Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Burgundy Funds DST Small/Mid Cap Portfolio See All Filings	D/A	2017-10-05 15:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297856 Filed Document 0001507943-17-000114 Exclusions or Exemptions 506b Accepted Date 2017-10-05 15:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BURGUNDY FUNDS DST SMALLER COMPANIES PORTFOLIO See All Filings	D/A	2017-10-05 14:59:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton & Associates CIK Number 0001268624 Filed Document 0001507943-17-000113 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:59:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BURGUNDY FUNDS DST-GLOBAL FOCUSED OPPORTUNITIES PORTFOLIO See All Filings	D/A	2017-10-05 14:58:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340634 Filed Document 0001507943-17-000112 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:58:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burgundy Funds, DST - Global Equity Portfolio See All Filings	D/A	2017-10-05 14:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539225 Filed Document 0001507943-17-000111 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burgundy Funds, DST - Focus Asian Equity Portfolio See All Filings	D/A	2017-10-05 14:57:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669742 Filed Document 0001507943-17-000110 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:57:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burgundy Funds, DST - Emerging Markets Portfolio See All Filings	D/A	2017-10-05 14:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton & Associates CIK Number 0001539224 Filed Document 0001507943-17-000109 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:57:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BURGUNDY FUNDS DST-EAFE PORTFOLIO See All Filings	D/A	2017-10-05 14:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340769 Filed Document 0001507943-17-000108 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:56:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Rock Investment Partners, LP Series IV See All Filings	D/A	2017-10-05 14:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621818 Filed Document 0001621818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:55:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Parent Corp. See All Filings	D	2017-10-05 14:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718162 Filed Document 0001718162-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:54:46 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AREX Capital Partners, LP See All Filings	D	2017-10-05 14:46:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718861 Filed Document 0000919574-17-007121 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:46:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serial Box Publishing LLC See All Filings	D	2017-10-05 14:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718896 Filed Document 0001718896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:44:52 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Great Indian Food Company, Inc. See All Filings	D/A	2017-10-05 14:36:12 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001703725 Filed Document 0001703725-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:36:12 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRP Opportunities II, LP See All Filings	D	2017-10-05 14:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718717 Filed Document 0000950142-17-001809 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:31:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Plus Fund, L.P. - Partnership Segregated Portfolio A See All Filings	D	2017-10-05 14:30:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718912 Filed Document 0001718912-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:30:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Delaware Business Trust - AB Global Research Insights Series II See All Filings	D	2017-10-05 14:25:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716193 Filed Document 0000902664-17-003916 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:25:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mobility Capital Finance, Inc. See All Filings	D/A	2017-10-05 14:08:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675017 Filed Document 0001393725-17-000126 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:08:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cougar Fund, L.P. See All Filings	D/A	2017-10-05 14:08:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zaven A. Yarumian CIK Number 0001655813 Filed Document 0001655813-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 14:08:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caulipower, LLC See All Filings	D	2017-10-05 13:55:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001718607 Filed Document 0001718607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:55:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM CREDIT OPPORTUNITIES FUND, LP See All Filings	D/A	2017-10-05 13:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524635 Filed Document 0001718899-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PARTNERTAP, INC. See All Filings	D	2017-10-05 13:51:49 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001718481 Filed Document 0001718481-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:51:49 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VCM Torrey Pines Apartment Homes, LP See All Filings	D	2017-10-05 13:50:55 UTC
Amount To Be Raised $10,625,525 Associated Brokers / Dealers N/A CIK Number 0001718733 Filed Document 0001718733-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:50:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AQR TAX-AWARE U.S. DEFENSIVE EQUITY FUND, L.P. See All Filings	D/A	2017-10-05 13:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685436 Filed Document 0001685436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:46:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Runway Growth Credit Fund Inc. See All Filings	D/A	2017-10-05 13:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JCI/Academy Securities, Nolan Securities, and Bradley Woods & Co. CIK Number 0001653384 Filed Document 0001140361-17-037707 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:46:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AAMAF, LP See All Filings	D/A	2017-10-05 13:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CORONADO INVESTMENTS, LLC CIK Number 0001543967 Filed Document 0000919574-17-007118 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:46:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SAAS VENTURES, L.P. See All Filings	D/A	2017-10-05 13:46:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001712580 Filed Document 0001712580-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DEVELOPMENT CAPITAL AFRICA OFFSHORE FUND, LTD. See All Filings	D/A	2017-10-05 13:43:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581519 Filed Document 0001581519-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:43:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bounce Exchange, Inc. See All Filings	D	2017-10-05 13:27:59 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001579569 Filed Document 0001579569-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:27:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Green Growth Fund I, LP See All Filings	D	2017-10-05 13:20:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717898 Filed Document 0001717898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:20:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble Hospitality Fund IV - Value Add, L.P. See All Filings	D	2017-10-05 13:17:29 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers Thomas C. A. Boytinck CIK Number 0001717814 Filed Document 0001717814-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:17:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tenax Media LLC See All Filings	D	2017-10-05 13:11:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001718899 Filed Document 0001718899-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:11:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spiro Technologies See All Filings	D	2017-10-05 13:10:59 UTC
Amount To Be Raised $2,966,199 Associated Brokers / Dealers N/A CIK Number 0001702179 Filed Document 0001702179-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Noble Hospitality Fund IV - Income, L.P. See All Filings	D	2017-10-05 13:10:32 UTC
Amount To Be Raised $260,000,000 Associated Brokers / Dealers Thomas C. A. Boytinck CIK Number 0001717792 Filed Document 0001717814-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-05 13:10:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MNF Industries, Inc See All Filings	D	2017-10-05 12:59:52 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers MNF Industries, Inc CIK Number 0001718809 Filed Document 0001718809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:59:52 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Collins Capital Opportunity Fund LP See All Filings	D/A	2017-10-05 12:54:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642419 Filed Document 0000940925-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anomaly Action Sports Holdings Inc. See All Filings	D	2017-10-05 12:38:20 UTC
Amount To Be Raised $2,500,008 Associated Brokers / Dealers N/A CIK Number 0001718536 Filed Document 0001718536-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:38:20 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MMAX Investment Partners, Inc. See All Filings	D	2017-10-05 12:26:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694675 Filed Document 0001694675-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:26:10 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Funders Droplit Fund LLC See All Filings	D	2017-10-05 12:25:49 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers N/A CIK Number 0001717780 Filed Document 0001717780-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:25:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
SRI Ten Hennepin Holdings-1 LLC See All Filings	D	2017-10-05 12:22:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001718798 Filed Document 0001718798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:22:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Profound Medical Corp. See All Filings	D/A	2017-10-05 12:20:15 UTC
Amount To Be Raised $877,471 Associated Brokers / Dealers CIBC World Markets Inc. CIK Number 0001628808 Filed Document 0001628808-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:20:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Other
PADDOCK RIDGE HOLDINGS, LLC See All Filings	D	2017-10-05 12:20:10 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001717652 Filed Document 0001717652-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:20:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Focus SH I REIT See All Filings	D	2017-10-05 12:16:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001718639 Filed Document 0001718639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:16:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 146 See All Filings	D/A	2017-10-05 12:15:29 UTC
Amount To Be Raised $458,250 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001715249 Filed Document 0001715249-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-05 12:15:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Development Capital Africa Fund, L.P. See All Filings	D/A	2017-10-05 11:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559727 Filed Document 0001559727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 11:56:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLINS CAPITAL DIVERSIFIED FUND II L P See All Filings	D/A	2017-10-05 11:41:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James CIK Number 0000940925 Filed Document 0000940925-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 11:41:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Core Equity, LP See All Filings	D	2017-10-05 11:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718188 Filed Document 0000935836-17-000482 Exclusions or Exemptions 506b Accepted Date 2017-10-05 11:36:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arena Special Opportunities Fund, LP See All Filings	D/A	2017-10-05 11:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654680 Filed Document 0001654680-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 11:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HINOKI FUND, LP See All Filings	D/A	2017-10-05 11:22:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FLYING CLOUD SECURITIES LLC CIK Number 0001559609 Filed Document 0000919574-17-007113 Exclusions or Exemptions 506b Accepted Date 2017-10-05 11:22:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DSI-HGA, LLC See All Filings	D	2017-10-05 11:22:53 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001718929 Filed Document 0001718929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 11:22:53 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Profound Medical Corp. See All Filings	D	2017-10-05 11:21:44 UTC
Amount To Be Raised $877,471 Associated Brokers / Dealers CIBC World Markets Inc. CIK Number 0001628808 Filed Document 0001628808-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-05 11:21:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Other
CallRail, Inc. See All Filings	D	2017-10-05 11:15:52 UTC
Amount To Be Raised $75,085,399 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001629683 Filed Document 0001629683-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-05 11:15:52 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity