Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nkarta, Inc. See All Filings	D	2019-09-06 16:35:30 UTC
Amount To Be Raised $114,636,678 Associated Brokers / Dealers N/A CIK Number 0001787400 Filed Document 0001787400-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:35:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Snowball Offshore Fund, Ltd. See All Filings	D/A	2019-09-06 16:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Loretan Consulting and Artist Capital LLC CIK Number 0001473406 Filed Document 0001473406-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
LEAF & ASH LLC See All Filings	C	2019-09-06 16:35:09 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001787023 Filed Document 0001787023-19-000001 Accepted Date 2019-09-06 16:35:09 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State OKLAHOMA
Beast Brands, Inc. See All Filings	C	2019-09-06 16:34:41 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001773290 Filed Document 0001773290-19-000002 Accepted Date 2019-09-06 16:34:41 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TENNESSEE
CS Manager, LLC See All Filings	D	2019-09-06 16:31:59 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001745060 Filed Document 0001745060-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:31:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Oaktree Principal Fund V (Cayman) Ltd. See All Filings	D	2019-09-06 16:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001466858 Filed Document 0001466858-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:30:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saberation Inc. See All Filings	C/A	2019-09-06 16:29:21 UTC
Financial Interest Filing Platform Mr. Crowd Offering Amount $300,000 CIK Number 0001767636 Filed Document 0001666102-19-000020 Accepted Date 2019-09-06 16:29:21 UTC Type of Offering C/A Security Offered Amount 500 Security Offered Type Common Stock State VIRGINIA
HCM Cure III LLC See All Filings	D	2019-09-06 16:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787420 Filed Document 0001787420-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bio2 Technologies, Inc. See All Filings	D	2019-09-06 16:19:58 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Mirus Securities, Inc. CIK Number 0001492254 Filed Document 0001492254-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:19:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Inprentus, Inc. See All Filings	D	2019-09-06 16:19:37 UTC
Amount To Be Raised $1,250,042 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:19:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HG Vora Special Opportunities Fund LP See All Filings	D/A	2019-09-06 16:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., STIFEL, NICOLAUS & COMPANY, INCORPORATED, and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001463933 Filed Document 0000919574-19-005750 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unison Chatham Crossing, LLC See All Filings	D	2019-09-06 16:15:13 UTC
Amount To Be Raised $4,042,200 Associated Brokers / Dealers N/A CIK Number 0001787431 Filed Document 0001787431-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-06 16:15:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Health Surgery Center Waxahachie, LLC See All Filings	D	2019-09-06 16:11:42 UTC
Amount To Be Raised $516,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001761764 Filed Document 0001761764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:11:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
OZCM OPCO I LLC See All Filings	D/A	2019-09-06 16:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779231 Filed Document 0001779231-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:10:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SC Strategic Opportunity Fund, LLC See All Filings	D/A	2019-09-06 16:06:58 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001651924 Filed Document 0001651924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sphero, Inc. See All Filings	D	2019-09-06 16:06:26 UTC
Amount To Be Raised $11,979,563 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:06:26 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OZCM OPCO I LLC See All Filings	D/A	2019-09-06 16:05:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779231 Filed Document 0001779231-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:05:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Willow Bend, LLC See All Filings	D	2019-09-06 16:05:19 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001787405 Filed Document 0001461373-19-000050 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:05:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Prologis, L.P. See All Filings	D/A	2019-09-06 16:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001045610 Filed Document 0001045610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:04:51 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
REF Topco, Inc. See All Filings	D	2019-09-06 16:04:31 UTC
Amount To Be Raised $175,082,250 Associated Brokers / Dealers N/A CIK Number 0001787117 Filed Document 0000950172-19-000106 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:04:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Offshore) Fund Ill LP See All Filings	D	2019-09-06 16:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787410 Filed Document 0001787410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:03:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
nVoq Inc See All Filings	D/A	2019-09-06 16:00:29 UTC
Amount To Be Raised $35,750,000 Associated Brokers / Dealers N/A CIK Number 0001170141 Filed Document 0001170141-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:00:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Energy Corp. See All Filings	D	2019-09-06 15:57:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001435387 Filed Document 0001493152-19-013789 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:57:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FourWorld Special Opportunities Fund, LLC See All Filings	D/A	2019-09-06 15:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC and OLD CITY SECURITIES LLC CIK Number 0001739659 Filed Document 0000919574-19-005747 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:52:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAI Managed Volatility Fund, L.P. See All Filings	D/A	2019-09-06 15:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Calfee Financial Advisors, Inc. CIK Number 0001461596 Filed Document 0001315863-19-000737 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FourWorld SPV II, LLC See All Filings	D/A	2019-09-06 15:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001677957 Filed Document 0000919574-19-005744 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:51:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VIII DST See All Filings	D/A	2019-09-06 15:51:21 UTC
Amount To Be Raised $97,179,813 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, and Nationwide Planning Associates, Inc CIK Number 0001786107 Filed Document 0001786107-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:51:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Patria Infrastructure Fund IV Feeder, L.P. See All Filings	D/A	2019-09-06 15:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743870 Filed Document 0001743870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:49:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Infrastructure Fund IV, L.P. See All Filings	D/A	2019-09-06 15:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743868 Filed Document 0001743868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations QP Fund LLC - Series Plant Protein I See All Filings	D	2019-09-06 15:39:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001786448 Filed Document 0001786448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:39:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pursell Agri-Tech, LLC See All Filings	D	2019-09-06 15:39:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785670 Filed Document 0001785670-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:39:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Parker Gwen LLC See All Filings	D	2019-09-06 15:36:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001787399 Filed Document 0001787399-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:36:33 UTC Type of Offering D Industry Retailing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Organimax Nutrient Corp. See All Filings	D	2019-09-06 15:35:06 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001787045 Filed Document 0001787045-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:35:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crosscut 5, L.P. See All Filings	D	2019-09-06 15:35:02 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001782664 Filed Document 0001782664-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:35:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FourWorld Event Opportunities Partners, LP See All Filings	D/A	2019-09-06 15:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001704389 Filed Document 0000919574-19-005740 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Culture Fresh Foods, Inc. See All Filings	D	2019-09-06 15:32:50 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001784826 Filed Document 0001784826-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:32:50 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Timing & Trend Fund, LP See All Filings	D/A	2019-09-06 15:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751131 Filed Document 0001751131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:32:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVANSTON PIONEER FUND, L.P. See All Filings	D/A	2019-09-06 15:29:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724865 Filed Document 0001724865-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-06 15:29:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Saint Paul Opportunity Zone, L.L.C. See All Filings	D/A	2019-09-06 15:28:33 UTC
Amount To Be Raised $30,726,806 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, RCX CAPITAL GROUP, LLC, 1st Global Capital Corporation, AUSDAL FINANCIAL PARTNERS, INC., WEALTHFORGE SECURITIES, LLC, and HD VEST INVESTMENT SERVICES CIK Number 0001782296 Filed Document 0001782296-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:28:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SCA-Sand Lake, LLC See All Filings	D/A	2019-09-06 15:27:01 UTC
Amount To Be Raised $798,836 Associated Brokers / Dealers N/A CIK Number 0001785269 Filed Document 0001785269-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:27:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain View Aggregation Fund LLC See All Filings	D	2019-09-06 15:26:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001787339 Filed Document 0001787339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:26:03 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
EVANSTON PIONEER FUND, L.P. See All Filings	D	2019-09-06 15:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724865 Filed Document 0001724865-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-06 15:23:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Molly Mooch Productions LLC See All Filings	D	2019-09-06 15:22:28 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001769035 Filed Document 0001769035-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-09-06 15:22:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Verb Technology Company, Inc. See All Filings	D	2019-09-06 15:21:50 UTC
Amount To Be Raised $11,130,905 Associated Brokers / Dealers A.G.P./Alliance Global Partners CIK Number 0001566610 Filed Document 0001493152-19-013786 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:21:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Come Home Zone Development Co See All Filings	D	2019-09-06 15:20:30 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001739018 Filed Document 0001739018-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-09-06 15:20:30 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Denver Hospitality Portfolio DST See All Filings	D/A	2019-09-06 15:19:10 UTC
Amount To Be Raised $28,440,106 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, 1ST GLOBAL CAPITAL CORP., CONCORDE INVESTMENT SERVICES, LLC, GREAT POINT CAPITAL LLC, PRIMEX, STONECREST CAPITAL MARKETS, INC., WEALTHFORGE SECURITIES, LLC, JRL CAPITAL CORPORATION, LINCOLN FINANCIAL ADVISORS CORPORATION, AMERITAS INVESTMENT CORP., MONEY CONCEPTS CAPITAL CORP, PARKLAND SECURITIES, LLC, SIGMA FINANCIAL CORPORATION, CAMBRIDGE INVESTMENT RESEARCH, INC., KCD FINANCIAL, INC., KOVACK SECURITIES INC., NEWBRIDGE SECURITIES CORPORATION, NEXTREND SECURITIES, INC., PRIVATE CLIENT SERVICES, LLC, WESTPARK CAPITAL, INC., Kingsbury Capital Inc, National Securities Corp., and International Assets Advisory, LLC CIK Number 0001777822 Filed Document 0001777822-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:19:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MexSolar 1 Co-Investment, LP See All Filings	D/A	2019-09-06 15:18:47 UTC
Amount To Be Raised $2,304,600 Associated Brokers / Dealers N/A CIK Number 0001786781 Filed Document 0001786781-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:18:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VII DST See All Filings	D/A	2019-09-06 15:09:59 UTC
Amount To Be Raised $66,230,446 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, STONECREST CAPITAL MARKETS, INC., DFPG INVESTMENTS, INC., ARETE WEALTH MANAGEMENT, LLC, COLORADO FINANCIAL SERVICE CORPORATION, CONCORDE INVESTMENT SERVICES, LLC, KALOS CAPITAL, INC., WEALTHFORGE SECURITIES, LLC, SAGEPOINT FINANCIAL, INC., 1ST GLOBAL CAPITAL CORP., AMERICAN INVESTORS COMPANY, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., APW CAPITAL, INC., CALTON & ASSOCIATES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., EMERSON EQUITY LLC, FSC SECURITIES CORPORATION, HD VEST INVESTMENT SERVICES, KOVACK SECURITIES INC., LINCOLN FINANCIAL ADVISORS CORPORATION, M. S. HOWELLS & CO., NEWBRIDGE SECURITIES CORPORATION, PRIMEX, PRIVATE CLIENT SERVICES, LLC, ROYAL ALLIANCE ASSOCIATES, INC., TFS SECURITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., Crown Capital Securities L.P., Great Point Capital LLC, NPB Financial Group, LLC, Woodbury Financial Services, Inc., COMMONWEALTH FINANCIAL NETWORK, LINCOLN FINANCIAL SECURITIES CORPORATION, NATIONAL SECURITIES CORPORATION, Ausdal Financial Partners, Inc., and International Assets Advisory, LLC CIK Number 0001776277 Filed Document 0001776277-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:09:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
River Falls Opportunity Zone Fund, LLC See All Filings	D	2019-09-06 15:09:22 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001787191 Filed Document 0001214659-19-005693 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:09:22 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Post Falls Opportunity Zone, LP See All Filings	D	2019-09-06 15:07:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001787201 Filed Document 0001214659-19-005691 Exclusions or Exemptions 506b Accepted Date 2019-09-06 15:07:35 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity