Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ONML Model Homes, LP See All Filings	D	2019-08-27 11:51:23 UTC
Amount To Be Raised $808,081 Associated Brokers / Dealers N/A CIK Number 0001786033 Filed Document 0001786033-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:51:23 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Taupo II, L.P. See All Filings	D	2019-08-27 11:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786371 Filed Document 0001786371-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:42:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackGold Opportunity Fund LP See All Filings	D/A	2019-08-27 11:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management, LLC, Eaton Partners, LLC, KKR Capital Markets LLC, Monarch Bay Securities, LLC, SCF Investment Advisors Inc., SWBC Investment Services LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001522662 Filed Document 0001522662-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:39:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDWARD ON THE RIVER, LP See All Filings	D	2019-08-27 11:37:44 UTC
Amount To Be Raised $19,325,000 Associated Brokers / Dealers N/A CIK Number 0001784278 Filed Document 0001784278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:37:44 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Winton Fund Ltd See All Filings	D/A	2019-08-27 11:37:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388465 Filed Document 0001388465-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:37:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP Health Inc. See All Filings	D	2019-08-27 11:36:20 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001786455 Filed Document 0001786455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:36:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Taupo I, L.P. See All Filings	D	2019-08-27 11:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786369 Filed Document 0001786369-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:35:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WVP AL IDF LP See All Filings	D/A	2019-08-27 11:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680148 Filed Document 0001013594-19-000513 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elmwood Fund, LP See All Filings	D	2019-08-27 11:29:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785972 Filed Document 0001393725-19-000107 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:29:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BroadArch Long/Short Fund (U.S.), L.P. See All Filings	D/A	2019-08-27 11:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482516 Filed Document 0001482516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOZEMAN PRIVATE HANGARS LLC See All Filings	D	2019-08-27 11:22:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001685322 Filed Document 0001685322-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:22:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CR3 Fresh, LLC See All Filings	D/A	2019-08-27 11:11:22 UTC
Amount To Be Raised $3,833,572 Associated Brokers / Dealers N/A CIK Number 0001715262 Filed Document 0001715262-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:11:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-CMS, LP See All Filings	D/A	2019-08-27 11:08:10 UTC
Amount To Be Raised $3,604,651 Associated Brokers / Dealers Michael C Ihrie, Joseph Ondris, Richard Goodwin, Jennifer Lander, Cindy Burkett, Taher Gilani, Chuck Lanza, and Wayne Hast CIK Number 0001781449 Filed Document 0001781449-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-27 11:08:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Wiley Area Development LLC See All Filings	1-A/A	2019-08-27 10:48:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Cuttone & Company, LLC CIK Number 0001766914 Filed Document 0001766914-19-000004 Accepted Date 2019-08-27 10:48:30 UTC Type of Offering 1-A/A Industry RETAIL-EATING & DRINKING PLACES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $4 State of Jurisdiction OHIO Type of Security E
Broad Peak Fund II Ltd. See All Filings	D/A	2019-08-27 10:45:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743736 Filed Document 0001743736-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-27 10:45:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCP Brannon Park LLC See All Filings	D	2019-08-27 10:44:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001786551 Filed Document 0001786551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 10:44:48 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
IPM CAV Offshore, LP See All Filings	D/A	2019-08-27 10:38:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712507 Filed Document 0001712502-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-27 10:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Chicagoland Office DST See All Filings	D/A	2019-08-27 10:18:29 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., CALTON & ASSOCIATES, INC., Cambridge Investment Research, COLORADO FINANCIAL SERVICE CORPORATION, DFPG INVESTMENTS, INC., FSC SECURITIES CORPORATION, HUNTWICKE SECURITIES, LLC, INTEGRITY BROKERAGE SERVICES, INC., JCC ADVISORS, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NATIONAL SECURITIES CORPORATION, PRIMEX, ROYAL ALLIANCE ASSOCIATES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., CABIN SECURITIES, INC., CABOT LODGE SECURITIES LLC, LIGHTPATH CAPITAL, INC, TAYLOR CAPITAL MANAGEMENT INC., HD VEST INVESTMENT SERVICES, PARKLAND SECURITIES, LLC, EMERSON EQUITY LLC, GREAT POINT CAPITAL LLC, NEXTREND SECURITIES, INC., SIGMA FINANCIAL CORPORATION, TITAN SECURITIES, TRIAD ADVISORS LLC, INVESTMENT SECURITY CORPORATION, INVESTACORP, INC., CROWN CAPITAL SECURITIES, L.P., K CAPITAL LLC, IBN FINANCIAL SERVICES, INC., PROEQUITIES, INC., DAI SECURITIES, LLC, SAXONY SECURITIES, INC., STAX CAPITAL, and SAGEPOINT FINANCIAL, INC. CIK Number 0001734696 Filed Document 0001734696-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-27 10:18:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
IPM CAV Onshore, LP See All Filings	D/A	2019-08-27 10:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712502 Filed Document 0001712502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 10:10:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Select Opportunities Fund, Ltd. See All Filings	D/A	2019-08-27 10:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557667 Filed Document 0000947871-19-000618 Exclusions or Exemptions 506b Accepted Date 2019-08-27 10:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Labs V, Inc. See All Filings	1-A	2019-08-27 10:05:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001734237 Filed Document 0001144204-19-041730 Accepted Date 2019-08-27 10:05:14 UTC Type of Offering 1-A Industry LAWN & GARDEN TRACTORS & HOME LAWN & GARDENS EQUIP Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AllianzGI Structured Alpha Emerging Markets Equity 350 LLC See All Filings	D/A	2019-08-27 09:55:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683763 Filed Document 0001683763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 09:55:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Parametric Liquid Alternative Fund LLC See All Filings	D/A	2019-08-27 09:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670721 Filed Document 0000350797-19-000029 Exclusions or Exemptions 506b Accepted Date 2019-08-27 09:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Parametric Global Defensive Equity Fund LLC See All Filings	D/A	2019-08-27 09:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650167 Filed Document 0000350797-19-000028 Exclusions or Exemptions 506b Accepted Date 2019-08-27 09:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Comitt Well Solutions US Holding, Inc See All Filings	D/A	2019-08-27 09:48:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680982 Filed Document 0000899140-19-000514 Exclusions or Exemptions 506b Accepted Date 2019-08-27 09:48:50 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UMBRA Technologies (US) Inc. See All Filings	1-A/A	2019-08-27 09:07:05 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001742808 Filed Document 0001742808-19-000005 Accepted Date 2019-08-27 09:07:05 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business RHODE ISLAND Revenue or Assets $569,835 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ASCENDANCY CAPITAL PARTNERS LP See All Filings	D/A	2019-08-27 08:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744412 Filed Document 0001744412-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-27 08:31:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Peiky Corp. See All Filings	D	2019-08-26 21:43:51 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001785572 Filed Document 0001062993-19-003536 Exclusions or Exemptions 506b Accepted Date 2019-08-26 21:43:51 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Osprey Gold Development Ltd. See All Filings	D	2019-08-26 21:34:08 UTC
Amount To Be Raised $28,331 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001700766 Filed Document 0001727689-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-08-26 21:34:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Placer Labs, Inc. See All Filings	D	2019-08-26 20:58:14 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001786302 Filed Document 0001786302-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-26 20:58:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lee Equity Partners Fund III, L.P. See All Filings	D/A	2019-08-26 20:10:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001745507 Filed Document 0001745507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 20:10:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Income Capital Farm & Recreational Land Fund I, LP See All Filings	D	2019-08-26 19:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785967 Filed Document 0001785967-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 19:19:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eden SPV, a series of Impala Proptech Fund, LLC See All Filings	D	2019-08-26 19:15:06 UTC
Amount To Be Raised $261,800 Associated Brokers / Dealers N/A CIK Number 0001785428 Filed Document 0001785902-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 19:15:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Health, Inc. See All Filings	D	2019-08-26 19:06:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001732157 Filed Document 0001732157-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 19:06:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Upshot Emulate Employee, a series of Upshot Capital Management LLC See All Filings	D	2019-08-26 19:03:36 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers N/A CIK Number 0001785902 Filed Document 0001785902-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 19:03:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCM Irolo Opportunity Zone Fund, LP See All Filings	D	2019-08-26 18:44:07 UTC
Amount To Be Raised $12,357,000 Associated Brokers / Dealers N/A CIK Number 0001782620 Filed Document 0001782620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 18:44:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
GNET Integration Services, Inc. See All Filings	D	2019-08-26 18:39:14 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001786459 Filed Document 0001786459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 18:39:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EL PEQUENO OASIS INVESTORS LLC See All Filings	D/A	2019-08-26 18:38:15 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Kim Butler, Chris Thurman, John Shedenhelm, Kevin McCollester, Edward Beemiller, Russell Morgan, Todd Suvansri, Monica Felton, Joel C. McGriff, Ryan Lee, Ken Greene, Ira Starr, Robert Clinkenbeard, and Ryan Dull CIK Number 0001764311 Filed Document 0001764311-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-26 18:38:15 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Work Hard Play Hard Train Hard, Inc. See All Filings	D	2019-08-26 18:22:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001759403 Filed Document 0001213900-19-016720 Exclusions or Exemptions 506c Accepted Date 2019-08-26 18:22:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
FUSION RECRUITING LABS, INC. See All Filings	D/A	2019-08-26 18:04:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001639075 Filed Document 0001639075-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 18:04:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Galium PGA BLVD LLC See All Filings	D	2019-08-26 17:56:28 UTC
Amount To Be Raised $7,887,500 Associated Brokers / Dealers N/A CIK Number 0001781165 Filed Document 0001683168-19-002756 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:56:28 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AXAR TERRA LLC See All Filings	D/A	2019-08-26 17:54:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731707 Filed Document 0001650780-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:54:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCELSIOR QUALIFIED L P See All Filings	D/A	2019-08-26 17:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001275788 Filed Document 0001275788-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPT EB5 LLC See All Filings	D/A	2019-08-26 17:27:55 UTC
Amount To Be Raised $340,000,000 Associated Brokers / Dealers New City Capital LLC, BCW SECURITIES LLC, Kornova Investments Limited, NMS CAPITAL ADVISORS, LLC, and BCI SECURITIES, INC. CIK Number 0001684032 Filed Document 0001684032-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:27:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EXCELSIOR INVESTMENT FUND LP See All Filings	D/A	2019-08-26 17:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871245 Filed Document 0000871245-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXAR OFFSHORE FUND, LTD. See All Filings	D/A	2019-08-26 17:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650777 Filed Document 0001650780-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:25:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXAR ONSHORE FUND, LLC See All Filings	D/A	2019-08-26 17:23:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650780 Filed Document 0001650780-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:23:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project 27, LLC See All Filings	D	2019-08-26 17:22:24 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001773949 Filed Document 0001773949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:22:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pine Flats Investments LLC See All Filings	D/A	2019-08-26 17:21:11 UTC
Amount To Be Raised $9,163,000 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc., Cabot Lodge Securities LLC, Emerson Equity LLC, and Primex CIK Number 0001783368 Filed Document 0001783368-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:21:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cotton Creek Capital Partners III, L.P. See All Filings	D/A	2019-08-26 17:13:50 UTC
Amount To Be Raised $215,111,509 Associated Brokers / Dealers CSP Securities, LP CIK Number 0001724125 Filed Document 0001724125-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity