Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KLS Macro Rates Fund LP See All Filings	D/A	2017-09-14 10:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY & CO. LLC, EATON PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001557852 Filed Document 0001557852-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 10:24:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alanda Opportunities Fund LP See All Filings	D	2017-09-14 10:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716784 Filed Document 0000902664-17-003613 Exclusions or Exemptions 506b Accepted Date 2017-09-14 10:22:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Northside Dialysis, LLC See All Filings	D	2017-09-14 10:11:36 UTC
Amount To Be Raised $3,103,930 Associated Brokers / Dealers N/A CIK Number 0001716469 Filed Document 0001461373-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-09-14 10:11:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arosa Capital Management Opportunistic Fund LP See All Filings	D/A	2017-09-14 10:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596539 Filed Document 0000902664-17-003612 Exclusions or Exemptions 506b Accepted Date 2017-09-14 10:08:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asian Box Holdings, Inc. See All Filings	D	2017-09-14 10:00:22 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001580740 Filed Document 0001591408-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-09-14 10:00:22 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KLS Diversified Fund LP See All Filings	D/A	2017-09-14 09:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, KPG CAPITAL PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001506080 Filed Document 0001506080-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 09:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mulvaney Global Markets Fund, Ltd. See All Filings	D/A	2017-09-14 09:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557837 Filed Document 0001557837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 09:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edgestream Nias Fund, Ltd. See All Filings	D/A	2017-09-14 09:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496123 Filed Document 0001315863-17-000752 Exclusions or Exemptions 506b Accepted Date 2017-09-14 09:52:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Maplewood Global LP See All Filings	D	2017-09-14 09:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716882 Filed Document 0001716882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 09:43:34 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CRUEL INTENTIONS WORLDWIDE Ltd LIABILITY Co See All Filings	D	2017-09-14 09:41:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001716896 Filed Document 0001716896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 09:41:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Brown Advisory Real Estate Partners I (AI), LLLP See All Filings	D	2017-09-14 09:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710726 Filed Document 0001710726-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 09:28:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica Multi Fund L.P.- Systematica TexSys Fund See All Filings	D	2017-09-14 09:27:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716589 Filed Document 0001315863-17-000751 Exclusions or Exemptions 506b Accepted Date 2017-09-14 09:27:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SABLE RESOURCES LTD See All Filings	D	2017-09-14 09:25:26 UTC
Amount To Be Raised $1,088,076 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001237825 Filed Document 0001237825-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-14 09:25:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NeoView, Inc. See All Filings	D	2017-09-14 08:57:02 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001716894 Filed Document 0001716894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 08:57:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VDOSH INVESTMENTS 1-001, LLC See All Filings	D	2017-09-14 08:51:02 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001715908 Filed Document 0001715908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 08:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caelum Biosciences, Inc. See All Filings	D/A	2017-09-14 08:22:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001714429 Filed Document 0001714429-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-14 08:22:14 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
36ONE Hedge Segregated Portfolio of the South Africa Alpha SPC See All Filings	D/A	2017-09-14 07:49:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678315 Filed Document 0001678315-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 07:49:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WSQ Strategies, LP See All Filings	D/A	2017-09-14 07:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641166 Filed Document 0001641166-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 07:43:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Record Umbrella Fund See All Filings	D	2017-09-14 07:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561365 Filed Document 0001561365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-14 07:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDENROD CAPITAL PARTNERS, LP See All Filings	D	2017-09-13 21:22:59 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers BA SECURITIES, LLC CIK Number 0001711904 Filed Document 0001711904-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 21:22:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Industrial Development Corp See All Filings	D	2017-09-13 21:08:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001716119 Filed Document 0001716119-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 21:08:34 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Quantum Industrial Development Corp See All Filings	D	2017-09-13 20:58:05 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001716119 Filed Document 0001716119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 20:58:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MUTUALINK INC See All Filings	D/A	2017-09-13 20:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447606 Filed Document 0001447606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 20:57:27 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 291, LLC See All Filings	D/A	2017-09-13 20:21:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716215 Filed Document 0001716215-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-13 20:21:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Tise-III-Fund, a series of AL-Seedcamp-Funds, LLC See All Filings	D	2017-09-13 20:11:47 UTC
Amount To Be Raised $489,980 Associated Brokers / Dealers N/A CIK Number 0001714574 Filed Document 0001714635-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-13 20:11:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Health Sapiens, LLC See All Filings	D	2017-09-13 20:10:22 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001716787 Filed Document 0001716787-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 20:10:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nereus Equity Infrastructure Fund, LP See All Filings	D	2017-09-13 20:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716635 Filed Document 0001716635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 20:04:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swrve Mobile, Inc. See All Filings	D/A	2017-09-13 19:41:33 UTC
Amount To Be Raised $28,429,394 Associated Brokers / Dealers N/A CIK Number 0001619641 Filed Document 0001619641-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-13 19:41:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 78, LLC See All Filings	D/A	2017-09-13 19:35:45 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001705048 Filed Document 0001705048-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 19:35:45 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Casa Cody Investors, L.P. See All Filings	D/A	2017-09-13 19:16:33 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001713924 Filed Document 0001713924-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-13 19:16:33 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Internet Economy Holdings II, LLC See All Filings	D	2017-09-13 19:12:44 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001714635 Filed Document 0001714635-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 19:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Internet Economy Holdings II, LLC See All Filings	D	2017-09-13 19:02:15 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001714635 Filed Document 0001714635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 19:02:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bedrock NPI CIV, LP See All Filings	D	2017-09-13 18:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715524 Filed Document 0001140361-17-035389 Exclusions or Exemptions 506b Accepted Date 2017-09-13 18:54:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock CIV, LP See All Filings	D	2017-09-13 18:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715521 Filed Document 0001140361-17-035387 Exclusions or Exemptions 506b Accepted Date 2017-09-13 18:51:57 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
hook inc. See All Filings	D	2017-09-13 18:38:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716089 Filed Document 0001716089-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 18:38:23 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CASTLE A M & CO See All Filings	D	2017-09-13 18:36:32 UTC
Amount To Be Raised $2,925,950 Associated Brokers / Dealers NONE CIK Number 0000018172 Filed Document 0001144204-17-047897 Exclusions or Exemptions 506b Accepted Date 2017-09-13 18:36:32 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
CASTLE A M & CO See All Filings	D	2017-09-13 18:33:59 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers NONE CIK Number 0000018172 Filed Document 0001144204-17-047896 Exclusions or Exemptions 506b Accepted Date 2017-09-13 18:33:59 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Debt
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-09-13 18:29:54 UTC
Amount To Be Raised $7,759,310 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-010562 Exclusions or Exemptions 506b Accepted Date 2017-09-13 18:29:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bearded Reedling, LP See All Filings	D/A	2017-09-13 18:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652566 Filed Document 0001652566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 18:18:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NB FACTORY INVESTOR UNITS, LLC See All Filings	D	2017-09-13 18:16:00 UTC
Amount To Be Raised $21,625,494,000 Associated Brokers / Dealers Brian Nelson CIK Number 0001714730 Filed Document 0001714730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 18:16:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AACP Tax-Exempt Investors V, L.P. See All Filings	D	2017-09-13 17:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711747 Filed Document 0001711747-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:54:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asia Alternatives Capital Partners V, LP See All Filings	D	2017-09-13 17:48:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711699 Filed Document 0001711699-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:48:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Predictive Safety SRP Inc See All Filings	D	2017-09-13 17:34:22 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001680815 Filed Document 0001680815-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:34:22 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CP SQ Venture I, LP See All Filings	D	2017-09-13 17:28:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715570 Filed Document 0001715570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:28:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MILLENNIUM ALPHA GLOBAL HOLDING GROUP Ltd See All Filings	D	2017-09-13 17:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716941 Filed Document 0001520138-17-000301 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:27:56 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Initialized Annex Associates L.P. See All Filings	D	2017-09-13 17:19:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716543 Filed Document 0001716543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:19:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CP JR Venture I, LP See All Filings	D	2017-09-13 17:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001715569 Filed Document 0001715569-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:17:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Initialized Annex L.P. See All Filings	D	2017-09-13 17:17:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716535 Filed Document 0001716535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:17:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DCM Cove HP Fund, LLC See All Filings	D	2017-09-13 17:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715381 Filed Document 0001715381-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:07:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOS Fund II, LP See All Filings	D/A	2017-09-13 17:06:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001714576 Filed Document 0001714576-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:06:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity