Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MVP ES FUND XXVIII LLC See All Filings	D	2017-10-23 16:43:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001714931 Filed Document 0001714931-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:43:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Redichip Fund, LP See All Filings	D/A	2017-10-23 16:43:10 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001641249 Filed Document 0001641249-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:43:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bain Capital Senior Loan Fund (SRI), L.P. See All Filings	D/A	2017-10-23 16:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BAIN CAPITAL DISTRIBUTORS, LLC CIK Number 0001616264 Filed Document 0001616264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ILS Property & Casualty Fund II, L.P. See All Filings	D	2017-10-23 16:39:08 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001720482 Filed Document 0001720482-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:39:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium USA LLC See All Filings	D/A	2017-10-23 16:38:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Wunderlich Securities, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Macquarie Capital (USA) Inc., D.A Davidson, Stephens, Inc., Arete Wealth Management LLC, Spire Securities LLC, Kestra Investment Services LLC, William Blair, Triad Advisors, Inc., Monarch Capital Group, LLC, Dominick & Dominick, Snowden Account Services Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001523894 Filed Document 0001523894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:38:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND See All Filings	D/A	2017-10-23 16:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589366 Filed Document 0001140361-17-039256 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:35:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GT Apartment Investors, LLC See All Filings	D/A	2017-10-23 16:35:41 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001718132 Filed Document 0001718132-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-10-23 16:35:41 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND See All Filings	D/A	2017-10-23 16:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589363 Filed Document 0001140361-17-039253 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Redwood-Kairos Real Estate Value Fund VI-B LP See All Filings	D	2017-10-23 16:32:53 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001720466 Filed Document 0001720466-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:32:53 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND See All Filings	D/A	2017-10-23 16:30:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589364 Filed Document 0001140361-17-039250 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:30:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MVP ES FUND XXIV LLC See All Filings	D	2017-10-23 16:28:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001707157 Filed Document 0001707157-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FranCap Corp See All Filings	D	2017-10-23 16:21:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687600 Filed Document 0001687600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:21:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Variant Alternative Income Fund LP See All Filings	D	2017-10-23 16:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720469 Filed Document 0001720469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:18:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterlingworth Capital Partners, L.P. See All Filings	D/A	2017-10-23 16:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539939 Filed Document 0001539939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS ESG CROSS BORDER EQUITY FUND LLC See All Filings	D/A	2017-10-23 16:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Securities LLC, and Summit Equities Inc. CIK Number 0001546544 Filed Document 0001546544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:13:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LeapScale, Inc. See All Filings	D	2017-10-23 16:12:06 UTC
Amount To Be Raised $50 Associated Brokers / Dealers N/A CIK Number 0001720518 Filed Document 0001720518-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:12:06 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood-Kairos Real Estate Value Fund VI LP See All Filings	D	2017-10-23 16:11:36 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001720465 Filed Document 0001720465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:11:36 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Irene Home Equity Solutions, Inc. See All Filings	D	2017-10-23 16:08:20 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001716976 Filed Document 0001716976-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:08:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Folium Timber Fund I Parallel-2 LP See All Filings	D	2017-10-23 16:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719969 Filed Document 0001719969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:07:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MV CFS FUND II LLC See All Filings	D	2017-10-23 16:07:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001715026 Filed Document 0001715026-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:07:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CAIS Third Point Offshore Fund Ltd. See All Filings	D/A	2017-10-23 16:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securties LLC, HighTower Securities, LLC, Spire Securities, LLC, Canaccord Genuity (Australia), Evans & Partners Pty Ltd., I Investment Management Pte Ltd, Macquarie Capital (USA) Inc., Wentworth Global Securities Pty Ltd, Wunderlich Securities Inc., Lucerne Australia Pty Ltd t/a Lucerne Investment Partners, and Maxim Group LLC CIK Number 0001523889 Filed Document 0001523889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:06:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Folium Agriculture Fund I Parallel-2 LP See All Filings	D	2017-10-23 16:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719955 Filed Document 0001719955-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:04:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pie Guys Restaurants, LLC See All Filings	D	2017-10-23 15:53:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001718756 Filed Document 0001437749-17-017444 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:53:34 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
ILS Property & Casualty Feeder Fund II, L.P. See All Filings	D	2017-10-23 15:49:19 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001720498 Filed Document 0001720498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:49:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2017-10-23 15:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, and Fieldpoint Private Securities LLC CIK Number 0001523897 Filed Document 0001523897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurvana Medical, LLC See All Filings	D/A	2017-10-23 15:45:45 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001719372 Filed Document 0001719372-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:45:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EL Specialty Loan Secondary Fund, L.P. See All Filings	D	2017-10-23 15:43:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720471 Filed Document 0001720471-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:43:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XXV LLC See All Filings	D	2017-10-23 15:41:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001714935 Filed Document 0001714935-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:41:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Progreen US, Inc. See All Filings	D/A	2017-10-23 15:33:27 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001079297 Filed Document 0001079297-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:33:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sea Bean Goods LLC See All Filings	D	2017-10-23 15:33:08 UTC
Amount To Be Raised $3,260,994 Associated Brokers / Dealers N/A CIK Number 0001720092 Filed Document 0001720092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:33:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maran Partners Fund, LP See All Filings	D/A	2017-10-23 15:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655289 Filed Document 0001655289-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG III, LLC See All Filings	D	2017-10-23 15:30:37 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001720159 Filed Document 0001720159-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:30:37 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CAIS OZMF LLC See All Filings	D/A	2017-10-23 15:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Solutions, Inc. See All Filings	D	2017-10-23 15:23:15 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001624330 Filed Document 0001624330-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:23:15 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Drift Marketplace, Inc. See All Filings	D	2017-10-23 15:21:08 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001672250 Filed Document 0001672250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:21:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
hobbyDB Corp. See All Filings	D	2017-10-23 15:15:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706765 Filed Document 0001706765-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:15:34 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CAIS OZMF Ltd. See All Filings	D/A	2017-10-23 15:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurvana Medical, LLC See All Filings	D	2017-10-23 15:01:51 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001719372 Filed Document 0001719372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:01:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Progreen US, Inc. See All Filings	D/A	2017-10-23 14:55:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001079297 Filed Document 0001079297-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:55:02 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GrizzlyRock Institutional Value Partners, LP See All Filings	D/A	2017-10-23 14:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 303 Alternatives, LLC and Old City Securities LLC CIK Number 0001687931 Filed Document 0001687931-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
OceanGate Inc See All Filings	D/A	2017-10-23 14:37:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001559118 Filed Document 0001559118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:37:47 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Next 100 LLC See All Filings	D	2017-10-23 14:34:08 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001715685 Filed Document 0001715685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:34:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mya Systems, Inc. See All Filings	D	2017-10-23 14:28:08 UTC
Amount To Be Raised $19,633,900 Associated Brokers / Dealers N/A CIK Number 0001703903 Filed Document 0001703903-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:28:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
5858 N COLLEGE, LLC See All Filings	D	2017-10-23 14:24:42 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers N/A CIK Number 0001675275 Filed Document 0001675275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:24:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
CAIS AllBlue Ltd. See All Filings	D/A	2017-10-23 14:16:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Richmond Asset Mgmt Ltd, Ord Minnett Limited, and Wunderlich Securities, Inc. CIK Number 0001523880 Filed Document 0001523880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:16:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
i80 Group LLC See All Filings	D/A	2017-10-23 14:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710499 Filed Document 0001710499-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:08:18 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue LLC See All Filings	D/A	2017-10-23 14:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Wunderlich Securities, Inc., and Monarch Capital Group, LLC CIK Number 0001523886 Filed Document 0001523886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3 PROTON LITHIUM INC. See All Filings	D	2017-10-23 14:06:13 UTC
Amount To Be Raised $949,574 Associated Brokers / Dealers N/A CIK Number 0001719669 Filed Document 0001534122-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:06:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SPC FAPS Holdings, LP See All Filings	D	2017-10-23 14:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720098 Filed Document 0001720098-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:03:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZARGA URANIUM CORP. See All Filings	D	2017-10-23 14:02:02 UTC
Amount To Be Raised $19,438 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-23 14:02:02 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity