Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS BlueTrend Fund Ltd. See All Filings	D/A	2017-10-24 11:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, and H. Bruderer Vermongensverwalturg CIK Number 0001523881 Filed Document 0001523881-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:11:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Ann Arbor Investors LLC See All Filings	D	2017-10-24 11:10:00 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers N/A CIK Number 0001720464 Filed Document 0001720464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:10:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
1300 NORTHWOOD LLC See All Filings	D/A	2017-10-24 11:00:24 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001717534 Filed Document 0001717534-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:00:24 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Total Return Credit Fund June 2022 Inc. See All Filings	D/A	2017-10-24 10:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688649 Filed Document 0001315863-17-000844 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KnowBe4, Inc. See All Filings	D	2017-10-24 10:27:47 UTC
Amount To Be Raised $29,999,989 Associated Brokers / Dealers N/A CIK Number 0001664998 Filed Document 0000897069-17-000513 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:27:47 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Courtyards Auburn Partners, LLC See All Filings	D	2017-10-24 10:12:41 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001720186 Filed Document 0001720186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:12:41 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SPC FAPS Holdings, LP See All Filings	D/A	2017-10-24 10:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720098 Filed Document 0001720098-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horseman Global Fund Ltd. See All Filings	D/A	2017-10-24 10:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534189 Filed Document 0000919574-17-007420 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SGH Holdings II, LLC See All Filings	D/A	2017-10-24 10:04:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623778 Filed Document 0001623778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:04:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Horseman European Select Fund Ltd. See All Filings	D/A	2017-10-24 10:04:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534188 Filed Document 0000919574-17-007418 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Tech Training Ventures, LLC See All Filings	D	2017-10-24 10:03:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001720318 Filed Document 0001720318-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:03:17 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Availity, L.L.C. See All Filings	D	2017-10-24 10:02:58 UTC
Amount To Be Raised $210,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001720538 Filed Document 0001720538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 10:02:58 UTC Type of Offering D Industry Health Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LRF Platinum Equity LLC See All Filings	D	2017-10-24 09:39:45 UTC
Amount To Be Raised $169,000 Associated Brokers / Dealers N/A CIK Number 0001720539 Filed Document 0001720539-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 09:39:45 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PRM Fund IV Investors LLC See All Filings	D	2017-10-24 09:38:38 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001719416 Filed Document 0001719416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 09:38:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pantera Venture Fund II LP See All Filings	D/A	2017-10-24 09:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623081 Filed Document 0000902664-17-004072 Exclusions or Exemptions 506b Accepted Date 2017-10-24 09:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D/A	2017-10-24 09:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-17-004071 Exclusions or Exemptions 506b Accepted Date 2017-10-24 09:27:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSIRIS GLOBAL OPPORTUNITIES FUND Ltd See All Filings	D/A	2017-10-24 09:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558640 Filed Document 0000902664-17-004070 Exclusions or Exemptions 506b Accepted Date 2017-10-24 09:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockwell Property Investors, LLC See All Filings	D	2017-10-24 09:04:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001718830 Filed Document 0001718830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 09:04:10 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LYV Life Inc See All Filings	D	2017-10-24 06:40:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001680646 Filed Document 0001680646-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 06:40:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Multi-Series LLC - Series USF See All Filings	D/A	2017-10-24 06:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588266 Filed Document 0000902664-17-004068 Exclusions or Exemptions 506b Accepted Date 2017-10-24 06:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series USF II See All Filings	D/A	2017-10-24 06:10:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594191 Filed Document 0000902664-17-004067 Exclusions or Exemptions 506b Accepted Date 2017-10-24 06:10:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapax OC Offshore Fund, Ltd. See All Filings	D/A	2017-10-24 06:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566989 Filed Document 0000902664-17-004066 Exclusions or Exemptions 506b Accepted Date 2017-10-24 06:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapax OC Master Fund, Ltd. See All Filings	D/A	2017-10-24 06:02:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566987 Filed Document 0000902664-17-004065 Exclusions or Exemptions 506b Accepted Date 2017-10-24 06:02:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOWTOO, LLC See All Filings	D	2017-10-23 21:56:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001720495 Filed Document 0001720495-17-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2017-10-23 21:56:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ImmuneTarget, Inc. See All Filings	D	2017-10-23 21:03:19 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001717498 Filed Document 0001717498-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 21:03:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ImmuneTarget, Inc. See All Filings	D	2017-10-23 21:00:14 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001717498 Filed Document 0001717498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 21:00:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Montage Social Impact Fund, L.P. See All Filings	D/A	2017-10-23 19:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546602 Filed Document 0001546602-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 19:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COUNTERPATH CORP See All Filings	D	2017-10-23 19:25:10 UTC
Amount To Be Raised $33,320 Associated Brokers / Dealers N/A CIK Number 0001236997 Filed Document 0001085037-17-000120 Exclusions or Exemptions 506b Accepted Date 2017-10-23 19:25:10 UTC Type of Offering D Industry Telecommunications Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cameron Ramada Program, LLC See All Filings	D	2017-10-23 19:24:56 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001720478 Filed Document 0001720478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 19:24:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LAKE GENEVA LONG-ONLY FUND LP See All Filings	D/A	2017-10-23 19:05:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697368 Filed Document 0001697368-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 19:05:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAKE COMO CONVERTIBLE BOND FUND LP See All Filings	D/A	2017-10-23 19:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688308 Filed Document 0001688308-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 19:04:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKELLIG DST EMERGING MARKET ESG FUND, AN INVESTMENT FUND OF SKELLIG DELAWARE STATUTORY TRUST See All Filings	D/A	2017-10-23 19:03:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626563 Filed Document 0001393725-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-10-23 19:03:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAKE GENEVA OFFSHORE FUND LTD. See All Filings	D/A	2017-10-23 19:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A - None CIK Number 0001593175 Filed Document 0001593175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 19:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skellig DST Global ESG Fund, an Investment Fund of Skellig Delaware Statutory Trust See All Filings	D	2017-10-23 18:55:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719200 Filed Document 0001393725-17-000128 Exclusions or Exemptions 506b Accepted Date 2017-10-23 18:55:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Geneva Fund LP See All Filings	D/A	2017-10-23 18:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A/ - None CIK Number 0001589894 Filed Document 0001589894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 18:53:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stax Health, Inc. See All Filings	D	2017-10-23 18:42:18 UTC
Amount To Be Raised $2,853,256 Associated Brokers / Dealers N/A CIK Number 0001720144 Filed Document 0001720144-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 18:42:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mira Labs, Inc. See All Filings	D	2017-10-23 18:10:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703983 Filed Document 0001703983-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 18:10:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Purigen Biosystems, Inc. See All Filings	D/A	2017-10-23 17:46:02 UTC
Amount To Be Raised $28,022,652 Associated Brokers / Dealers N/A CIK Number 0001574680 Filed Document 0001574680-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 17:46:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPANISH CHASE LLC See All Filings	D	2017-10-23 17:22:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001720472 Filed Document 0001720472-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 17:22:17 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Kingdon Associates LLC See All Filings	D/A	2017-10-23 17:17:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, and Fieldpoint Private Securities LLC CIK Number 0001523893 Filed Document 0001523893-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 17:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Street Real Estate Capital Fund IV, LP See All Filings	D/A	2017-10-23 17:13:44 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001700507 Filed Document 0001700507-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 17:13:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WageIn Holdings, Inc. See All Filings	D	2017-10-23 17:10:59 UTC
Amount To Be Raised $760,547 Associated Brokers / Dealers N/A CIK Number 0001720489 Filed Document 0001720489-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-10-23 17:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Kingdon Offshore Ltd. See All Filings	D/A	2017-10-23 17:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, and HighTower Securities, LLC CIK Number 0001526693 Filed Document 0001526693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 17:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AppClose, Inc. See All Filings	D/A	2017-10-23 17:08:02 UTC
Amount To Be Raised $1,539,030 Associated Brokers / Dealers N/A CIK Number 0001700495 Filed Document 0001700495-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 17:08:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INOV8 GOLF, INC. See All Filings	D/A	2017-10-23 17:05:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001657286 Filed Document 0001657286-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 17:05:59 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Jenk's Best Living Investors, LLC See All Filings	D	2017-10-23 17:03:31 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers Vesta Realty CIK Number 0001720285 Filed Document 0001720285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 17:03:31 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
MVP LS FUND XXV LLC See All Filings	D	2017-10-23 16:56:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001711524 Filed Document 0001711524-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:56:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Bain Capital Senior Loan Fund, L.P. See All Filings	D/A	2017-10-23 16:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BAIN CAPITAL DISTRIBUTORS, LLC CIK Number 0001456955 Filed Document 0001456955-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pi Capital Legacy, LLC See All Filings	D	2017-10-23 16:47:33 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001719578 Filed Document 0001144204-17-053613 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:47:33 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kazzit, Inc. See All Filings	D	2017-10-23 16:46:01 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001656934 Filed Document 0001656934-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-23 16:46:01 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt