Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EXICURE, INC. See All Filings	D	2017-10-10 13:19:13 UTC
Amount To Be Raised $52,572,575 Associated Brokers / Dealers Katalyst Securities LLC and Benjamin & Jerold Brokerage I, LLC CIK Number 0001698530 Filed Document 0001698530-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:19:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Monolith Materials, Inc. See All Filings	D	2017-10-10 13:16:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001574098 Filed Document 0001574098-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:16:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EXICURE, INC. See All Filings	D	2017-10-10 13:14:20 UTC
Amount To Be Raised $43,090,544 Associated Brokers / Dealers N/A CIK Number 0001698530 Filed Document 0001698530-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:14:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AG MVP Plus SG III, L.P. See All Filings	D/A	2017-10-10 13:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589755 Filed Document 0001589755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proof Of Work Fund LP See All Filings	D	2017-10-10 13:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718546 Filed Document 0001718546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Asia VII, L.P. See All Filings	D	2017-10-10 13:09:03 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers N/A CIK Number 0001719116 Filed Document 0001719116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:09:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DocToMe, Inc. See All Filings	D/A	2017-10-10 13:05:14 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001707127 Filed Document 0001707127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:05:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BetterSkills, Inc. See All Filings	D	2017-10-10 13:02:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001683409 Filed Document 0001683409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:02:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Immersive Capital, L.P. See All Filings	D/A	2017-10-10 13:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687032 Filed Document 0001687032-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LACM EMII, L.P. See All Filings	D/A	2017-10-10 12:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001655268 Filed Document 0001655268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:56:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lifescape LLC See All Filings	D	2017-10-10 12:51:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001578945 Filed Document 0001578945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:51:50 UTC Type of Offering D Industry Computers Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
PBATHW, LLC See All Filings	D	2017-10-10 12:51:31 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001704104 Filed Document 0001704104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:51:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Infrastructure Networks, Inc. See All Filings	D	2017-10-10 12:47:21 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001590956 Filed Document 0001590956-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:47:21 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Neuroflow, Inc. See All Filings	D	2017-10-10 12:44:46 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001717634 Filed Document 0001717634-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:44:46 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Section Capital III, LP See All Filings	D/A	2017-10-10 12:43:57 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Brighton House Associates, LLC, Rafael Solis, Equus Financial Consulting LLC, and GT Securities, Inc. CIK Number 0001692562 Filed Document 0001692562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:43:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forestline Partners, L.P. See All Filings	D/A	2017-10-10 12:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687120 Filed Document 0000919574-17-007195 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:38:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Portfolio III DST See All Filings	D	2017-10-10 12:30:13 UTC
Amount To Be Raised $29,121,480 Associated Brokers / Dealers Robert S. Smith CIK Number 0001718527 Filed Document 0001714749-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:30:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
North Fourth Fund, LP See All Filings	D	2017-10-10 12:29:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715330 Filed Document 0001715330-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:29:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S&R REAL ESTATE FUND II, LP See All Filings	D	2017-10-10 12:29:44 UTC
Amount To Be Raised $2,587,500 Associated Brokers / Dealers N/A CIK Number 0001658478 Filed Document 0001658478-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:29:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Instevent, Inc. See All Filings	D	2017-10-10 12:29:17 UTC
Amount To Be Raised $1,846,261 Associated Brokers / Dealers N/A CIK Number 0001553246 Filed Document 0001553246-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:29:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ribon Therapeutics, Inc. See All Filings	D	2017-10-10 12:26:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001660410 Filed Document 0001660410-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:26:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Twisted Tiger Trading Partners, LP See All Filings	D/A	2017-10-10 12:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685780 Filed Document 0001718599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:22:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild GQ Systematic International Fund, Ltd. See All Filings	D	2017-10-10 12:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719054 Filed Document 0001719054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:22:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
1992 Co-Invest (Offshore) L.P. See All Filings	D	2017-10-10 12:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708263 Filed Document 0000899140-17-000622 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:20:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Credit Fund, L.P. See All Filings	D/A	2017-10-10 12:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001656025 Filed Document 0000899140-17-000621 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:19:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halo Lifestyle LLC See All Filings	D	2017-10-10 12:16:13 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001719122 Filed Document 0001719122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:16:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rothschild GQ Systematic Fund, LP See All Filings	D	2017-10-10 12:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719055 Filed Document 0001719055-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:14:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Brook International Alpha Ltd See All Filings	D/A	2017-10-10 12:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612187 Filed Document 0001612185-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
David Capital Partners Fund, LP See All Filings	D/A	2017-10-10 12:09:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532695 Filed Document 0001532695-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:09:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pearl Brook International Alpha Fund, LP See All Filings	D/A	2017-10-10 11:59:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612185 Filed Document 0001612185-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:59:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Medaptive Health, Inc. See All Filings	D	2017-10-10 11:45:08 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001715301 Filed Document 0001715301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:45:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SummerHaven Commodity Alpha Fund, LP See All Filings	D	2017-10-10 11:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718955 Filed Document 0000919574-17-007190 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:44:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PENTHERA PARTNERS INC See All Filings	D	2017-10-10 11:44:40 UTC
Amount To Be Raised $6,175,000 Associated Brokers / Dealers N/A CIK Number 0001435448 Filed Document 0001435448-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:44:40 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategos Fund L P See All Filings	D/A	2017-10-10 11:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TRUMP SECURITIES, LLC CIK Number 0001292811 Filed Document 0000919574-17-007186 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:36:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Opportunity Fund, LLC See All Filings	D	2017-10-10 11:33:26 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001712431 Filed Document 0001712431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:33:26 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Strategos Offshore, Ltd. See All Filings	D/A	2017-10-10 11:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TRUMP SECURITIES, LLC CIK Number 0001473586 Filed Document 0000919574-17-007183 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BSREP II LA MART REIT LLC See All Filings	D	2017-10-10 11:25:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001718755 Filed Document 0001718755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:25:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGOS PARTNERS LLC See All Filings	D/A	2017-10-10 11:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TRUMP SECURITIES, LLC CIK Number 0001456761 Filed Document 0000919574-17-007180 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:25:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio V DST See All Filings	D/A	2017-10-10 11:24:13 UTC
Amount To Be Raised $16,488,801 Associated Brokers / Dealers Christina S. Nielson, Timothy L. Stauffer, Corbin S. Thomas, Tom T. Teraoka, Joseph G. Michaletz, Marcia A. Geltman, Daniel P. Raupp, Damian J. Dering, Bryon J. Ishiwata, Delmar V. McKinney II, Dominick J. Sarinelli, Preston P. Mokris, James T. Walesa, Maureen L. Verduyn, Nicholas J. Gardner, Paul L. Roger, Inland Sercurities Corporation, Mark L. Lopez, Justin C. Lowy, Gregory P. Hunter, James A. Parry Sr., Richard M. Waters Jr,, and Michael T. Moomaw CIK Number 0001714749 Filed Document 0001714749-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:24:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Iantech, Inc. See All Filings	D/A	2017-10-10 11:18:46 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001711836 Filed Document 0001711836-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:18:46 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
WE Mission Triangle Point LLC See All Filings	D	2017-10-10 11:13:02 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Dream Advisors, Jeremy Zucker Manuel, Dream Advisors, LCB LLC, and Anita Hajioff CIK Number 0001718633 Filed Document 0001078782-17-001357 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:13:02 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ShockWave Medical, Inc. See All Filings	D/A	2017-10-10 11:05:45 UTC
Amount To Be Raised $79,999,992 Associated Brokers / Dealers N/A CIK Number 0001642545 Filed Document 0001642545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:05:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S&R Real Estate Fund XI, LP See All Filings	D	2017-10-10 11:01:23 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001703231 Filed Document 0001703231-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:01:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOOKER FURNITURE CORP See All Filings	D	2017-10-10 11:01:11 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001077688 Filed Document 0001015325-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:01:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Practice Protection, Inc. See All Filings	D/A	2017-10-10 11:01:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001685312 Filed Document 0001685312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:01:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Montclair MOB LLC See All Filings	D	2017-10-10 11:00:56 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001719067 Filed Document 0001719067-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 11:00:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MP Elko, LLC See All Filings	D	2017-10-10 10:57:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001652772 Filed Document 0001652772-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 10:57:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PSAM Investment Holdings LP - Series B See All Filings	D	2017-10-10 10:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718340 Filed Document 0000902664-17-003938 Exclusions or Exemptions 506b Accepted Date 2017-10-10 10:42:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAM Investment Holdings LP - Series A See All Filings	D/A	2017-10-10 10:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648950 Filed Document 0000902664-17-003937 Exclusions or Exemptions 506b Accepted Date 2017-10-10 10:41:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egis Capital Fund III NI LP See All Filings	D	2017-10-10 10:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners LLC CIK Number 0001717321 Filed Document 0001717321-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 10:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity