Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
York Global Credit Income Fund Ltd See All Filings	D/A	2019-08-19 12:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555932 Filed Document 0001144204-19-040553 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Victoria ERISA Fund, Ltd. See All Filings	D/A	2019-08-19 12:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001511871 Filed Document 0001511871-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:04:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Global Credit Income Fund, L.P. See All Filings	D/A	2019-08-19 12:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555933 Filed Document 0001144204-19-040552 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS O&G, LLC See All Filings	D	2019-08-19 12:02:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001785620 Filed Document 0001785620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:02:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Partner Program Laguna 1, LLC See All Filings	D	2019-08-19 12:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771911 Filed Document 0001771911-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-19 12:01:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROYAL HEALTH INC See All Filings	D	2019-08-19 12:01:07 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001781485 Filed Document 0001781485-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 12:01:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearwater Capital Partners Direct Lending Opportunities Fund, L.P. See All Filings	D/A	2019-08-19 11:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750701 Filed Document 0001750701-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:56:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Logo Holdings I Corp See All Filings	D	2019-08-19 11:55:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0001780191-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:55:48 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Atomic Labs, Inc. See All Filings	D	2019-08-19 11:47:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001784627 Filed Document 0001784627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:47:44 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Opus Medical Therapies, LLC See All Filings	D	2019-08-19 11:46:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001785788 Filed Document 0001785788-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:46:08 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
MC SV VI LLC See All Filings	D	2019-08-19 11:39:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001785664 Filed Document 0001785664-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:39:50 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2019-08-19 11:36:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001553997-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:36:25 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
400 Capital TX COF I LP See All Filings	D	2019-08-19 11:24:16 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001785403 Filed Document 0001315863-19-000712 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:24:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QuB LLC See All Filings	D	2019-08-19 11:22:21 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001785793 Filed Document 0001785793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:22:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Waterfall Sandstone Fund, L.P. See All Filings	D/A	2019-08-19 11:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615392 Filed Document 0001615392-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:14:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ResortPass, Inc. See All Filings	D	2019-08-19 11:12:06 UTC
Amount To Be Raised $8,999,997 Associated Brokers / Dealers N/A CIK Number 0001785727 Filed Document 0001785727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:12:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCM-S72-1, LLC See All Filings	D	2019-08-19 11:05:23 UTC
Amount To Be Raised $5,173,739 Associated Brokers / Dealers N/A CIK Number 0001567167 Filed Document 0001567167-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:05:23 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2019-08-19 11:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 11:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shred Soles LLC See All Filings	C	2019-08-19 10:56:08 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001783633 Filed Document 0001670254-19-000456 Accepted Date 2019-08-19 10:56:08 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
WATERFALL EDEN FUND LP See All Filings	D/A	2019-08-19 10:52:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001340264-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:52:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preserver, L.P. See All Filings	D/A	2019-08-19 10:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480112 Filed Document 0001480112-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Edge Global Opportunities Fund, Ltd. See All Filings	D/A	2019-08-19 10:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494202 Filed Document 0000919574-19-005485 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
1NHealth, Inc. See All Filings	D	2019-08-19 10:32:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785751 Filed Document 0001785751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:32:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Towerview Voyager Fund, LP See All Filings	D/A	2019-08-19 10:16:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714950 Filed Document 0001714950-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:16:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geo Ticket Portals, Inc. See All Filings	D	2019-08-19 10:07:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001751643 Filed Document 0001751643-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 10:07:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
CBD Brands Inc See All Filings	1-A/A	2019-08-19 09:55:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001760903 Filed Document 0001264931-19-000177 Accepted Date 2019-08-19 09:55:16 UTC Type of Offering 1-A/A Industry PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Commongrounds Cooperative See All Filings	C/A	2019-08-19 09:53:05 UTC
Financial Interest N/A Filing Platform LOCALSTAKE MARKETPLACE LLC Offering Amount $1,070,000 CIK Number 0001768621 Filed Document 0001768621-19-000003 Accepted Date 2019-08-19 09:53:05 UTC Type of Offering C/A Security Offered Amount 250,000 Security Offered Type Other State MICHIGAN
GAINESVILLE SURGERY CENTER, L.P. See All Filings	D	2019-08-19 09:44:11 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0000941125 Filed Document 0000941125-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 09:44:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIFIED FINANCIAL SERVICES INC See All Filings	D	2019-08-19 08:20:25 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001033926 Filed Document 0000892303-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-19 08:20:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Monogram Orthopaedics Inc. See All Filings	1-A/A	2019-08-19 06:10:19 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001769759 Filed Document 0001144204-19-040481 Accepted Date 2019-08-19 06:10:19 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Fat Brands, Inc. See All Filings	1-A/A	2019-08-16 21:57:30 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers TriPoint Global Equities LLC / Digital Offering, LLC CIK Number 0001705012 Filed Document 0001493152-19-012896 Accepted Date 2019-08-16 21:57:30 UTC Type of Offering 1-A/A Industry RETAIL-EATING PLACES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $18,367,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CaliberCos Inc. See All Filings	1-A/A	2019-08-16 21:56:01 UTC
Amount To Be Raised $40,067,305 Associated Brokers / Dealers N/A CIK Number 0001627282 Filed Document 0001144204-19-040474 Accepted Date 2019-08-16 21:56:01 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $70,672,140 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CGP Parent LLC See All Filings	D	2019-08-16 21:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785569 Filed Document 0001785569-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 21:17:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CaliberCos Inc. See All Filings	1-A	2019-08-16 20:49:15 UTC
Amount To Be Raised $40,067,305 Associated Brokers / Dealers N/A CIK Number 0001627282 Filed Document 0001144204-19-040467 Accepted Date 2019-08-16 20:49:15 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $70,672,140 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PROFIRE ENERGY INC See All Filings	D	2019-08-16 19:32:41 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001289636 Filed Document 0001289636-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-08-16 19:32:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Multifamily Investments LLC See All Filings	D	2019-08-16 19:28:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785713 Filed Document 0001785690-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-16 19:28:04 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Drho187, a trust series of Roofstock One Trust See All Filings	D	2019-08-16 19:27:37 UTC
Amount To Be Raised $68,300 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001785189 Filed Document 0001785189-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-16 19:27:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pin Oak Alternative Income Fund Master LP See All Filings	D	2019-08-16 19:21:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738387 Filed Document 0001738387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 19:21:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Long Term Strategic Fund, LP See All Filings	D/A	2019-08-16 19:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747789 Filed Document 0001747789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 19:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Communities Fund, LLC See All Filings	D	2019-08-16 19:13:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001785690 Filed Document 0001785690-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-16 19:13:41 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Real Estate Development Fund II Master LP See All Filings	D	2019-08-16 19:08:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707844 Filed Document 0001707844-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 19:08:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pin Oak Real Estate Fund VII, LP See All Filings	D	2019-08-16 19:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687519 Filed Document 0001687519-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 19:00:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks 002, LLC See All Filings	1-A/A	2019-08-16 18:59:09 UTC
Amount To Be Raised $6,863,500 Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001750148 Filed Document 0001493152-19-012883 Accepted Date 2019-08-16 18:59:09 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ZeroKey Inc. See All Filings	D	2019-08-16 18:57:00 UTC
Amount To Be Raised $516,000 Associated Brokers / Dealers N/A CIK Number 0001750338 Filed Document 0001750338-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 18:57:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
JUUL Labs, Inc. See All Filings	D	2019-08-16 18:51:55 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers N/A CIK Number 0001520049 Filed Document 0001520049-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-16 18:51:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Real Estate Development Fund I, L.P. See All Filings	D	2019-08-16 18:49:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623440 Filed Document 0001623440-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 18:49:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taos Monaco Properties LLC See All Filings	D	2019-08-16 18:31:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785582 Filed Document 0001785582-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-16 18:31:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioPlx, Inc. See All Filings	D/A	2019-08-16 18:28:44 UTC
Amount To Be Raised $1,641,415 Associated Brokers / Dealers N/A CIK Number 0001681636 Filed Document 0001681636-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-08-16 18:28:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Blackstone LSV Fund (2019 UH 2) (Cayman) L.P. See All Filings	D	2019-08-16 18:21:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785470 Filed Document 0001785470-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-16 18:21:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lee's Summit Senior Community, LLC See All Filings	D	2019-08-16 18:20:10 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001785604 Filed Document 0001031323-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-16 18:20:10 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity