Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
THERALASE TECHNOLOGIES INC /FI See All Filings	D	2019-09-10 14:44:24 UTC
Amount To Be Raised $700,892 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000923883 Filed Document 0001062993-19-003638 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:44:24 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Acuity EyeCare Rollover II, LLC See All Filings	D	2019-09-10 14:42:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001763838 Filed Document 0001763838-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:42:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HCA GLOBAL ALPHA FUND OFFSHORE LTD See All Filings	D/A	2019-09-10 14:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001348299 Filed Document 0001348299-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-10 14:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
327 WB Investors, LLC See All Filings	D	2019-09-10 14:40:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785542 Filed Document 0001104659-19-049493 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:40:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Aloha Ltd. See All Filings	D	2019-09-10 14:39:35 UTC
Amount To Be Raised $50,100 Associated Brokers / Dealers N/A CIK Number 0001717857 Filed Document 0001717857-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:39:35 UTC Type of Offering D Industry Agriculture Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Global Opportunities Ltd See All Filings	D/A	2019-09-10 14:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683432 Filed Document 0001683432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCA GLOBAL ALPHA FUND LP See All Filings	D/A	2019-09-10 14:37:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001348297 Filed Document 0001348297-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-10 14:37:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HCA Special Opportunities Fund, LP See All Filings	D/A	2019-09-10 14:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001175850 Filed Document 0001175850-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-10 14:27:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VAN QOF LLC See All Filings	D	2019-09-10 14:25:09 UTC
Amount To Be Raised $2,183,346 Associated Brokers / Dealers N/A CIK Number 0001787540 Filed Document 0001787540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:25:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Little Pharma, Inc. See All Filings	D/A	2019-09-10 14:23:34 UTC
Amount To Be Raised $707,500 Associated Brokers / Dealers N/A CIK Number 0001752787 Filed Document 0001437749-19-018139 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:23:34 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Maccabi Equity Income Fund, LP See All Filings	D	2019-09-10 14:21:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787710 Filed Document 0001787710-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-10 14:21:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swift Run Capital LP See All Filings	D/A	2019-09-10 14:19:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411894 Filed Document 0000919574-19-005778 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:19:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
INTEGRATED CANNABIS COMPANY, INC. See All Filings	D	2019-09-10 14:14:14 UTC
Amount To Be Raised $8,639,625 Associated Brokers / Dealers N/A CIK Number 0001711141 Filed Document 0001183740-19-000201 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:14:14 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WALLACE QOF LLC See All Filings	D	2019-09-10 14:13:44 UTC
Amount To Be Raised $2,218,590 Associated Brokers / Dealers N/A CIK Number 0001787298 Filed Document 0001787298-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:13:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nido Biosciences, Inc. See All Filings	D	2019-09-10 14:10:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001787670 Filed Document 0001787670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:10:29 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SENTINEL INTERNATIONAL TRUST See All Filings	D/A	2019-09-10 14:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225676 Filed Document 0001144204-19-044044 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTINEL HEDGED EQUITY FUND See All Filings	D/A	2019-09-10 14:07:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263072 Filed Document 0001144204-19-044043 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:07:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Private Investment Proxy Fund See All Filings	D/A	2019-09-10 14:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616765 Filed Document 0001144204-19-044042 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:06:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTINEL TECHNOLOGY FUND See All Filings	D/A	2019-09-10 14:06:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263073 Filed Document 0001144204-19-044041 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:06:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Passive US Equity Fund See All Filings	D/A	2019-09-10 14:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720158 Filed Document 0001144204-19-044040 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:05:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Fixed Income Fund See All Filings	D/A	2019-09-10 14:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616763 Filed Document 0001144204-19-044039 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:05:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTINEL UNCORRELATED FUND See All Filings	D/A	2019-09-10 14:04:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263077 Filed Document 0001144204-19-044038 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:04:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Workforce & Affordable Housing Fund LP See All Filings	D/A	2019-09-10 14:04:08 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001711018 Filed Document 0001762612-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:04:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC 2019 Energy Fund III LLC See All Filings	D	2019-09-10 13:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774353 Filed Document 0001774353-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:59:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
RCG ALPHA LONG SHORT FUND, LLC See All Filings	D/A	2019-09-10 13:52:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richie Investment Advisors CIK Number 0001753174 Filed Document 0001753174-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:52:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Wave Ownership Path, LLC See All Filings	D	2019-09-10 13:50:40 UTC
Amount To Be Raised $16,760 Associated Brokers / Dealers N/A CIK Number 0001781798 Filed Document 0001781798-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:50:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ProtoLytic, LLC See All Filings	D	2019-09-10 13:48:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001634735 Filed Document 0001634735-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-09-10 13:48:29 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WINSTON GOLD CORP. See All Filings	D	2019-09-10 13:47:31 UTC
Amount To Be Raised $1,283,374 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-19-000200 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:47:31 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
37 Capital BlueScale Fund, LP See All Filings	D/A	2019-09-10 13:46:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559737 Filed Document 0001647418-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:46:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apparis, Inc. See All Filings	D	2019-09-10 13:45:37 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001787659 Filed Document 0001787659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:45:37 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Cypress Land Ventures, Ltd. See All Filings	D/A	2019-09-10 13:44:36 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001774169 Filed Document 0001774169-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-10 13:44:36 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
37 Capital Fixed Income Opportunities Fund, LP See All Filings	D/A	2019-09-10 13:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647418 Filed Document 0001647418-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DYNAMO METRICS, INC. See All Filings	D	2019-09-10 13:43:18 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001787182 Filed Document 0001787182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:43:18 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Tivic Health Systems, Inc. See All Filings	D	2019-09-10 13:42:15 UTC
Amount To Be Raised $9,994,684 Associated Brokers / Dealers N/A CIK Number 0001787740 Filed Document 0001787740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:42:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Secure Income Fund I LP See All Filings	D	2019-09-10 13:41:03 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001783216 Filed Document 0001783216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:41:03 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
S1T Holdings, LLC See All Filings	D	2019-09-10 13:30:23 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001769888 Filed Document 0001769888-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:30:23 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Flats at 2030. LLC See All Filings	D	2019-09-10 13:30:14 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001787730 Filed Document 0001445866-19-001117 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:30:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Zesty.io Platform, Inc. See All Filings	D	2019-09-10 13:17:59 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001724535 Filed Document 0001724535-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 13:17:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ALDER CAPITAL PARTNERS I LP See All Filings	D/A	2019-09-10 12:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175652 Filed Document 0001175652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alder Offshore Partners Ltd See All Filings	D/A	2019-09-10 12:53:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377545 Filed Document 0001377545-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:53:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F & F 12th St. L.P. See All Filings	D	2019-09-10 12:51:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001787584 Filed Document 0001787583-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:51:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BITMOVIO PTE. LTD. See All Filings	D	2019-09-10 12:49:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001787680 Filed Document 0001787680-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:49:55 UTC Type of Offering D Industry Other Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Other
Muve - Chadds Ford, LLC See All Filings	D	2019-09-10 12:46:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001787623 Filed Document 0001787623-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:46:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Tower House Fund LP See All Filings	D/A	2019-09-10 12:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670245 Filed Document 0000902664-19-003659 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:45:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SERIES C: STABLE INCOME, a segregated series of TISHMAN CAPITAL PARTNERS ONSHORE FUND LP See All Filings	D	2019-09-10 12:41:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787430 Filed Document 0001787430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:41:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIG Private Equity Fund IV-2 See All Filings	D	2019-09-10 12:39:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001787732 Filed Document 0001787732-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:39:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Middle Market & Co-Investment Fund (iCapital), L.P. See All Filings	D	2019-09-10 12:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001787265 Filed Document 0000897069-19-000408 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hera Health Solutions, Inc. See All Filings	D	2019-09-10 12:32:49 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001741274 Filed Document 0001741274-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-09-10 12:32:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
F & F 302 Fallbrook L.P. See All Filings	D	2019-09-10 12:28:57 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001787583 Filed Document 0001787583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:28:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spectra7 Microsystems Inc. See All Filings	D	2019-09-10 12:28:43 UTC
Amount To Be Raised $116,124 Associated Brokers / Dealers N/A CIK Number 0001580220 Filed Document 0001062993-19-003637 Exclusions or Exemptions 506b Accepted Date 2019-09-10 12:28:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity