Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEW ENGLAND SERVICE CO See All Filings	D/A	2019-09-18 13:04:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001063176 Filed Document 0001063176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 13:04:16 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WIC VALUE FUND L P See All Filings	D/A	2019-09-18 13:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830296 Filed Document 0000830296-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 13:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BABAIAN & CO., LP See All Filings	D	2019-09-18 13:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788209 Filed Document 0001477932-19-005439 Exclusions or Exemptions 506b Accepted Date 2019-09-18 13:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Cypress Land Ventures POB, Ltd. See All Filings	D	2019-09-18 12:58:47 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001788650 Filed Document 0001788650-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-18 12:58:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Nipun China Alpha Fund, L.P. See All Filings	D/A	2019-09-18 12:50:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716872 Filed Document 0001716872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:50:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Averatek Corp See All Filings	D	2019-09-18 12:39:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001641103 Filed Document 0001641103-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:39:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ChargeItSpot, LLC See All Filings	D/A	2019-09-18 12:32:52 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001559076 Filed Document 0001559076-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:32:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
STRATEGIC ENERGY ASSETS VIII REFERRAL FUND, LLC See All Filings	D	2019-09-18 12:32:51 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers GROWTH CAPITAL SERVICES, INC. CIK Number 0001786069 Filed Document 0001786069-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:32:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Livingston Med Lab LLC See All Filings	D/A	2019-09-18 12:32:07 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001765609 Filed Document 0001765609-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:32:07 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
511 Partners, LLC See All Filings	D	2019-09-18 12:31:43 UTC
Amount To Be Raised $20,800,000 Associated Brokers / Dealers N/A CIK Number 0001779846 Filed Document 0001779846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:31:43 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Solano Vista Investors LLC See All Filings	D	2019-09-18 12:30:38 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Brian S. Kocen CIK Number 0001787507 Filed Document 0001787507-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:30:38 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Green Check Verified Inc. See All Filings	D	2019-09-18 12:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760114 Filed Document 0001760114-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:26:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
IM Cannabis (Finance) Ltd. See All Filings	D	2019-09-18 12:26:26 UTC
Amount To Be Raised $1,819,570 Associated Brokers / Dealers N/A CIK Number 0001788206 Filed Document 0001062993-19-003699 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:26:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
IM Cannabis (Finance) Ltd. See All Filings	D	2019-09-18 12:25:31 UTC
Amount To Be Raised $6,545,541 Associated Brokers / Dealers Cormark Securities (USA) Limited CIK Number 0001788206 Filed Document 0001062993-19-003698 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:25:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Tactical Credit Institutional Fund, Ltd. See All Filings	D/A	2019-09-18 12:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII") CIK Number 0001727945 Filed Document 0000899140-19-000554 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Tactical Credit Fund, Ltd. See All Filings	D/A	2019-09-18 12:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580387 Filed Document 0000899140-19-000553 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:18:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1992 Asia Strategies Fund, L.P. See All Filings	D/A	2019-09-18 12:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001605709 Filed Document 0000899140-19-000552 Exclusions or Exemptions 506b Accepted Date 2019-09-18 12:17:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manor RV Park, LLC See All Filings	D	2019-09-18 11:42:40 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001786745 Filed Document 0001786745-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 11:42:40 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
New Lab Investor Group, LLC See All Filings	D	2019-09-18 11:39:32 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001788453 Filed Document 0001231919-19-000049 Exclusions or Exemptions 506b Accepted Date 2019-09-18 11:39:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kairos SPV Fund LLC See All Filings	D	2019-09-18 11:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788046 Filed Document 0001315863-19-000767 Exclusions or Exemptions 506b Accepted Date 2019-09-18 11:36:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Z Partners (Riverside), L.P. See All Filings	D	2019-09-18 11:35:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787416 Filed Document 0001787416-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 11:35:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Therapeutics, Inc. See All Filings	D/A	2019-09-18 11:32:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001743104 Filed Document 0001743104-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-18 11:32:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Reebonz Holding Ltd See All Filings	D	2019-09-18 11:18:40 UTC
Amount To Be Raised $3,525,000 Associated Brokers / Dealers Maxim Group, LLC and Roth Capital Partners, LLC CIK Number 0001752108 Filed Document 0001213900-19-018328 Exclusions or Exemptions 506b Accepted Date 2019-09-18 11:18:40 UTC Type of Offering D Industry Retailing Principal Place of Business SINGAPORE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Option To Acquire
Roers Senior Living Buffalo LLC See All Filings	D	2019-09-18 11:17:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001788642 Filed Document 0001014108-19-000159 Exclusions or Exemptions 506b Accepted Date 2019-09-18 11:17:22 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
576 Growth Fund, LP See All Filings	D/A	2019-09-18 11:10:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717316 Filed Document 0001717316-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 11:10:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cherry App, Inc. See All Filings	C	2019-09-18 10:41:03 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001788605 Filed Document 0001788605-19-000001 Accepted Date 2019-09-18 10:41:03 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
Birch Infrastructure, PBLLC See All Filings	D	2019-09-18 10:28:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001788025 Filed Document 0001788025-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Tax LLP See All Filings	D/A	2019-09-18 10:18:10 UTC
Amount To Be Raised $8,756,527 Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-19-000116 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:18:10 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Financial Advisory Services LLP See All Filings	D/A	2019-09-18 10:17:00 UTC
Amount To Be Raised $2,011,013 Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-19-000115 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:17:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BlackGold SPV III LP See All Filings	D	2019-09-18 10:16:39 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001788271 Filed Document 0001788271-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:16:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmwise Labs, Inc. See All Filings	D	2019-09-18 10:16:00 UTC
Amount To Be Raised $15,560,884 Associated Brokers / Dealers N/A CIK Number 0001698667 Filed Document 0001461373-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:16:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D/A	2019-09-18 10:15:55 UTC
Amount To Be Raised $1,186,200 Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:15:55 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Deloitte LLP See All Filings	D/A	2019-09-18 10:14:50 UTC
Amount To Be Raised $4,461,080 Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-19-000113 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:14:50 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D/A	2019-09-18 10:13:51 UTC
Amount To Be Raised $7,972,516 Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-19-000112 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:13:51 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D/A	2019-09-18 10:12:42 UTC
Amount To Be Raised $18,514,090 Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-19-000111 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:12:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Galium Fountain Square LLC See All Filings	D	2019-09-18 10:11:47 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001783887 Filed Document 0001683168-19-002952 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:11:47 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Galium PGA Coinvest LLC See All Filings	D	2019-09-18 10:09:02 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001785771 Filed Document 0001683168-19-002950 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:09:02 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BOOTHBAY ABSOLUTE RETURN STRATEGIES OFFSHORE, LTD. See All Filings	D/A	2019-09-18 10:05:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684609 Filed Document 0001684609-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 10:05:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Guru.Club LLC See All Filings	C/A	2019-09-18 10:04:15 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $106,992 CIK Number 0001780909 Filed Document 0001669191-19-000330 Accepted Date 2019-09-18 10:04:15 UTC Type of Offering C/A Security Offered Amount 834 Security Offered Type Other State MASSACHUSETTS
Cleveland Capital, L.P. See All Filings	D/A	2019-09-18 09:58:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas A. Yako, Rehmann Financial Network, LLC, CASCADE PARTNERS BD, LLC, and JOSEPH COX GRANZIER CIK Number 0001035648 Filed Document 0000919574-19-005919 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:58:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BRX Global Onshore LP See All Filings	D/A	2019-09-18 09:55:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685192 Filed Document 0000919574-19-005917 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:55:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Decide Software, Inc. See All Filings	D	2019-09-18 09:50:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001788027 Filed Document 0001788027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:50:43 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Arundel Hedged Fund LP See All Filings	D/A	2019-09-18 09:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476703 Filed Document 0000919574-19-005915 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arundel Long Fund LP See All Filings	D/A	2019-09-18 09:47:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504214 Filed Document 0000919574-19-005913 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:47:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WINDSONG DESOTO DALLAS LLC See All Filings	D	2019-09-18 09:36:39 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001788448 Filed Document 0001788448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:36:39 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Raveler Inc See All Filings	C	2019-09-18 09:35:54 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $100,000 CIK Number 0001787677 Filed Document 0001669191-19-000327 Accepted Date 2019-09-18 09:35:54 UTC Type of Offering C Security Offered Amount 8,000 Security Offered Type Common Stock State MASSACHUSETTS
MPC FED 2020 Energy Fund I, LLC See All Filings	D	2019-09-18 09:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788627 Filed Document 0001788627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:23:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
EPC Fund I, L.P. See All Filings	D	2019-09-18 09:20:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001777885 Filed Document 0001777885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:20:41 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Soviero Offshore Fund, Ltd. See All Filings	D/A	2019-09-18 09:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752570 Filed Document 0001752570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:20:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soviero Partners, LP See All Filings	D/A	2019-09-18 09:14:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752535 Filed Document 0001752535-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-18 09:14:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity