated Brokers / Dealers N/A CIK Number 0001706656 Filed Document 0001144204-19-039714 Accepted Date 2019-08-14 06:18:34 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $296,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
FUNDRISE EQUITY REIT, LLC See All Filings	1-A POS	2019-08-14 06:16:29 UTC
Amount To Be Raised $20,067,336 Associated Brokers / Dealers N/A CIK Number 0001648956 Filed Document 0001144204-19-039712 Accepted Date 2019-08-14 06:16:29 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $1,250,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
MAKRANA FINANCIAL (US) FUND I See All Filings	D/A	2019-08-13 21:27:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759640 Filed Document 0001759640-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 21:27:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Axioma Management Pool, LLC See All Filings	D	2019-08-13 21:16:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780025 Filed Document 0001780025-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 21:16:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
OC 536 OFFSHORE FUND, LTD. See All Filings	D/A	2019-08-13 20:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759639 Filed Document 0001759639-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 20:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Comrise, Inc. See All Filings	D	2019-08-13 20:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785404 Filed Document 0001785404-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 20:55:06 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Partners, L.L.C. See All Filings	D	2019-08-13 20:40:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785356 Filed Document 0001785356-19-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2019-08-13 20:40:51 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Masterworks 003, LLC See All Filings	1-A/A	2019-08-13 20:22:47 UTC
Amount To Be Raised $1,039,000 Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001781737 Filed Document 0001493152-19-012272 Accepted Date 2019-08-13 20:22:47 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Milledgeville Investment Partners, LLC See All Filings	D/A	2019-08-13 20:02:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001785253 Filed Document 0001785253-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-13 20:02:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Viceroy Capital Healthcare II, Ltd. See All Filings	D/A	2019-08-13 19:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651629 Filed Document 0001315863-19-000679 Exclusions or Exemptions 506b Accepted Date 2019-08-13 19:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Lost Colony Botanicals LLC See All Filings	D	2019-08-13 19:55:15 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001785289 Filed Document 0001785289-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 19:55:15 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NDD ON 13TH STREET LOFTS, LLC See All Filings	D	2019-08-13 19:47:10 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001785322 Filed Document 0001785322-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-13 19:47:10 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ally Technologies, Inc. See All Filings	D	2019-08-13 19:42:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001765662 Filed Document 0001765662-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 19:42:34 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SH Fund I, a series of Edelweiss.vc, LP See All Filings	D	2019-08-13 19:19:32 UTC
Amount To Be Raised $87,046 Associated Brokers / Dealers N/A CIK Number 0001784523 Filed Document 0001784519-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-13 19:19:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund