Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Accend Group Holdings, Inc. See All Filings	D	2017-09-21 11:42:29 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001625978 Filed Document 0001625978-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:42:29 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Bell Rock Income Fund 1 LLC See All Filings	D/A	2017-09-21 11:39:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001684873 Filed Document 0001684873-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Talamod Capital Partners - Offshore, Ltd. See All Filings	D/A	2017-09-21 11:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001525664 Filed Document 0001525664-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Superset LLC See All Filings	D	2017-09-21 11:28:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001717568 Filed Document 0001717568-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:28:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aventis - Fruitvale, LLC See All Filings	D	2017-09-21 11:25:20 UTC
Amount To Be Raised $1,022,222 Associated Brokers / Dealers N/A CIK Number 0001717371 Filed Document 0001717371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:25:20 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TALAMOD CAPITAL PARTNERS LP See All Filings	D/A	2017-09-21 11:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001449020 Filed Document 0001449020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:24:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jonny On It LLC See All Filings	D	2017-09-21 11:18:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715377 Filed Document 0001715377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:18:14 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Roadrunner Recycling, Inc. See All Filings	D	2017-09-21 11:16:57 UTC
Amount To Be Raised $9,999,996 Associated Brokers / Dealers N/A CIK Number 0001610807 Filed Document 0001610807-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:16:57 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings IX, LLC See All Filings	D	2017-09-21 11:14:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001716986 Filed Document 0001716986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:14:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arundel Long Fund LP See All Filings	D/A	2017-09-21 11:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504214 Filed Document 0000919574-17-006868 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:14:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Energy Opportunities Fund, LP See All Filings	D	2017-09-21 11:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001717564 Filed Document 0001717564-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:10:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arundel Hedged Fund LP See All Filings	D/A	2017-09-21 11:09:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476703 Filed Document 0000919574-17-006866 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:09:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LMJ Capital Partners L.P. See All Filings	D/A	2017-09-21 10:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685431 Filed Document 0000919574-17-006864 Exclusions or Exemptions 506b Accepted Date 2017-09-21 10:49:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
StartStopMove, Inc. See All Filings	D	2017-09-21 10:39:32 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001717039 Filed Document 0001717039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 10:39:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CPMP II, LP See All Filings	D/A	2017-09-21 10:31:27 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001684187 Filed Document 0001684187-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 10:31:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Markor Fund, Ltd. See All Filings	D/A	2017-09-21 09:43:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589066 Filed Document 0000919574-17-006862 Exclusions or Exemptions 506b Accepted Date 2017-09-21 09:43:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Scribble Technologies Inc. See All Filings	D	2017-09-21 09:21:50 UTC
Amount To Be Raised $2,323,755 Associated Brokers / Dealers N/A CIK Number 0001666553 Filed Document 0001144204-17-048984 Exclusions or Exemptions 506b Accepted Date 2017-09-21 09:21:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: MULTISECTOR FULL DISCRETION TRUST See All Filings	D/A	2017-09-21 09:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433432 Filed Document 0001433432-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 09:11:34 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NHIT: Short Duration Fixed Income Trust See All Filings	D	2017-09-21 09:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715873 Filed Document 0001715873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 09:06:52 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
EDRAY 2020 LLC See All Filings	D	2017-09-21 09:01:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717229 Filed Document 0001717229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 09:01:05 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-09-21 07:57:52 UTC
Amount To Be Raised $503,127 Associated Brokers / Dealers Jason Burlie and Kristin Barens CIK Number 0001135856 Filed Document 0001135856-17-000291 Exclusions or Exemptions 506b Accepted Date 2017-09-21 07:57:52 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mortgage Fund IVc, LP See All Filings	D/A	2017-09-21 06:22:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001563608 Filed Document 0000902664-17-003691 Exclusions or Exemptions 506b Accepted Date 2017-09-21 06:22:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rubrum Fund See All Filings	D/A	2017-09-21 06:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684977 Filed Document 0000902664-17-003690 Exclusions or Exemptions 506b Accepted Date 2017-09-21 06:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Ventures III, L.P. See All Filings	D/A	2017-09-21 06:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636531 Filed Document 0000947871-17-000745 Exclusions or Exemptions 506b Accepted Date 2017-09-21 06:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apiom, Inc. See All Filings	D	2017-09-20 21:59:30 UTC
Amount To Be Raised $12,152,291 Associated Brokers / Dealers N/A CIK Number 0001717533 Filed Document 0001717533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 21:59:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICG APARTMENT FUND 2017 LLC See All Filings	D/A	2017-09-20 20:44:07 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001691796 Filed Document 0001691796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 20:44:07 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Falcon Partners LLC See All Filings	D/A	2017-09-20 19:42:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001675601 Filed Document 0001675601-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-20 19:42:05 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aceso Interests, LLC See All Filings	D/A	2017-09-20 19:16:10 UTC
Amount To Be Raised $710,500 Associated Brokers / Dealers N/A CIK Number 0001708858 Filed Document 0001708858-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-20 19:16:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MediaHound, Inc. See All Filings	D	2017-09-20 19:13:01 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-09-20 19:13:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
LONGHORN SURGICAL SERVICES LLC See All Filings	D	2017-09-20 19:11:23 UTC
Amount To Be Raised $336,000 Associated Brokers / Dealers N/A CIK Number 0001438962 Filed Document 0001438962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 19:11:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ubiquity Ventures I, L.P. See All Filings	D	2017-09-20 19:09:39 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001717430 Filed Document 0001717430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 19:09:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imajion Co. See All Filings	D	2017-09-20 19:05:36 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001717396 Filed Document 0001717396-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 19:05:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TGA Hemex Fund LLC See All Filings	D	2017-09-20 18:58:21 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001717481 Filed Document 0001717481-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 18:58:21 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Crackle Holdings, L.P. See All Filings	D	2017-09-20 18:34:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714969 Filed Document 0001714969-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-20 18:34:47 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 177 See All Filings	D	2017-09-20 18:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001716887 Filed Document 0001716887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 18:16:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SponsorHouse, Inc. See All Filings	D	2017-09-20 18:13:10 UTC
Amount To Be Raised $10,692,809 Associated Brokers / Dealers N/A CIK Number 0001715985 Filed Document 0001715985-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 18:13:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
AUGMENT SOLUTIONS, INC. See All Filings	D	2017-09-20 18:09:04 UTC
Amount To Be Raised $4,897,500 Associated Brokers / Dealers N/A CIK Number 0001717539 Filed Document 0001461859-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-09-20 18:09:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bravely, Inc. See All Filings	D	2017-09-20 17:48:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001717305 Filed Document 0001717305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:48:39 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Healthcare Portfolio II DST See All Filings	D/A	2017-09-20 17:30:45 UTC
Amount To Be Raised $55,020,466 Associated Brokers / Dealers William L. Toft, Curtis L. Whipple, Michael A. Bendix, Shawn L. Valentine, Mitchal D. O'Hare, Sigrid A. Daugaard, Edward E. Fernandez, Corbin S. Thomas, William S. Sheehan, Joseph G. Michaletz, David B. Alexander, David M. Lademan, Elizabeth L. Friant, Gary L. Leavitt, Roger T. Tadsen, Eric S. Scaff, Erkki M. Peippo, Steven J. Yazbeck, Robert A. Herje, Daniel P. Raupp, Byron J. Ishiwata, Robert S. Smith, John M. Kosmicki, Mikel R. Featherston, Julienne E. Riddell, Kimberly J. Hart, Gregory D. Harris, Christopher L. Hasbrouck, Scott S. Brown, Todd W. Carter, John E. Levee, Jeffrey L. Tiona, Mark A. Smith, Scott P. Inabnet, Christina L. Orta, Thomas G. Scheiman, David P. Dahill, Keith A. Vanhoy, Keith C. Moore, Edward E. Fernandez, and Douglas I. Donald CIK Number 0001714406 Filed Document 0001714406-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:30:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
AQR Global Risk Premium Fund IV, L.P. See All Filings	D/A	2017-09-20 17:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559083 Filed Document 0001651951-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:28:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEP Blue Ridge Investment LLC See All Filings	D	2017-09-20 17:16:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001716216 Filed Document 0001716216-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:16:25 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund IX, L.P. See All Filings	D/A	2017-09-20 17:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651949 Filed Document 0001651951-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fenway Summer LLC See All Filings	D	2017-09-20 17:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604644 Filed Document 0001604644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:13:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
1300 NORTHWOOD LLC See All Filings	D	2017-09-20 17:10:34 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001717534 Filed Document 0001717534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:10:34 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Queue Software Inc. See All Filings	D	2017-09-20 17:07:08 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001620871 Filed Document 0001200876-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:07:08 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQR Offshore Multi-Strategy Fund (AUD) Ltd. See All Filings	D/A	2017-09-20 17:04:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517529 Filed Document 0001651951-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-20 17:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Tax LLP See All Filings	D/A	2017-09-20 16:59:41 UTC
Amount To Be Raised $7,660,865 Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-09-20 16:59:41 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D/A	2017-09-20 16:57:05 UTC
Amount To Be Raised $1,876,248 Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-09-20 16:57:05 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Cross Ocean Aviation Fund I-A Cayman Feeder LP See All Filings	D	2017-09-20 16:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717497 Filed Document 0001315863-17-000768 Exclusions or Exemptions 506b Accepted Date 2017-09-20 16:56:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate CMBS Offshore Fund Ltd. See All Filings	D/A	2017-09-20 16:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001463391 Filed Document 0001463391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 16:55:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund