Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grant Bancshares, Inc. See All Filings	D	2019-08-22 18:42:41 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers Sandler O'Neill & Partners L.P. CIK Number 0001657076 Filed Document 0001657076-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-22 18:42:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
WV Capital Partners Series, LLC See All Filings	D/A	2019-08-22 18:35:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736931 Filed Document 0001736931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 18:35:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northway Resources Corp. See All Filings	D	2019-08-22 18:34:28 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers HAYWOOD SECURITIES (WA) INC. CIK Number 0001777398 Filed Document 0001477932-19-005119 Exclusions or Exemptions 506b Accepted Date 2019-08-22 18:34:28 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TakeFlight Interactive LLC See All Filings	D	2019-08-22 18:22:20 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001738270 Filed Document 0001738270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 18:22:20 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GREENERY APARTMENTS See All Filings	D	2019-08-22 18:20:18 UTC
Amount To Be Raised $21,200,000 Associated Brokers / Dealers R. Ken Coit CIK Number 0000788097 Filed Document 0000788097-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 18:20:18 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALCAP Income Fund I LLC See All Filings	D/A	2019-08-22 18:14:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001664412 Filed Document 0001664412-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-22 18:14:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
San Joaquin Renewables, LLC See All Filings	D/A	2019-08-22 18:12:54 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Russell Lee Goings and Kenton Guilbert CIK Number 0001749019 Filed Document 0001749019-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-22 18:12:54 UTC Type of Offering D/A Industry Other Energy Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Yugen Partners CoInvest, LLC - Series Lucidity See All Filings	D	2019-08-22 18:10:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784865 Filed Document 0001784865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 18:10:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cityzenith Holdings, Inc. See All Filings	C/A	2019-08-22 18:06:31 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001778262 Filed Document 0001778262-19-000004 Accepted Date 2019-08-22 18:06:31 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State ILLINOIS
'Paragon VMS USA Corp See All Filings	D	2019-08-22 18:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786139 Filed Document 0001786139-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 18:05:15 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
Fidelis Holdings, LLC See All Filings	D	2019-08-22 17:52:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001785974 Filed Document 0001785974-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-22 17:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Provisio Medical, Inc. See All Filings	D	2019-08-22 17:42:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001685703 Filed Document 0001437749-19-017307 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:42:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
One World Pharma, Inc. See All Filings	D	2019-08-22 17:37:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622244 Filed Document 0001698721-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:37:24 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
DOCZ LLC See All Filings	C	2019-08-22 17:35:47 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $300,000 CIK Number 0001776424 Filed Document 0001665160-19-000863 Accepted Date 2019-08-22 17:35:47 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
Maxima Fund I, L.P. See All Filings	D	2019-08-22 17:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755411 Filed Document 0001315863-19-000719 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:25:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Early Days, LLC See All Filings	D	2019-08-22 17:22:20 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001786259 Filed Document 0001786259-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:22:20 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Spark Grills Inc. See All Filings	D	2019-08-22 17:21:20 UTC
Amount To Be Raised $8,774,087 Associated Brokers / Dealers N/A CIK Number 0001708401 Filed Document 0001708401-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:21:20 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital International Growth Feeder Fund (DE), L.P. See All Filings	D	2019-08-22 17:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785616 Filed Document 0001785616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:17:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sarona Frontier Markets Fund 3 LP See All Filings	D	2019-08-22 17:17:40 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001786154 Filed Document 0001786154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:17:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EW HEALTHCARE PARTNERS FUND 2, L.P. See All Filings	D/A	2019-08-22 17:16:24 UTC
Amount To Be Raised $746,325,000 Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INC., J.P. MORGAN SECURITIES LLC, and MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001746777 Filed Document 0001746777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EW HEALTHCARE PARTNERS FUND 2-A, L.P. See All Filings	D/A	2019-08-22 17:14:49 UTC
Amount To Be Raised $746,325,000 Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INC., J.P. MORGAN SECURITIES LLC, and MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001746779 Filed Document 0001746779-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:14:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asclepius Capital Partners LP See All Filings	D	2019-08-22 17:14:30 UTC
Amount To Be Raised $1,308,750 Associated Brokers / Dealers Global Leisure Partners, LLC CIK Number 0001786307 Filed Document 0001786307-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:14:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bestest, LLC See All Filings	C/A	2019-08-22 17:12:47 UTC
Financial Interest The Issuer will not owe a commission, whether cash or otherwise, to the Intermediary at the conclusion of the Offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001779579 Filed Document 0001779579-19-000003 Accepted Date 2019-08-22 17:12:47 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CONNECTICUT
Barclay & the Heights LLC See All Filings	D	2019-08-22 17:03:21 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001786148 Filed Document 0001786148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:03:21 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CAI Las Vegas Hotel Partners, LLC See All Filings	D	2019-08-22 17:01:25 UTC
Amount To Be Raised $34,500,000 Associated Brokers / Dealers Emerson Equity CIK Number 0001784386 Filed Document 0001784386-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-22 17:01:25 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
SE MAPLE GROVE, DST See All Filings	D	2019-08-22 17:00:59 UTC
Amount To Be Raised $11,552,000 Associated Brokers / Dealers N/A CIK Number 0001785609 Filed Document 0001785609-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 17:00:59 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AIC Innovations Group, Inc. See All Filings	D	2019-08-22 16:47:36 UTC
Amount To Be Raised $21,162,139 Associated Brokers / Dealers N/A CIK Number 0001712257 Filed Document 0001712257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:47:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Parkway Fund 1 LP See All Filings	D	2019-08-22 16:41:16 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001785517 Filed Document 0001785517-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:41:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics US Middle Market Credit Investors U, SCSp See All Filings	D/A	2019-08-22 16:31:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001748497 Filed Document 0001748497-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:31:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Financial Credit Investment IV, L.P. See All Filings	D	2019-08-22 16:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755762 Filed Document 0001315863-19-000718 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:27:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keyless Technologies Ltd See All Filings	D	2019-08-22 16:20:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786317 Filed Document 0001786317-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:20:23 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Capital Dynamics US Middle Market Credit Fund U (Luxembourg), SCSp See All Filings	D/A	2019-08-22 16:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001748499 Filed Document 0001748499-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
MG-International Smoke, LLC See All Filings	D	2019-08-22 16:13:11 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001779108 Filed Document 0001461859-19-000015 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-22 16:13:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Central Service Inc. See All Filings	D	2019-08-22 16:10:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786287 Filed Document 0001786287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:10:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
KRD Growers, LLC See All Filings	D	2019-08-22 16:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785984 Filed Document 0001785984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:10:17 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
GreenPark Sports, Inc. See All Filings	D	2019-08-22 16:10:05 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001786093 Filed Document 0001062993-19-003508 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:10:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HempFusion, Inc. See All Filings	D/A	2019-08-22 16:06:35 UTC
Amount To Be Raised $1,102,000 Associated Brokers / Dealers N/A CIK Number 0001672324 Filed Document 0001672324-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:06:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SineWave Ventures Fund II, L.P. See All Filings	D	2019-08-22 16:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deborah Lee CIK Number 0001785848 Filed Document 0001785848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SLA Eclipse Co-Invest, L.P. See All Filings	D	2019-08-22 16:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786088 Filed Document 0001786088-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:05:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shepherd Wildcat, LLC See All Filings	D	2019-08-22 16:04:07 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001784936 Filed Document 0001784936-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-22 16:04:07 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Wyndham Destinations, Inc. See All Filings	D	2019-08-22 16:02:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001361658 Filed Document 0001361658-19-000152 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:02:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TFS Debt Fund IV, LLC See All Filings	D	2019-08-22 16:00:42 UTC
Amount To Be Raised $4,157,895 Associated Brokers / Dealers N/A CIK Number 0001786249 Filed Document 0001786249-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-22 16:00:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$1 - $5,000,000 Type of Security Equity
THERMALIN INC. See All Filings	D/A	2019-08-22 15:58:23 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers None CIK Number 0001715535 Filed Document 0001567619-19-017464 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:58:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio See All Filings	D/A	2019-08-22 15:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001576193 Filed Document 0001576193-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:58:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics US Middle Market Credit Fund L (Luxembourg), SCSp See All Filings	D/A	2019-08-22 15:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001748498 Filed Document 0001748496-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Charleston Opportunity Zone Fund, LLC See All Filings	D	2019-08-22 15:56:53 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001785359 Filed Document 0001785359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:56:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Unna LLC See All Filings	D/A	2019-08-22 15:52:29 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001730622 Filed Document 0001730622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:52:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Pucara Resources Corp. See All Filings	D	2019-08-22 15:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786019 Filed Document 0001786019-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:47:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
JAB BEVERAGE LLC See All Filings	D	2019-08-22 15:45:11 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001712513 Filed Document 0001712513-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:45:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Impact Fund (iCapital), L.P. See All Filings	D/A	2019-08-22 15:40:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001750849 Filed Document 0000897069-19-000380 Exclusions or Exemptions 506c Accepted Date 2019-08-22 15:40:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity