Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Samurai Holdings, LLC See All Filings	D	2019-09-17 16:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787658 Filed Document 0000950103-19-012423 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:58:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Flexible Income LLC See All Filings	D	2019-09-17 16:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Martin Wesley Flesher, Joe Don Cole, Barry Douglas Pavlo, Touchstone Securities, Inc., and Ronald James Shortenhaus CIK Number 0001787973 Filed Document 0001565712-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:56:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CER NILE CO-INVESTMENT, S.C.SP. See All Filings	D	2019-09-17 16:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001784422 Filed Document 0001784422-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:55:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Merge Venture Fund I LP See All Filings	D	2019-09-17 16:47:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001781810 Filed Document 0001781810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:47:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steyn Capital Africa Fund See All Filings	D	2019-09-17 16:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788126 Filed Document 0001788126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:43:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AC HoldCo, Inc. See All Filings	D/A	2019-09-17 16:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637823 Filed Document 0000899140-19-000551 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:43:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Emerging Market Debt LLC See All Filings	D/A	2019-09-17 16:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, JOE DON COLE, BARRY DOUGLAS PAVLO, Touchstone Securities, Inc., and RONALD JAMES SHORTENHAUS CIK Number 0001565712 Filed Document 0001565712-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:41:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global SME Growth Fund LP See All Filings	D/A	2019-09-17 16:37:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679462 Filed Document 0001315863-19-000766 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:37:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL DREAM LABS, LLC See All Filings	C	2019-09-17 16:36:45 UTC
Financial Interest a Security-compensation equal to 2% of the total number of the Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001581437 Filed Document 0001581437-19-000005 Accepted Date 2019-09-17 16:36:45 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State PENNSYLVANIA
1155 Madison Group LLC See All Filings	D	2019-09-17 16:34:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Brian S. Kocen CIK Number 0001787641 Filed Document 0001787641-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:34:05 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Fort Washington High Yield Investors II, LLC See All Filings	D/A	2019-09-17 16:22:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555668 Filed Document 0001565712-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:22:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whisker Investment Holdings, LLC See All Filings	D	2019-09-17 16:21:53 UTC
Amount To Be Raised $4,213,000 Associated Brokers / Dealers N/A CIK Number 0001788216 Filed Document 0001042167-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:21:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Empery Tax Efficient II LP See All Filings	D/A	2019-09-17 16:21:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620313 Filed Document 0001620313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:21:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Music City Baseball, LLC See All Filings	D	2019-09-17 16:21:01 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001783804 Filed Document 0001783804-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:21:01 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FORT WASHINGTON HIGH YIELD INVESTORS LLC See All Filings	D/A	2019-09-17 16:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, JOE DON COLE, BARRY DOUGLAS PAVLO, Touchstone Securities, Inc., and RONALD JAMES SHORTENHAUS CIK Number 0001114342 Filed Document 0001565712-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3x5 Partners Fund III, L.P. See All Filings	D	2019-09-17 16:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756952 Filed Document 0001756952-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-17 16:18:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bissell Southwest DC Leasing LLC See All Filings	D	2019-09-17 16:16:43 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers None CIK Number 0001788178 Filed Document 0001788178-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-09-17 16:16:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fort Washington Full Discretion Fixed Income LLC See All Filings	D/A	2019-09-17 16:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, JOE DON COLE, BARRY DOUGLAS PAVLO, Touchstone Securities, Inc., and RONALD JAMES SHORTENHAUS CIK Number 0001555669 Filed Document 0001565712-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tioga Partners II, L.P. See All Filings	D	2019-09-17 16:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782742 Filed Document 0001782742-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:09:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
37 Capital BlueScale Fund, Ltd. See All Filings	D	2019-09-17 16:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA and NA CIK Number 0001788155 Filed Document 0001788155-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:07:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CR Student Housing Fund, L.P. See All Filings	D	2019-09-17 16:03:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001788464 Filed Document 0001415889-19-001028 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:03:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patton Flex Fund, L.P. See All Filings	D/A	2019-09-17 16:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001474329 Filed Document 0001567619-19-018420 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SubioMed, Inc. See All Filings	D	2019-09-17 16:00:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001784457 Filed Document 0001784457-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 16:00:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Embr Labs Inc. See All Filings	D	2019-09-17 15:55:24 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001630506 Filed Document 0001630506-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:55:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Evecxia, Inc. See All Filings	D	2019-09-17 15:54:20 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001736859 Filed Document 0001736859-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:54:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Tech Trader Fund LP See All Filings	D/A	2019-09-17 15:54:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001653903 Filed Document 0001653903-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-17 15:54:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quality Biomedical, Inc. See All Filings	D	2019-09-17 15:51:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Prime Capital CIK Number 0001787329 Filed Document 0001787329-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:51:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Independence Retail East, LLLP See All Filings	D	2019-09-17 15:44:30 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001642944 Filed Document 0001642944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:44:30 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PHG Delray Beach BD Investors, LLC See All Filings	D	2019-09-17 15:40:36 UTC
Amount To Be Raised $12,688,889 Associated Brokers / Dealers Peachtree PC Advisors, LLC CIK Number 0001787465 Filed Document 0001787465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:40:36 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Date Me Off Broadway Ltd Liability Co See All Filings	D/A	2019-09-17 15:32:08 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001769275 Filed Document 0001769275-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:32:08 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Longtail Insurance Holdings Ltd. See All Filings	D	2019-09-17 15:31:39 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001786714 Filed Document 0001566114-19-000100 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:31:39 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
We Co. See All Filings	D	2019-09-17 15:26:02 UTC
Amount To Be Raised $1,894,090 Associated Brokers / Dealers N/A CIK Number 0001533523 Filed Document 0000950172-19-000110 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:26:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SetPoint Medical Corp See All Filings	D	2019-09-17 15:25:55 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001464331 Filed Document 0001464331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:25:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Raydiant Oximetry, Inc. See All Filings	D	2019-09-17 15:23:58 UTC
Amount To Be Raised $3,165,000 Associated Brokers / Dealers N/A CIK Number 0001737709 Filed Document 0001737709-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-17 15:23:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Town Square Health LLC See All Filings	D	2019-09-17 15:21:59 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers None CIK Number 0001788441 Filed Document 0001788441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:21:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
Council Capital IV (NQP), L.P. See All Filings	D	2019-09-17 15:21:33 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001785334 Filed Document 0001785334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:21:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDP Flagship Offshore Fund, Ltd. See All Filings	D/A	2019-09-17 15:21:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652985 Filed Document 0001652985-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:21:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer FFTC US Fixed Income Investment Portfolio LLC See All Filings	D/A	2019-09-17 15:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750424 Filed Document 0001750424-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Council Capital IV, L.P. See All Filings	D	2019-09-17 15:13:05 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001785346 Filed Document 0001785346-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer FFTC Emerging Markets Equity Investment Portfolio LLC See All Filings	D/A	2019-09-17 15:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750455 Filed Document 0001750455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:11:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARA POLING TOTAL RETURN FUND, LLC See All Filings	D/A	2019-09-17 15:09:22 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001676740 Filed Document 0001676740-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-17 15:09:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mercer FFTC Non-US Equity Investment Portfolio LLC See All Filings	D/A	2019-09-17 15:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750438 Filed Document 0001750438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCI Partners, LP See All Filings	D	2019-09-17 15:07:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001788526 Filed Document 0001788526-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:07:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Arrow Holding Corp. See All Filings	D	2019-09-17 15:05:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598391 Filed Document 0001598391-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:05:34 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Neptune Co-Invest, L.P. See All Filings	D	2019-09-17 15:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788211 Filed Document 0001788211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:04:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Federated Wireless, Inc. See All Filings	D	2019-09-17 15:03:05 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001739723 Filed Document 0001739723-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:03:05 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Ursa Space Systems Inc. See All Filings	D	2019-09-17 15:00:21 UTC
Amount To Be Raised $12,595,620 Associated Brokers / Dealers N/A CIK Number 0001658448 Filed Document 0001658448-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-17 15:00:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wichita Esports LLC See All Filings	D	2019-09-17 14:56:28 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001736531 Filed Document 0001736531-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-09-17 14:56:28 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PGP Zebulon Crossings, LLC See All Filings	D	2019-09-17 14:46:34 UTC
Amount To Be Raised $2,395,000 Associated Brokers / Dealers N/A CIK Number 0001787765 Filed Document 0001787765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 14:46:34 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Montecito Medical Physicians Limited Partnership See All Filings	D	2019-09-17 14:46:11 UTC
Amount To Be Raised $55,610,000 Associated Brokers / Dealers Harpeth Securities, LLC CIK Number 0001788051 Filed Document 0001788051-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-17 14:46:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity