Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Turtle Island Foods, SPC See All Filings	D	2019-08-30 11:41:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786495 Filed Document 0001786495-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:41:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Bear Robotics, Inc. See All Filings	D	2019-08-30 11:32:32 UTC
Amount To Be Raised $35,839,041 Associated Brokers / Dealers N/A CIK Number 0001786432 Filed Document 0001786432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:32:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ullico International Group Trust See All Filings	D/A	2019-08-30 11:31:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, and White, Patrick CIK Number 0001465719 Filed Document 0001465719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:31:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ISLAND SPOT UNIT 3, LLC See All Filings	D	2019-08-30 11:30:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001786784 Filed Document 0001786784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:30:48 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ullico Diversified International Equity Fund, L.P. See All Filings	D/A	2019-08-30 11:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael and Howe, Luke CIK Number 0001374721 Filed Document 0001374721-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ullico Infrastructure Tax-Exempt Fund, L.P. See All Filings	D/A	2019-08-30 11:26:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, Norkus, Michael, and White, Patrick CIK Number 0001504312 Filed Document 0001504312-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 11:26:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
O2 Oxygen EMEX Intermediate, LLC See All Filings	D	2019-08-30 11:25:43 UTC
Amount To Be Raised $2,572,466 Associated Brokers / Dealers N/A CIK Number 0001738796 Filed Document 0001596771-19-000093 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:25:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ullico Infrastructure Taxable Fund, L.P. See All Filings	D/A	2019-08-30 11:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, White, Patrick, and Norkus, Michael CIK Number 0001571963 Filed Document 0001571963-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 11:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ullico International Small Cap Fund, L.P. See All Filings	D/A	2019-08-30 11:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael and Howe, Luke CIK Number 0001544108 Filed Document 0001544108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Union Labor Life Insurance Co Separate Account W1 See All Filings	D/A	2019-08-30 11:21:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, Norkus, Michael, and White, Patrick CIK Number 0001465722 Filed Document 0001465722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:21:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WASABI VENTURES PARTNERS FUNDS LLC See All Filings	D	2019-08-30 11:20:22 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Wasabi Ventures Partners Management Co LLC CIK Number 0001768998 Filed Document 0001768998-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-08-30 11:20:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bluefin, LLC See All Filings	D	2019-08-30 11:19:50 UTC
Amount To Be Raised $7,865,292 Associated Brokers / Dealers N/A CIK Number 0001785533 Filed Document 0001596771-19-000092 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:19:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Hyde Park Venture Partners Fund III Affiliates, L.P. See All Filings	D	2019-08-30 11:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786744 Filed Document 0001786744-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:19:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Labor Life Insurance Co Separate Account R See All Filings	D/A	2019-08-30 11:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael and Howe, Luke CIK Number 0001633950 Filed Document 0001633950-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:18:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
O'MY Foods LLC See All Filings	D/A	2019-08-30 11:15:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001724881 Filed Document 0001724881-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:15:39 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Octagon Investment Grade CLO Opportunity Fund, Ltd. See All Filings	D	2019-08-30 11:04:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001786830 Filed Document 0001315863-19-000727 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:04:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Investment Grade CLO Opportunity Fund, LLC See All Filings	D	2019-08-30 10:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001786831 Filed Document 0001315863-19-000726 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:57:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arcview Advisors BDS SPV LLC See All Filings	D	2019-08-30 10:56:47 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001786945 Filed Document 0001786945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:56:47 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plexis Tech, Inc. See All Filings	D	2019-08-30 10:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786332 Filed Document 0001786332-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-30 10:52:26 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Meru Biotechnologies, LLC See All Filings	D	2019-08-30 10:46:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785460 Filed Document 0001785460-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:46:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP See All Filings	D/A	2019-08-30 10:39:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001161973 Filed Document 0000945621-19-000290 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:39:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abounding Hospice Care, Inc. See All Filings	D	2019-08-30 10:20:42 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001786553 Filed Document 0001010549-19-000206 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:20:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Citadel Candlestick EIF LLC See All Filings	D	2019-08-30 10:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786509 Filed Document 0001786509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:18:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HighGold Mining Inc. See All Filings	D	2019-08-30 10:08:47 UTC
Amount To Be Raised $15,970 Associated Brokers / Dealers N/A CIK Number 0001786894 Filed Document 0001567619-19-017706 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:08:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEFIN Acquisition, LLC See All Filings	D	2019-08-30 10:08:27 UTC
Amount To Be Raised $7,865,292 Associated Brokers / Dealers N/A CIK Number 0001785570 Filed Document 0001596771-19-000091 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:08:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MANOR ROAD INVESTMENT PARTNERS II, LP See All Filings	D/A	2019-08-30 09:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555043 Filed Document 0000919574-19-005648 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Revolution Partners, LLC See All Filings	D	2019-08-30 09:54:14 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001786910 Filed Document 0001786910-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:54:14 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MANOR ROAD INVESTMENT PARTNERS, LP See All Filings	D/A	2019-08-30 09:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555042 Filed Document 0000919574-19-005646 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Litespeed Partners, L.P. See All Filings	D/A	2019-08-30 09:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325272 Filed Document 0000919574-19-005644 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:45:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 212 See All Filings	D/A	2019-08-30 09:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715698 Filed Document 0001724485-19-000077 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Litespeed Offshore Fund, Ltd. See All Filings	D/A	2019-08-30 09:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180924 Filed Document 0000919574-19-005642 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:40:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
California Labs, Inc. See All Filings	C/A	2019-08-30 09:31:30 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001652039 Filed Document 0001652039-19-000003 Accepted Date 2019-08-30 09:31:30 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
California Ethanol & Power, LLC See All Filings	D	2019-08-30 09:28:51 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:28:51 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PSB Holding Corp See All Filings	D	2019-08-30 09:13:41 UTC
Amount To Be Raised $5,749,974 Associated Brokers / Dealers N/A CIK Number 0001678588 Filed Document 0001678588-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:13:41 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bluestem VIC, LLC See All Filings	D/A	2019-08-30 09:12:02 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001785761 Filed Document 0001785761-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:12:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
SHIFTLAB, LLC See All Filings	D	2019-08-30 08:38:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001786780 Filed Document 0001567619-19-017704 Exclusions or Exemptions 506b Accepted Date 2019-08-30 08:38:25 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NAKED BRAND GROUP Ltd See All Filings	D	2019-08-30 08:30:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers H.C.WAINWRIGHT & CO., LLC CIK Number 0001707919 Filed Document 0001493152-19-013521 Exclusions or Exemptions 506b Accepted Date 2019-08-30 08:30:16 UTC Type of Offering D Industry Retailing Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
13 V Consumer Fund, L.P. See All Filings	D	2019-08-30 07:02:19 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001786950 Filed Document 0001786950-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 07:02:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Merricks Capital FOO Master Fund See All Filings	D/A	2019-08-30 06:31:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653705 Filed Document 0000902664-19-003592 Exclusions or Exemptions 506b Accepted Date 2019-08-30 06:31:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Merricks Capital FOO Feeder Fund See All Filings	D/A	2019-08-30 06:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653699 Filed Document 0000902664-19-003591 Exclusions or Exemptions 506b Accepted Date 2019-08-30 06:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Richmond Restaurants, LLC See All Filings	D	2019-08-29 21:31:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001783692 Filed Document 0001783692-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 21:31:28 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GREEN MATTERS TECHNOLOGIES INC. See All Filings	D	2019-08-29 21:08:27 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-19-000074 Exclusions or Exemptions 506b Accepted Date 2019-08-29 21:08:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Fundation See All Filings	D	2019-08-29 20:56:16 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Phusi Khomsan CIK Number 0001786305 Filed Document 0001786305-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 20:56:16 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Labtronix, Inc. See All Filings	D	2019-08-29 20:09:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001786924 Filed Document 0001786924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 20:09:01 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
S1L, Inc. See All Filings	D	2019-08-29 19:32:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001786143 Filed Document 0001786143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 19:32:16 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
GSC Terra Buena Partners, LLC See All Filings	D	2019-08-29 19:27:08 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers n/a CIK Number 0001786388 Filed Document 0001786388-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 19:27:08 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NT Ventures, Inc. See All Filings	D	2019-08-29 19:26:22 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001739590 Filed Document 0001739590-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 19:26:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
England Investment Fund LP See All Filings	D	2019-08-29 19:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786428 Filed Document 0001786428-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 19:26:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRAX, Inc. See All Filings	D	2019-08-29 18:52:57 UTC
Amount To Be Raised $5,490,000 Associated Brokers / Dealers The Special Equities Group, LLC and WestPark Capital, Inc. CIK Number 0001538217 Filed Document 0001553350-19-000901 Exclusions or Exemptions 506b Accepted Date 2019-08-29 18:52:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Veriown Global, Inc. See All Filings	D	2019-08-29 18:31:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785512 Filed Document 0001785512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 18:31:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity