Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ascend Learning Aggregator LP See All Filings	D	2017-09-18 17:04:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711381 Filed Document 0001711381-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-18 17:04:15 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Higher Moment Fund LLC See All Filings	D/A	2017-09-18 16:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC and Candlewood Securities, LLC CIK Number 0001684964 Filed Document 0001684964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
828 North, LLC See All Filings	D	2017-09-18 16:55:38 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001717259 Filed Document 0001717259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:55:38 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
North Haven TV Feeder Fund LP See All Filings	D	2017-09-18 16:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, None, and None CIK Number 0001716816 Filed Document 0001716816-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:51:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campbell Offshore Fund Ltd SPC See All Filings	D/A	2017-09-18 16:48:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hanwha Securities Co., L.P. Capital Advisors, Limited, and Constellar Capital Partners Hong Kong Limited CIK Number 0001390565 Filed Document 0001390565-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:48:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Haven Tactical Value Fund LP See All Filings	D	2017-09-18 16:46:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, None, and None CIK Number 0001716898 Filed Document 0001716898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:46:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TopFan, Inc. See All Filings	D	2017-09-18 16:42:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001634885 Filed Document 0001634885-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:42:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
VISUALANT INC See All Filings	D/A	2017-09-18 16:41:26 UTC
Amount To Be Raised $186,250 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000414 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:41:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GAME GEN, INC. See All Filings	D/A	2017-09-18 16:35:07 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001668746 Filed Document 0001668746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:35:07 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OBLOCO, INC. See All Filings	D	2017-09-18 16:26:58 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001717013 Filed Document 0001717013-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:26:58 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Jukin Media, Inc. See All Filings	D	2017-09-18 16:12:20 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001590257 Filed Document 0001590257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:12:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Security To Be Acquired
BOOTHBAY ABSOLUTE RETURN STRATEGIES OFFSHORE, LTD. See All Filings	D/A	2017-09-18 16:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684609 Filed Document 0001612319-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:10:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mitokinin, Inc. See All Filings	D	2017-09-18 16:02:55 UTC
Amount To Be Raised $4,532,198 Associated Brokers / Dealers N/A CIK Number 0001717169 Filed Document 0001717169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 16:02:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2017-09-18 15:51:23 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:51:23 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Emerging Markets Small Cap Equity Fund, Ltd. See All Filings	D/A	2017-09-18 15:40:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642322 Filed Document 0001652684-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEADSPACE, INC. See All Filings	D/A	2017-09-18 15:38:37 UTC
Amount To Be Raised $37,321,472 Associated Brokers / Dealers N/A CIK Number 0001569759 Filed Document 0001569759-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:38:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HAR-Comstock Hillview II, LLC See All Filings	D	2017-09-18 15:38:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001717296 Filed Document 0001717296-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:38:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Argos Funds SICAV-Argos Funds-Accessible Clean Energy Fund See All Filings	D	2017-09-18 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716803 Filed Document 0001716803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:37:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA CMTG LLC See All Filings	D	2017-09-18 15:35:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717283 Filed Document 0001717283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:35:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Meridian Ventures II L.P. See All Filings	D/A	2017-09-18 15:30:17 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001715077 Filed Document 0001715077-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:30:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Fund, Ltd. See All Filings	D/A	2017-09-18 15:25:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585656 Filed Document 0001652684-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:25:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Murphy Hollow Fund LLC See All Filings	D	2017-09-18 15:24:18 UTC
Amount To Be Raised $6,684,000 Associated Brokers / Dealers N/A CIK Number 0001717131 Filed Document 0001717131-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:24:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Longford Capital Fund II, LP See All Filings	D/A	2017-09-18 15:22:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Oakpoint Solutions, LLC CIK Number 0001699903 Filed Document 0001699903-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AristaMD, Inc. See All Filings	D	2017-09-18 15:20:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001614691 Filed Document 0001715283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:20:03 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
InterNex Capital, LLC See All Filings	D	2017-09-18 15:13:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671162 Filed Document 0001671162-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:13:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IBEF III, LLC See All Filings	D	2017-09-18 15:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717068 Filed Document 0001717068-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 15:13:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TalkIQ, Inc. See All Filings	D	2017-09-18 14:58:45 UTC
Amount To Be Raised $10,929,291 Associated Brokers / Dealers N/A CIK Number 0001716956 Filed Document 0001716956-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:58:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRA US Equity Fund, LP See All Filings	D/A	2017-09-18 14:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614286 Filed Document 0001614286-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Global Focus Fund, L.P. See All Filings	D	2017-09-18 14:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717276 Filed Document 0001717276-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:54:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVY GROUPE INC. See All Filings	D	2017-09-18 14:42:40 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001675947 Filed Document 0001675947-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:42:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWEST PETROLEUM CORPORATION, INC. See All Filings	D	2017-09-18 14:36:07 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers LIGHTPATH CAPITAL, INC. CIK Number 0001716915 Filed Document 0001065949-17-000117 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:36:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Mineral Property
BRX Global Onshore LP See All Filings	D/A	2017-09-18 14:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685192 Filed Document 0000919574-17-006802 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:33:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Far View Partners, L.P. See All Filings	D/A	2017-09-18 14:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530195 Filed Document 0001530195-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steamboat Capital Partners Fund, LP See All Filings	D/A	2017-09-18 14:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alt Fund Distributors LLC CIK Number 0001551896 Filed Document 0001551896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:30:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVY GROUPE INC. See All Filings	D	2017-09-18 14:28:05 UTC
Amount To Be Raised $212,500 Associated Brokers / Dealers N/A CIK Number 0001675947 Filed Document 0001675947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:28:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Resolute Innovation, Inc. See All Filings	D	2017-09-18 14:22:30 UTC
Amount To Be Raised $4,557,716 Associated Brokers / Dealers N/A CIK Number 0001716679 Filed Document 0001231919-17-000039 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:22:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bingham Natural Wines, LLC See All Filings	D	2017-09-18 14:21:38 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001712814 Filed Document 0001712814-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:21:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vincent Chaska LLC See All Filings	D/A	2017-09-18 14:16:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001716102 Filed Document 0001716102-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:16:55 UTC Type of Offering D/A Industry Construction Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EPIC WEALTH FUND LLC See All Filings	D	2017-09-18 14:01:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001717245 Filed Document 0001717245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 14:01:14 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MVP ES Fund I LLC See All Filings	D/A	2017-09-18 13:48:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676429 Filed Document 0001715233-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DirectScale, Inc. See All Filings	D	2017-09-18 13:45:17 UTC
Amount To Be Raised $8,499,995 Associated Brokers / Dealers N/A CIK Number 0001645444 Filed Document 0001645444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:45:17 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MediCall Inc. See All Filings	D/A	2017-09-18 13:45:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715716 Filed Document 0001715716-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:45:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Boston Translational LLC See All Filings	D	2017-09-18 13:36:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001717227 Filed Document 0001717227-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:36:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Nipun China Alpha Fund, L.P. See All Filings	D	2017-09-18 13:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716872 Filed Document 0000935836-17-000452 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:36:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2017-09-18 13:36:35 UTC
Amount To Be Raised $157,500 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:36:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MediCall Inc. See All Filings	D/A	2017-09-18 13:26:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715716 Filed Document 0001715716-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:26:17 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Cleveland Capital, L.P. See All Filings	D/A	2017-09-18 13:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas A. Yako, Rehmann Financial Network, LLC, CASCADE PARTNERS BD, LLC, and JOSEPH COX GRANZIER CIK Number 0001035648 Filed Document 0000919574-17-006800 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:22:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HAP Innovations, LLC See All Filings	D	2017-09-18 13:19:27 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001716888 Filed Document 0001716888-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:19:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CherryCircle Software, Inc. See All Filings	D/A	2017-09-18 13:16:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001710964 Filed Document 0001710964-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:16:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
MVP ES FUND ES XXIX LLC See All Filings	D	2017-09-18 13:15:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001715233 Filed Document 0001715233-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-18 13:15:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund