Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EMBER TECHNOLOGIES, INC. See All Filings	D/A	2017-09-13 08:10:35 UTC
Amount To Be Raised $13,008,645 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001636781-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 08:10:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M7 European Real Estate Investment Partners IV LP See All Filings	D	2017-09-13 07:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716453 Filed Document 0001716453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 07:36:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts PLC - MW Eureka SRI Fund See All Filings	D/A	2017-09-13 06:08:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684384 Filed Document 0000902664-17-003581 Exclusions or Exemptions 506b Accepted Date 2017-09-13 06:08:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campaign Monitor Holdings (UK) Ltd See All Filings	D/A	2017-09-12 21:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639657 Filed Document 0000899140-17-000573 Exclusions or Exemptions 506b Accepted Date 2017-09-12 21:18:59 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
FASETTO, LLC See All Filings	D	2017-09-12 19:39:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 19:39:54 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Cove Capital II-B, LP See All Filings	D	2017-09-12 19:23:14 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001716117 Filed Document 0001716117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 19:23:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OREGON PACIFIC BANCORP See All Filings	D	2017-09-12 19:12:40 UTC
Amount To Be Raised $2,023,850 Associated Brokers / Dealers N/A CIK Number 0001216128 Filed Document 0001216128-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 19:12:40 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FINTECH COLLECTIVE, LLC See All Filings	D	2017-09-12 19:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716292 Filed Document 0001716292-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 19:12:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SP SYCAMORE LLC See All Filings	D	2017-09-12 18:54:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001716422 Filed Document 0001716422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:54:03 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
70 Million Resources, Inc. See All Filings	D	2017-09-12 18:46:04 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001716822 Filed Document 0001716822-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:46:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rani Therapeutics, LLC See All Filings	D	2017-09-12 18:31:24 UTC
Amount To Be Raised $126,450,000 Associated Brokers / Dealers Joseph Gunnar & Co. LLC CIK Number 0001644130 Filed Document 0001644130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:31:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aegon High Yield Fund, a series of Aegon AM Funds, LLC See All Filings	D	2017-09-12 18:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716663 Filed Document 0001587342-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:20:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Michaelson Capital Overseas Special Finance Fund II, L.P. See All Filings	D	2017-09-12 18:19:57 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001713204 Filed Document 0001382963-17-000152 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:19:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund, SPC, for & on behalf of its Equities III Segregated Portfolio See All Filings	D/A	2017-09-12 18:18:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588829 Filed Document 0001588829-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:18:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Fund XXII - Plan Asset Allocation LP See All Filings	D	2017-09-12 18:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716434 Filed Document 0001716434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:14:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Michaelson Capital Special Finance Fund II, L.P. See All Filings	D	2017-09-12 18:13:58 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001713183 Filed Document 0001382963-17-000151 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:13:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Rock Offshore Opportunistic Credit Fund LP See All Filings	D	2017-09-12 18:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677840 Filed Document 0001587342-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 18:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONSTELLATION FUND, SPC - Segregated Portfolio B. See All Filings	D/A	2017-09-12 17:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528531 Filed Document 0001528531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spect Inc. See All Filings	D	2017-09-12 17:43:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716651 Filed Document 0001716651-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:43:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVC Fund LLC Series I Units See All Filings	D	2017-09-12 17:36:34 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001716220 Filed Document 0001716220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSHMOB, LLC See All Filings	D	2017-09-12 17:32:03 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001716430 Filed Document 0001716430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:32:03 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beryl Capital Fund II Ltd. See All Filings	D	2017-09-12 17:29:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716839 Filed Document 0000935836-17-000440 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:29:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Offshore Fund LP See All Filings	D/A	2017-09-12 17:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653179 Filed Document 0000902664-17-003579 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:27:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Fund LP See All Filings	D/A	2017-09-12 17:27:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651047 Filed Document 0000902664-17-003578 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:27:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Offshore Fund LP See All Filings	D/A	2017-09-12 17:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600342 Filed Document 0000902664-17-003577 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARBOARD LEADERS FUND LP See All Filings	D/A	2017-09-12 17:25:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP CAPITAL, LLC CIK Number 0001575038 Filed Document 0000902664-17-003576 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:25:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Fund XXII - Asset Allocation LP See All Filings	D	2017-09-12 17:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716435 Filed Document 0001716435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NoAppFee.com, Inc. See All Filings	D	2017-09-12 17:22:40 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001657358 Filed Document 0001657358-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:22:40 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MVC Fund LLC Series H Units See All Filings	D	2017-09-12 17:21:11 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001716219 Filed Document 0001716219-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:21:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ponyfoot Public House, LLC See All Filings	D	2017-09-12 17:19:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001716720 Filed Document 0001716720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:19:05 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Vemo Education, Inc. See All Filings	D	2017-09-12 17:19:01 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001661113 Filed Document 0001661113-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:19:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Parquet Capital I (Cayman), Ltd See All Filings	D	2017-09-12 17:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715476 Filed Document 0000919574-17-006717 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:13:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BLUEDOT INNOVATION, INC. See All Filings	D	2017-09-12 17:13:44 UTC
Amount To Be Raised $5,576,840 Associated Brokers / Dealers N/A CIK Number 0001716424 Filed Document 0001716424-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:13:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Linden Bancshares, Inc. See All Filings	D	2017-09-12 17:12:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001473282 Filed Document 0001473282-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:12:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Parquet Capital I, LLC See All Filings	D	2017-09-12 17:12:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715634 Filed Document 0000919574-17-006715 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:12:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EXPEDITION TOPCO LLC See All Filings	D	2017-09-12 17:06:05 UTC
Amount To Be Raised $93,100,030 Associated Brokers / Dealers N/A CIK Number 0001716786 Filed Document 0001716786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:06:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Cleaning Investors LLC See All Filings	D	2017-09-12 17:02:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001716719 Filed Document 0001716719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 17:02:17 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MyWorld, Inc. See All Filings	D	2017-09-12 16:53:57 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001464721 Filed Document 0001288649-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:53:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Texas Healthcare Portfolio II DST See All Filings	D/A	2017-09-12 16:43:14 UTC
Amount To Be Raised $55,020,466 Associated Brokers / Dealers William L. Toft, Curtis L. Whipple, Michael A. Bendix, Shawn L. Valentine, Mitchal D. O'Hare, Sigrid A. Daugaard, Edward E. Fernandez, Corbin S. Thomas, William S. Sheehan, Joseph G. Michaletz, David B. Alexander, David M. Lademan, Elizabeth L. Friant, Gary L. Leavitt, Roger T. Tadsen, Eric S. Scaff, Erkki M. Peippo, Steven J. Yazbeck, Robert A. Herje, Daniel P. Raupp, Byron J. Ishiwata, Robert S. Smith, and John M. Kosmicki CIK Number 0001714406 Filed Document 0001714406-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:43:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MyWorld, Inc. See All Filings	D	2017-09-12 16:42:52 UTC
Amount To Be Raised $10,106,294 Associated Brokers / Dealers N/A CIK Number 0001464721 Filed Document 0001288649-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:42:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Europe Offshore Ltd. See All Filings	D/A	2017-09-12 16:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496288 Filed Document 0000919574-17-006713 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Europe, L.P. See All Filings	D/A	2017-09-12 16:39:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Cuttone & Co., Inc., and Capital Growth Securities CIK Number 0001496289 Filed Document 0000919574-17-006711 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:39:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Structured Product Strategies Fund, LP See All Filings	D/A	2017-09-12 16:38:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618041 Filed Document 0001587342-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:38:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guilty Soles, Inc. See All Filings	D	2017-09-12 16:35:57 UTC
Amount To Be Raised $1,004,972 Associated Brokers / Dealers N/A CIK Number 0001663282 Filed Document 0000898432-17-000896 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:35:57 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Pangaea Ventures, L.P. See All Filings	D/A	2017-09-12 16:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645708 Filed Document 0001645708-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub DU2 LLC See All Filings	D	2017-09-12 16:23:26 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001715969 Filed Document 0001715969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:23:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Loan Opportunities Fund, L.P. See All Filings	D/A	2017-09-12 16:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587342 Filed Document 0001587342-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:23:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAYMENT DATA SYSTEMS INC See All Filings	D	2017-09-12 16:22:58 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Schwartz Heslin Group, Inc. CIK Number 0001088034 Filed Document 0001088034-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:22:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Sachem Capital Corp. See All Filings	D	2017-09-12 16:19:00 UTC
Amount To Be Raised $27,459,436 Associated Brokers / Dealers N/A CIK Number 0001682220 Filed Document 0001696632-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:19:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AllSource Analysis, Inc. See All Filings	D	2017-09-12 16:18:12 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001615073 Filed Document 0001615073-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-12 16:18:12 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity