Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Proformex, LLC See All Filings	D	2019-10-04 15:01:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001752127 Filed Document 0001752127-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-04 15:01:33 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Harrison Street Core Property Fund, L.P. See All Filings	D/A	2019-10-04 15:00:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roam Capital Inc. CIK Number 0001535350 Filed Document 0001535350-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-04 15:00:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Treehouse Real Estate Investment Trust, Inc. See All Filings	D/A	2019-10-04 14:59:10 UTC
Amount To Be Raised $43,969,176 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. and Compass Point Research & Trading, LLC CIK Number 0001764748 Filed Document 0001567619-19-019264 Exclusions or Exemptions 506c Accepted Date 2019-10-04 14:59:10 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shadowbox Holdings LLC See All Filings	D	2019-10-04 14:55:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688673 Filed Document 0001688673-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:55:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Titus Group, Inc. See All Filings	D	2019-10-04 14:54:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001719310 Filed Document 0001719310-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:54:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-10-04 14:52:59 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Vik Goel, John D. Nguyen, Brian Pacen, Richard Jackman, Cambridge Investment Research, Inc., Jason Salmon, Brent Honea, Chris Vizzi, Tony Barouti, Dennis Haywood, Chay Lapin, Alan B. Harrison, James Parry, Shane Siederman, Jason D'Amelio, Kelly H. Clyde, Richard L. Wagner, Amrish Patel, and Joseph A. Langlois III CIK Number 0001773819 Filed Document 0001773819-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:52:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SelenBio, Inc. See All Filings	C/A	2019-10-04 14:52:26 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001787006 Filed Document 0001669191-19-000360 Accepted Date 2019-10-04 14:52:26 UTC Type of Offering C/A Security Offered Amount 2,500 Security Offered Type Common Stock State TEXAS
2911 CLYDEDALE DR, LLC See All Filings	D	2019-10-04 14:49:46 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001786034 Filed Document 0001786034-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:49:46 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lantern Publishing LLC See All Filings	D	2019-10-04 14:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001790299 Filed Document 0001790299-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:45:45 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PEP Henry Production Partners LP See All Filings	D	2019-10-04 14:45:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790318 Filed Document 0001790318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:45:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Accesso Master Fund Feeder 1 (US), LLLP See All Filings	D	2019-10-04 14:44:45 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001789398 Filed Document 0001789398-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:44:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Praesidium Strategic Opportunities Offshore Fund, Ltd. See All Filings	D/A	2019-10-04 14:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504014 Filed Document 0001315863-19-000801 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Panther Labs Inc. See All Filings	D	2019-10-04 14:44:32 UTC
Amount To Be Raised $5,530,000 Associated Brokers / Dealers N/A CIK Number 0001789614 Filed Document 0001789614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:44:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Praesidium Strategic Opportunities Fund, LP See All Filings	D/A	2019-10-04 14:43:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504025 Filed Document 0001315863-19-000800 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:43:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avidity Capital Fund LP See All Filings	D	2019-10-04 14:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785758 Filed Document 0000919574-19-006233 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:42:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avidity Capital Offshore Fund Ltd. See All Filings	D	2019-10-04 14:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785757 Filed Document 0000919574-19-006230 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Global Macro Fund (Cayman) L.P. See All Filings	D/A	2019-10-04 14:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Bank Morgan Stanley AG CIK Number 0001479477 Filed Document 0000945621-19-000304 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Plains Opportunity Zone Fund, LLC See All Filings	D/A	2019-10-04 14:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786656 Filed Document 0001786656-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-04 14:34:38 UTC Type of Offering D/A Industry Construction Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Global Macro Fund LP See All Filings	D/A	2019-10-04 14:33:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001479476 Filed Document 0000945621-19-000303 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:33:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONTEZUMA FUND V LP See All Filings	D	2019-10-04 14:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790325 Filed Document 0001790325-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:30:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Ubilite LP (U.S. & Offshore) See All Filings	D/A	2019-10-04 14:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694542 Filed Document 0001694542-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:28:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARKET PROTOCOL, LLC See All Filings	C	2019-10-04 14:23:19 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001735237 Filed Document 0001735237-19-000001 Accepted Date 2019-10-04 14:23:19 UTC Type of Offering C Security Offered Amount 37,126 Security Offered Type Preferred Stock State COLORADO
Crescent European Specialty Lending Fund II (Levered) LP See All Filings	D/A	2019-10-04 14:22:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sepulveda Distributors LLC CIK Number 0001748689 Filed Document 0001748689-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pontifax Global Food & Agriculture Technology Fund II L.P. See All Filings	D	2019-10-04 14:22:12 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Cebile Capital LLC CIK Number 0001790048 Filed Document 0001790048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:22:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
El Tinieblo International, Inc. See All Filings	C/A	2019-10-04 14:18:24 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001765620 Filed Document 0001665160-19-000977 Accepted Date 2019-10-04 14:18:24 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State NEW HAMPSHIRE
Crystal View Capital Fund II, LLC See All Filings	D/A	2019-10-04 14:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715014 Filed Document 0001715014-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-04 14:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Odele LLC See All Filings	D	2019-10-04 14:13:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001790280 Filed Document 0001790280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:13:07 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Denim.LA, Inc. See All Filings	1-A POS	2019-10-04 14:12:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers StartEngine Crowdfunding, Inc. CIK Number 0001668010 Filed Document 0001144204-19-047312 Accepted Date 2019-10-04 14:12:01 UTC Type of Offering 1-A POS Industry RETAIL-APPAREL & ACCESSORY STORES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,762,985 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Torch Opportunity I LLC - Investment Series 3 See All Filings	D	2019-10-04 14:11:50 UTC
Amount To Be Raised $10,327,500 Associated Brokers / Dealers N/A CIK Number 0001790241 Filed Document 0001790241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:11:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Driving Management Systems, Inc. See All Filings	D	2019-10-04 14:05:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001746105 Filed Document 0001746105-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-10-04 14:05:04 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TWIN LAKE TOTAL RETURN PARTNERS QP L.P. See All Filings	D/A	2019-10-04 14:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263633 Filed Document 0001263633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 14:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celsius Therapeutics, Inc. See All Filings	D/A	2019-10-04 13:55:12 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001744560 Filed Document 0001744560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:55:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Torch Capital I, L.P. See All Filings	D	2019-10-04 13:55:12 UTC
Amount To Be Raised $7,852,000 Associated Brokers / Dealers N/A CIK Number 0001743647 Filed Document 0001743647-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-10-04 13:55:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Mill Capial Fund LP See All Filings	D	2019-10-04 13:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786961 Filed Document 0001786961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:54:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beneath the Ink, Inc. See All Filings	D	2019-10-04 13:54:43 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001693352 Filed Document 0001693352-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:54:43 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Qumulex, Inc. See All Filings	D	2019-10-04 13:50:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001790247 Filed Document 0001790247-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:50:23 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
LOTUS FUND LTD See All Filings	D/A	2019-10-04 13:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR CAPITAL MARKETS, LLC CIK Number 0001718988 Filed Document 0001718988-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Diomedea Investment Fund S.C.A., SICAV-RAIF See All Filings	D	2019-10-04 13:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790150 Filed Document 0001790150-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:44:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOTUS FUND LP See All Filings	D/A	2019-10-04 13:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR CAPITAL MARKETS, LLC CIK Number 0001719086 Filed Document 0001719086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:37:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Salt Lake City Distillery LLC dba Dented Brick Distillery See All Filings	C	2019-10-04 13:36:29 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001629933 Filed Document 0001670254-19-000557 Accepted Date 2019-10-04 13:36:29 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State UTAH
Sabal Court Partners, LLC See All Filings	D	2019-10-04 13:35:43 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001790278 Filed Document 0001790278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:35:43 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Midway Venture Partners, LLC See All Filings	D	2019-10-04 13:35:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers World Equity Group, Incorporated CIK Number 0001788975 Filed Document 0001788975-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:35:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLARA HOLDINGS LTD See All Filings	D/A	2019-10-04 13:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001755834 Filed Document 0001755834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:25:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
CRG Holding I Corp. See All Filings	D/A	2019-10-04 13:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747966 Filed Document 0001676706-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:20:23 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Covey Fund I LP See All Filings	D	2019-10-04 13:19:50 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001777334 Filed Document 0001777334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:19:50 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Orthogonal Thinker, a series of Republic Master Fund, LP See All Filings	D/A	2019-10-04 13:17:45 UTC
Amount To Be Raised $1,006,000 Associated Brokers / Dealers N/A CIK Number 0001783963 Filed Document 0001783963-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:17:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agency Mortgage REIT Capital Partners Income Fund, LP See All Filings	D	2019-10-04 13:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789895 Filed Document 0001789895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:16:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLITISCOPE INC. See All Filings	C	2019-10-04 13:13:26 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $107,000 CIK Number 0001722138 Filed Document 0001722138-19-000004 Accepted Date 2019-10-04 13:13:26 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State WASHINGTON
Ocugenix Corp See All Filings	D	2019-10-04 13:10:37 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001695037 Filed Document 0001695037-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:10:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ID Funds LLC - Series XI See All Filings	D	2019-10-04 13:07:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001785754 Filed Document 0001785754-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-04 13:07:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund