Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Symetra Separate Account VL See All Filings	D	2019-09-18 18:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-18 18:01:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athira Pharma, Inc. See All Filings	D/A	2019-09-18 17:37:26 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001620463 Filed Document 0001620463-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:37:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Asper Columba SCSp See All Filings	D	2019-09-18 17:32:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788739 Filed Document 0001144204-19-045092 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:32:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Denim.LA, Inc. See All Filings	1-A POS	2019-09-18 17:30:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers StartEngine Crowdfunding, Inc. CIK Number 0001668010 Filed Document 0001144204-19-045090 Accepted Date 2019-09-18 17:30:44 UTC Type of Offering 1-A POS Industry RETAIL-APPAREL & ACCESSORY STORES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3,777,493 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
New Providence Capital Lending, LLC See All Filings	D	2019-09-18 17:24:04 UTC
Amount To Be Raised $2,015,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:24:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
New Providence Capital Lending, LLC See All Filings	D	2019-09-18 17:19:47 UTC
Amount To Be Raised $1,630,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:19:47 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RDM Housing Strategies VI, LLC See All Filings	D	2019-09-18 17:18:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001788512 Filed Document 0000898432-19-001180 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:18:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
New Providence Capital Lending, LLC See All Filings	D	2019-09-18 17:15:33 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:15:33 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
OCA CMTG LLC See All Filings	D/A	2019-09-18 17:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717283 Filed Document 0001717283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:12:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KushCo Holdings, Inc. See All Filings	D	2019-09-18 17:06:33 UTC
Amount To Be Raised $5,630,700 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001382963-19-000068 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:06:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NuWave Large Cap Active Alpha L.P. See All Filings	D/A	2019-09-18 17:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619335 Filed Document 0001619335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:05:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Reconnaissance Energy Africa Ltd See All Filings	D	2019-09-18 17:04:34 UTC
Amount To Be Raised $3,414,656 Associated Brokers / Dealers N/A CIK Number 0001788740 Filed Document 0001788740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 17:04:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Wiesman Capital & Co., LLC See All Filings	D	2019-09-18 16:55:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001786994 Filed Document 0001567619-19-018500 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:55:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Ethos Technologies Inc. See All Filings	D	2019-09-18 16:52:43 UTC
Amount To Be Raised $59,999,977 Associated Brokers / Dealers N/A CIK Number 0001788451 Filed Document 0001788451-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:52:43 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HH Eleanor Portfolio PA LLC See All Filings	D	2019-09-18 16:52:28 UTC
Amount To Be Raised $13,650,000 Associated Brokers / Dealers N/A CIK Number 0001788733 Filed Document 0001788733-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:52:28 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PROVEN CAPITAL PARTNERS, L.P. See All Filings	D	2019-09-18 16:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788510 Filed Document 0001788510-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-18 16:48:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Other
SREOF III CO-INVEST I, L.P. See All Filings	D/A	2019-09-18 16:39:23 UTC
Amount To Be Raised $8,725,000 Associated Brokers / Dealers N/A CIK Number 0001783473 Filed Document 0001783473-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
A Boring Life, Inc. See All Filings	C/A	2019-09-18 16:37:26 UTC
Financial Interest The issuer will not owe a commission, whether cash or otherwise, to the Intermediary at the conclusion of the Offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $107,000 CIK Number 0001785115 Filed Document 0001785115-19-000004 Accepted Date 2019-09-18 16:37:26 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State OREGON
Clean Growth Fund V, LP See All Filings	D/A	2019-09-18 16:35:40 UTC
Amount To Be Raised $183,907,320 Associated Brokers / Dealers N/A CIK Number 0001752256 Filed Document 0001752256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:35:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Catalyst Growth Partners, LP See All Filings	D	2019-09-18 16:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788592 Filed Document 0001788592-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:34:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sully's Pro Pizza LLC See All Filings	C	2019-09-18 16:32:04 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $60,000 CIK Number 0001788274 Filed Document 0001746059-19-000031 Accepted Date 2019-09-18 16:32:04 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Overgrad Inc. See All Filings	D	2019-09-18 16:30:45 UTC
Amount To Be Raised $2,413,298 Associated Brokers / Dealers N/A CIK Number 0001788614 Filed Document 0001788614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:30:45 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Biomedical Imaging LLC See All Filings	D	2019-09-18 16:30:32 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001779175 Filed Document 0001779175-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:30:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Tross Inc. See All Filings	D	2019-09-18 16:28:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788732 Filed Document 0001788732-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:28:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RQSI GLOBAL ASSET ALLOCATION MASTER FUND, LTD. See All Filings	D/A	2019-09-18 16:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670843 Filed Document 0001567619-19-018495 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:24:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A Boring Life, Inc. See All Filings	C/A	2019-09-18 16:22:28 UTC
Financial Interest The issuer will not owe a commission, whether cash or otherwise, to the Intermediary at the conclusion of the Offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $107,000 CIK Number 0001785115 Filed Document 0001785115-19-000003 Accepted Date 2019-09-18 16:22:28 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State OREGON
Paradyme Equities, LLC See All Filings	1-A/A	2019-09-18 16:19:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001718714 Filed Document 0001477932-19-005447 Accepted Date 2019-09-18 16:19:29 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
iintoo City View Omaha Nebraska L.P. See All Filings	D	2019-09-18 16:14:19 UTC
Amount To Be Raised $2,302,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001787325 Filed Document 0001567619-19-018491 Exclusions or Exemptions 506c Accepted Date 2019-09-18 16:14:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bessemer Venture Partners Century Fund L.P. See All Filings	D	2019-09-18 16:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787478 Filed Document 0001012975-19-000610 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:11:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEAF & ASH LLC See All Filings	C/A	2019-09-18 16:08:40 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001787023 Filed Document 0001787023-19-000002 Accepted Date 2019-09-18 16:08:40 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State OKLAHOMA
Bessemer Venture Partners Century Fund Institutional L.P. See All Filings	D	2019-09-18 16:07:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787477 Filed Document 0001012975-19-000609 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:07:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flint Hills Cybersecurity L.P. See All Filings	D	2019-09-18 16:07:40 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001788584 Filed Document 0001788584-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:07:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextGen Carta LLC See All Filings	D	2019-09-18 16:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788694 Filed Document 0001567619-19-018489 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:04:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FACT Global Long Short Fund, LP See All Filings	D	2019-09-18 16:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784710 Filed Document 0000919574-19-005924 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:01:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chemesis International Inc. See All Filings	D	2019-09-18 16:00:55 UTC
Amount To Be Raised $36,160,113 Associated Brokers / Dealers N/A CIK Number 0001788379 Filed Document 0001567619-19-018487 Exclusions or Exemptions 506b Accepted Date 2019-09-18 16:00:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest One80 Grand Co-Invest, LLC See All Filings	D	2019-09-18 15:34:24 UTC
Amount To Be Raised $2,092,000 Associated Brokers / Dealers N/A CIK Number 0001788649 Filed Document 0001788649-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:34:24 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bailey Venture Partners XXIII LLC See All Filings	D	2019-09-18 15:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788258 Filed Document 0001788258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:30:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medmo, Inc. See All Filings	D	2019-09-18 15:28:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001724863 Filed Document 0001724863-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:28:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Ethos Technologies Inc. See All Filings	D	2019-09-18 15:15:23 UTC
Amount To Be Raised $31,094,933 Associated Brokers / Dealers N/A CIK Number 0001788451 Filed Document 0001788451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:15:23 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Special Situations Fund III, LLC See All Filings	D/A	2019-09-18 15:15:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780492 Filed Document 0001780492-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:15:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portal Spaces Co. See All Filings	D	2019-09-18 15:08:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001788704 Filed Document 0001788704-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:08:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Empros Consumer Financial Technologies Fund, LLC See All Filings	D/A	2019-09-18 15:07:10 UTC
Amount To Be Raised $4,540,478 Associated Brokers / Dealers N/A CIK Number 0001761391 Filed Document 0001773936-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iterative, Inc. See All Filings	D	2019-09-18 15:06:14 UTC
Amount To Be Raised $4,499,999 Associated Brokers / Dealers N/A CIK Number 0001788365 Filed Document 0001788365-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-18 15:06:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Tactical Credit Fund, L.P. See All Filings	D/A	2019-09-18 15:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580386 Filed Document 0000899140-19-000555 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Relativity Mars Shot, a series of Republic Master Fund, LP See All Filings	D	2019-09-18 15:00:58 UTC
Amount To Be Raised $5,605,629 Associated Brokers / Dealers N/A CIK Number 0001784245 Filed Document 0001773936-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:00:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyperia, Inc. See All Filings	D	2019-09-18 15:00:48 UTC
Amount To Be Raised $2,549,995 Associated Brokers / Dealers N/A CIK Number 0001788121 Filed Document 0001788121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 15:00:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bloomer Republic, a series of Republic Master Fund LP See All Filings	D	2019-09-18 14:58:43 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001785442 Filed Document 0001773936-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-18 14:58:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-CVY, a series of Equidate Investments LLC See All Filings	D	2019-09-18 14:55:22 UTC
Amount To Be Raised $273,780 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001788686 Filed Document 0001773936-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-18 14:55:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Opportunity Fund V LLC - Series 2 See All Filings	D/A	2019-09-18 14:53:13 UTC
Amount To Be Raised $3,680,026 Associated Brokers / Dealers N/A CIK Number 0001773937 Filed Document 0001773936-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-18 14:53:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KNOXX, LLC See All Filings	D/A	2019-09-18 14:51:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001752806 Filed Document 0001752806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 14:51:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity