Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PERTERRA GLOBAL EQUITY PORTFOLIO, LP See All Filings	D/A	2017-10-03 15:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531937 Filed Document 0000919574-17-007038 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TraVertex Inc See All Filings	D	2017-10-03 15:47:57 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001713414 Filed Document 0001445866-17-001364 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:47:57 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hoverink Biotechnologies, Inc. See All Filings	D	2017-10-03 15:47:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001586494 Filed Document 0001511164-17-000585 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:47:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Vernon Liquid Assets Portfolio, LLC See All Filings	D/A	2017-10-03 15:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685646 Filed Document 0001566114-17-000103 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MASSIVEU, INC. See All Filings	D	2017-10-03 15:26:59 UTC
Amount To Be Raised $2,245,000 Associated Brokers / Dealers N/A CIK Number 0001584870 Filed Document 0001584870-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:26:59 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TCA VPTC-SP Member, LLC See All Filings	D	2017-10-03 15:24:26 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001718602 Filed Document 0001718605-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:24:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HSP GVB, LLC See All Filings	D	2017-10-03 15:21:39 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001718596 Filed Document 0001718596-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:21:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Ener-Core, Inc. See All Filings	D	2017-10-03 15:21:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001495536 Filed Document 0001213900-17-010246 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:21:30 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ACOF V Master Co-Invest (Offshore), L.P. See All Filings	D	2017-10-03 15:20:55 UTC
Amount To Be Raised $9,922,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001703825 Filed Document 0001703803-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:20:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cryptoindex Capital Partners LP See All Filings	D	2017-10-03 15:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718309 Filed Document 0001718309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:17:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEC Holdings, LLC See All Filings	D	2017-10-03 15:16:32 UTC
Amount To Be Raised $30,500,000 Associated Brokers / Dealers N/A CIK Number 0001718573 Filed Document 0001393725-17-000125 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:16:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Industry Bancshares, Inc. See All Filings	D	2017-10-03 15:14:48 UTC
Amount To Be Raised $290,560 Associated Brokers / Dealers N/A CIK Number 0001598867 Filed Document 0001598867-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-10-03 15:14:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TCA Performance Member, LLC See All Filings	D	2017-10-03 15:12:49 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001718605 Filed Document 0001718605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:12:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FUELINA TECHNOLOGIES, LLC See All Filings	D	2017-10-03 15:12:02 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001717431 Filed Document 0001717431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:12:02 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
GYMBOREE HOLDING Corp See All Filings	D	2017-10-03 15:11:45 UTC
Amount To Be Raised $44,804,038 Associated Brokers / Dealers N/A CIK Number 0001717920 Filed Document 0001717920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:11:45 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plus Products Holdings Inc. See All Filings	D	2017-10-03 15:08:04 UTC
Amount To Be Raised $360,999 Associated Brokers / Dealers N/A CIK Number 0001713481 Filed Document 0001183740-17-000197 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:08:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACOF V Master Co-Invest, L.P. See All Filings	D	2017-10-03 15:05:01 UTC
Amount To Be Raised $226,922,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001703803 Filed Document 0001703803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:05:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-03 15:03:02 UTC
Amount To Be Raised $1,083,753 Associated Brokers / Dealers Rodger K. Johnson CIK Number 0001135856 Filed Document 0001135856-17-000302 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:03:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Huuuge, Inc. See All Filings	D	2017-10-03 15:01:22 UTC
Amount To Be Raised $48,599,998 Associated Brokers / Dealers N/A CIK Number 0001677386 Filed Document 0001677386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:01:22 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-03 15:00:48 UTC
Amount To Be Raised $1,083,753 Associated Brokers / Dealers Rodger K. Johnson CIK Number 0001135856 Filed Document 0001135856-17-000301 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:00:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sport Thread LLC See All Filings	D	2017-10-03 15:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624097 Filed Document 0001417317-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sport Thread LLC See All Filings	D	2017-10-03 14:57:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624097 Filed Document 0001417317-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:57:17 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-03 14:56:27 UTC
Amount To Be Raised $47,702,230 Associated Brokers / Dealers Michael D. Shannon CIK Number 0001135856 Filed Document 0001135856-17-000300 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:56:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sport Thread LLC See All Filings	D	2017-10-03 14:55:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624097 Filed Document 0001417317-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:55:26 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Affinity Portfolio Funding V, LLC See All Filings	D/A	2017-10-03 14:54:50 UTC
Amount To Be Raised $6,080,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001718548 Filed Document 0001718549-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:54:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
BW GLOBAL ENHANCED ABSOLUTE RETURN OFFSHORE FUND, LTD. See All Filings	D/A	2017-10-03 14:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613868 Filed Document 0001613868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:54:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW GLOBAL ENHANCED ABSOLUTE RETURN FUND, L.P. See All Filings	D/A	2017-10-03 14:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613869 Filed Document 0001613869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:52:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sport Thread LLC See All Filings	D/A	2017-10-03 14:52:33 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001624097 Filed Document 0001417317-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:52:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-03 14:52:03 UTC
Amount To Be Raised $17,865,447 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-17-000299 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:52:03 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Valiant India Opportunities Fund, L.P. See All Filings	D/A	2017-10-03 14:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655944 Filed Document 0000935836-17-000479 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:51:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otosense Fund II, LLC See All Filings	D	2017-10-03 14:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679681 Filed Document 0001679681-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:51:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Sport Thread LLC See All Filings	D/A	2017-10-03 14:47:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624097 Filed Document 0001417317-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:47:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-03 14:47:44 UTC
Amount To Be Raised $4,620,000 Associated Brokers / Dealers Eric Rader CIK Number 0001135856 Filed Document 0001135856-17-000298 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:47:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DTC Private Equity VI, L.P. See All Filings	D	2017-10-03 14:47:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001709037 Filed Document 0001709037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:47:02 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Portfolio Funding V, LLC See All Filings	D	2017-10-03 14:45:59 UTC
Amount To Be Raised $6,080,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001718548 Filed Document 0001718549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:45:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Growth Leasing Note & Warrants, a Series of Tribeca Angels Investments, LLC See All Filings	D	2017-10-03 14:45:28 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001717334 Filed Document 0001717329-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:45:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR STYLE PREMIA FUND II, L.P. See All Filings	D/A	2017-10-03 14:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646002 Filed Document 0001646002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-03 14:43:36 UTC
Amount To Be Raised $128,894 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-17-000297 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:43:36 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-03 14:39:37 UTC
Amount To Be Raised $9,120,000 Associated Brokers / Dealers Eric D. Wittenmyer CIK Number 0001135856 Filed Document 0001135856-17-000296 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:39:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Acadian All Country World Managed Volatility Equity Fund, LLC See All Filings	D/A	2017-10-03 14:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001695856 Filed Document 0001695856-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:35:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portola Springs Capital, LP See All Filings	D	2017-10-03 14:34:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717344 Filed Document 0001717344-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:34:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 110 See All Filings	D	2017-10-03 14:28:20 UTC
Amount To Be Raised $290,021 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697296 Filed Document 0001717329-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:28:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DDR Manatee Master REIT, Inc. See All Filings	D	2017-10-03 14:22:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001718578 Filed Document 0001718578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:22:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 150 See All Filings	D	2017-10-03 14:21:18 UTC
Amount To Be Raised $422,152 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001718533 Filed Document 0001717329-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DRUM SPECIAL SITUATION PARTNERS IV-C LP See All Filings	D/A	2017-10-03 14:17:54 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers BRIGHT HARBOR ADVISORS, LLC CIK Number 0001653775 Filed Document 0001653775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:17:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DRUM SPECIAL SITUATION PARTNERS IV LP See All Filings	D/A	2017-10-03 14:17:01 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers BRIGHT HARBOR ADVISORS, LLC CIK Number 0001653774 Filed Document 0001653774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:17:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SECURE CHANNELS INC. See All Filings	D	2017-10-03 14:13:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001718552 Filed Document 0001718552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:13:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prestige Investment Group, LLC See All Filings	D	2017-10-03 14:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564623 Filed Document 0001564623-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:11:25 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
BENCHMARK SECURED STORAGE OF HARTLAND, LLC See All Filings	D	2017-10-03 14:05:23 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001718384 Filed Document 0000892712-17-000718 Exclusions or Exemptions 506b Accepted Date 2017-10-03 14:05:23 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Seaview Income Fund, LP See All Filings	D/A	2017-10-03 13:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680656 Filed Document 0001680656-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-03 13:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund