Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DUNE REAL ESTATE FUND IV LP See All Filings	D	2017-09-22 15:22:12 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers HODES WEILL SECURITIES, LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001714625 Filed Document 0001714625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:22:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Holding Company, LLC See All Filings	D	2017-09-22 15:17:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716923 Filed Document 0001716923-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:17:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PILOT BANCSHARES INC See All Filings	D	2017-09-22 15:15:44 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000946608 Filed Document 0001415889-17-001561 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:15:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blume Honey Water LLC See All Filings	D	2017-09-22 15:10:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645727 Filed Document 0001645727-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:10:45 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
E14 2017 Fund, LP See All Filings	D	2017-09-22 15:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717523 Filed Document 0001717523-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:07:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerial Topco, L.P. See All Filings	D	2017-09-22 14:57:53 UTC
Amount To Be Raised $400,930,000 Associated Brokers / Dealers N/A CIK Number 0001717582 Filed Document 0001717582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:57:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Minjar, Inc. See All Filings	D	2017-09-22 14:56:40 UTC
Amount To Be Raised $1,897,119 Associated Brokers / Dealers N/A CIK Number 0001716548 Filed Document 0001716548-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:56:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProAxion, Inc. See All Filings	D	2017-09-22 14:56:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001717413 Filed Document 0001717413-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:56:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
innoBright Technologies Inc. See All Filings	D	2017-09-22 14:52:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001634265 Filed Document 0001634265-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:52:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HFX Funding Depositor, LLC See All Filings	D/A	2017-09-22 14:51:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Lori Mayfield, Scott Harrison, and Phyllis Johnson CIK Number 0001717541 Filed Document 0001717541-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:51:01 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Guggenheim Private Debt Fund 2.0, Ltd. See All Filings	D/A	2017-09-22 14:43:53 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Guggenheim Fund Distributors, LLC CIK Number 0001665479 Filed Document 0001665479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ciminelli Buffalo Renaissance Fund, L.P. See All Filings	D	2017-09-22 14:40:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001717242 Filed Document 0001717242-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:40:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Terrestrial Energy Inc. See All Filings	D	2017-09-22 14:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASPERION GROUP LLC CIK Number 0001657352 Filed Document 0001657352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:38:21 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Dynamics Clean Energy & Infrastructure VI A, SCSp See All Filings	D	2017-09-22 14:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001717467 Filed Document 0001717467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:36:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Promaxo, Inc. See All Filings	D	2017-09-22 14:35:49 UTC
Amount To Be Raised $7,560,000 Associated Brokers / Dealers N/A CIK Number 0001716053 Filed Document 0001716053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:35:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MarqMetrix, Inc. See All Filings	D	2017-09-22 14:35:22 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001717228 Filed Document 0001717228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:35:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
StartUP Productions, LLC See All Filings	D	2017-09-22 14:26:13 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001540125 Filed Document 0001540125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:26:13 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Managed by Q Inc See All Filings	D	2017-09-22 14:22:17 UTC
Amount To Be Raised $820,934 Associated Brokers / Dealers N/A CIK Number 0001609467 Filed Document 0001609467-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:22:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rhumbix, Inc. See All Filings	D	2017-09-22 14:21:57 UTC
Amount To Be Raised $7,350,001 Associated Brokers / Dealers N/A CIK Number 0001652117 Filed Document 0001652117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:21:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Energy Opportunities Holdings, LP See All Filings	D	2017-09-22 14:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001717670 Filed Document 0001717670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFX Funding Depositor, LLC See All Filings	D	2017-09-22 14:07:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick Whelchel, Lori Mayfield, Scott Harrison, and Phyllis Johnson CIK Number 0001717541 Filed Document 0001717541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:07:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 174 See All Filings	D	2017-09-22 14:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001716843 Filed Document 0001716843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:03:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERTON DC MADISON HOTEL, L.L.C. See All Filings	D	2017-09-22 14:03:19 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001717480 Filed Document 0001717480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:03:19 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mullen Technologies, Inc. See All Filings	D	2017-09-22 13:48:20 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001647236 Filed Document 0001477932-17-004653 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:48:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mullen Technologies, Inc. See All Filings	D	2017-09-22 13:44:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001647236 Filed Document 0001477932-17-004651 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:44:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Flint Hills Strategic Small Mid Cap L.P. See All Filings	D/A	2017-09-22 13:28:50 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001524474 Filed Document 0001524474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VITALOGY OPPORTUNITY FUND LP See All Filings	D/A	2017-09-22 13:26:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654365 Filed Document 0001654365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:26:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ORBITAL MUSIC PARK LLC See All Filings	D	2017-09-22 13:25:58 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001715239 Filed Document 0001715239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:25:58 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
REACTFUL, INC. See All Filings	D	2017-09-22 13:25:56 UTC
Amount To Be Raised $730,032 Associated Brokers / Dealers N/A CIK Number 0001717492 Filed Document 0001717492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:25:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Togiak Investors, LLC See All Filings	D	2017-09-22 13:16:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716167 Filed Document 0001716167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:16:46 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protect Plus Air Holdings, LLC See All Filings	D	2017-09-22 13:14:09 UTC
Amount To Be Raised $19,606 Associated Brokers / Dealers N/A CIK Number 0001717559 Filed Document 0001461373-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:14:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ProctorFree, Inc. See All Filings	D	2017-09-22 13:12:01 UTC
Amount To Be Raised $1,980,621 Associated Brokers / Dealers N/A CIK Number 0001663250 Filed Document 0001461373-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:12:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EXL INC. See All Filings	D	2017-09-22 13:11:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717312 Filed Document 0001717312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:11:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Yukon Investors, LLC See All Filings	D	2017-09-22 13:06:37 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001664557 Filed Document 0001664557-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:06:37 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VP 55, LLC See All Filings	D	2017-09-22 13:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717170 Filed Document 0001717170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 13:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
UNDERHILL PARTNERS, L.P. See All Filings	D/A	2017-09-22 12:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132844 Filed Document 0000919574-17-006879 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCG BDC II, Inc. See All Filings	D	2017-09-22 12:54:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001702510 Filed Document 0001702510-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:54:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Earth Capital 2 LP See All Filings	D	2017-09-22 12:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606516 Filed Document 0001606516-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:53:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D	2017-09-22 12:48:25 UTC
Amount To Be Raised $102,555 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:48:25 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Honeycomb Ventures I LP See All Filings	D	2017-09-22 12:46:26 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001717501 Filed Document 0000902664-17-003712 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:46:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flint Hills SQ Opportunity L.P. See All Filings	D/A	2017-09-22 12:45:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001529988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Driehaus International Growth Fund, LLC See All Filings	D/A	2017-09-22 12:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572415 Filed Document 0001572415-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:44:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLINT HILLS SELECT MANAGERS FUND LP See All Filings	D/A	2017-09-22 12:35:46 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001144738 Filed Document 0001144738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:35:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLINT HILLS MANAGED EQUITY FUND I L P See All Filings	D/A	2017-09-22 12:30:23 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001043091 Filed Document 0001043091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:30:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIVEST FUND VI, L.P. See All Filings	D	2017-09-22 12:27:39 UTC
Amount To Be Raised $580,200,000 Associated Brokers / Dealers Shannon Advisors LLC CIK Number 0001712926 Filed Document 0001712926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:27:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FLINT HILLS LONG/SHORT EQUITY L P See All Filings	D/A	2017-09-22 12:10:42 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001314084 Filed Document 0001314084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:10:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flint Hills Diversified Strategies LP See All Filings	D/A	2017-09-22 12:04:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001415392 Filed Document 0001415392-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 12:04:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSB Financial Services, Inc. See All Filings	D	2017-09-22 11:59:51 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001671206 Filed Document 0001671206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 11:59:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Apera Capital Private Debt Fund I SCSp See All Filings	D/A	2017-09-22 11:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001713405 Filed Document 0001713405-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-22 11:56:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
FLINT HILLS CONCENTRATED GLOBAL L/S EQUITY L.P. See All Filings	D/A	2017-09-22 11:51:47 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001387084 Filed Document 0001387084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 11:51:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund