Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kindred Anesthesia, LLC See All Filings	D/A	2017-10-24 14:45:45 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001717357 Filed Document 0001717357-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:45:45 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PMF Real Estate Holdings I LLC See All Filings	D/A	2017-10-24 14:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687974 Filed Document 0001687974-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:39:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Algert Global Equity Market Neutral Fund, L.P. See All Filings	D/A	2017-10-24 14:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458618 Filed Document 0000935836-17-000509 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allied Monitoring, LLC See All Filings	D/A	2017-10-24 14:38:38 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001717356 Filed Document 0001717356-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:38:38 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Murata Manufacturing Co Ltd See All Filings	D	2017-10-24 14:36:06 UTC
Amount To Be Raised $75,725,840 Associated Brokers / Dealers N/A CIK Number 0001446591 Filed Document 0001446591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:36:06 UTC Type of Offering D Industry Other Technology Principal Place of Business JAPAN Revenue or Assets $Over $100,000,000 Type of Security Equity
Algert Global Equity Market Neutral Fund II, Ltd. See All Filings	D/A	2017-10-24 14:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686349 Filed Document 0000935836-17-000508 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algert Global Equity Market Neutral Fund II, L.P. See All Filings	D/A	2017-10-24 14:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655067 Filed Document 0000935836-17-000507 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:27:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consortia TX, Inc. See All Filings	D	2017-10-24 14:20:22 UTC
Amount To Be Raised $399,926 Associated Brokers / Dealers N/A CIK Number 0001720599 Filed Document 0001720599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:20:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Helixbind, Inc. See All Filings	D	2017-10-24 14:20:15 UTC
Amount To Be Raised $2,864,371 Associated Brokers / Dealers N/A CIK Number 0001599879 Filed Document 0000897069-17-000514 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:20:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Onna Technologies, Inc. See All Filings	D	2017-10-24 14:17:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001720569 Filed Document 0001720569-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:17:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fountain Bleau Capital LLC See All Filings	D	2017-10-24 14:08:26 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001720048 Filed Document 0001720048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:08:26 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tank Utility, Inc. See All Filings	D	2017-10-24 14:03:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652214 Filed Document 0001652214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:03:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Hotel San Antonio River Walk, LLC See All Filings	D	2017-10-24 14:01:15 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001720127 Filed Document 0001720127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:01:15 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hash Finance LLC See All Filings	D	2017-10-24 14:00:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668861 Filed Document 0001668861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:00:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FLAG & ANTHEM LLC See All Filings	D/A	2017-10-24 14:00:00 UTC
Amount To Be Raised $3,624,226 Associated Brokers / Dealers N/A CIK Number 0001656273 Filed Document 0001656273-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-24 14:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitefield Asian Opportunities Fund See All Filings	D/A	2017-10-24 13:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589076 Filed Document 0001589076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2GR Real Estate Fund IV, LLC See All Filings	D	2017-10-24 13:51:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001720128 Filed Document 0001720128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:51:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
L2 Summit Fund, L.P. See All Filings	D/A	2017-10-24 13:46:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001623593 Filed Document 0001623593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:46:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
801 Caribe Place LLC See All Filings	D	2017-10-24 13:34:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N.A - Issuer Direct Sales CIK Number 0001720221 Filed Document 0001720221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:34:01 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
American Diversified Development, LLC See All Filings	D	2017-10-24 13:31:33 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001720588 Filed Document 0001720588-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:31:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAC Holdings I Corp. See All Filings	D/A	2017-10-24 13:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682469 Filed Document 0000895345-17-000311 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:28:24 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highland Partners NV LLC See All Filings	D/A	2017-10-24 13:27:04 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers MCDONALD PARTNERS, LLC CIK Number 0001708294 Filed Document 0001708294-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:27:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
TOPG Point Two, LLC See All Filings	D	2017-10-24 13:26:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001720558 Filed Document 0001720558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:26:01 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DAKOTA UPREIT LP See All Filings	D	2017-10-24 13:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001157887 Filed Document 0001157887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:18:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
YouBase, Inc. See All Filings	D	2017-10-24 13:13:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001718245 Filed Document 0001718245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:13:37 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Naspers Ventures BV See All Filings	D/A	2017-10-24 13:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688665 Filed Document 0001688665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 13:06:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Wealth Partners Capital Group, LLC See All Filings	D	2017-10-24 12:56:55 UTC
Amount To Be Raised $65,275,000 Associated Brokers / Dealers N/A CIK Number 0001707450 Filed Document 0001707450-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:56:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Legend Capital Fund II LP See All Filings	D	2017-10-24 12:47:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001718829 Filed Document 0001718829-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:47:11 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
PT Financial Companies, LLC See All Filings	D	2017-10-24 12:42:28 UTC
Amount To Be Raised $8,032,500 Associated Brokers / Dealers N/A CIK Number 0001720453 Filed Document 0001720453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:42:28 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Terra Secured Income Fund 7, LLC See All Filings	D/A	2017-10-24 12:41:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Terra Capital Markets, LLC, Spire Securities LLC, World Equity Group, Inc., Transam Securities, Inc., IBN Financial Services, Inc., Crown Capital Securities, L.P., Ausdal Financial Partners, Inc., Coastal Equities, Inc., Center Street Securities, Inc., Advisory Group Equity Services Ltd., Dempsey Lord Smith LLC, SANDLAPPER SECURITIES, LLC, CENTAURUS FINANCIAL, INC., MADISON AVENUE SECURITIES, LLC, and Silber Bennett Financial Inc. CIK Number 0001677186 Filed Document 0001677186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:41:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Millennium Intl. Ltd. See All Filings	D/A	2017-10-24 12:41:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523884 Filed Document 0001523882-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:41:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Danvers Holdings, LLC See All Filings	D	2017-10-24 12:32:21 UTC
Amount To Be Raised $12,000,617 Associated Brokers / Dealers Yacha Sutton, Yoram Mehr, and Discount Capital Underwriting Ltd CIK Number 0001718265 Filed Document 0001718265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:32:21 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Square Mile Partners V-A LP See All Filings	D/A	2017-10-24 12:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678776 Filed Document 0001678776-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:27:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panther Fluids Management LLC See All Filings	D	2017-10-24 12:24:34 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001720548 Filed Document 0001720548-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:24:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OM Arbea Fund Ltd See All Filings	D/A	2017-10-24 12:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590577 Filed Document 0000943663-17-000223 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2017-10-24 12:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523891 Filed Document 0001523882-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilbro LLC See All Filings	D	2017-10-24 12:11:13 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001720510 Filed Document 0001720510-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:11:13 UTC Type of Offering D Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Square Mile Partners V LP See All Filings	D/A	2017-10-24 12:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678823 Filed Document 0001678823-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2017-10-24 11:59:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., and MD Global Partners LLC CIK Number 0001566447 Filed Document 0001523882-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:59:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennybacker IV, LP See All Filings	D/A	2017-10-24 11:58:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers HFF Securities L.P. and Park Madison Partners LLC CIK Number 0001687755 Filed Document 0001687755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Simtek, Inc. See All Filings	D	2017-10-24 11:57:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers William Simpson CIK Number 0001720448 Filed Document 0001720448-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:57:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Nexus New York Club, LLC See All Filings	D	2017-10-24 11:55:19 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers None CIK Number 0001720583 Filed Document 0001720583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:55:19 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Prodigo Solutions, Inc. See All Filings	D	2017-10-24 11:54:25 UTC
Amount To Be Raised $2,004,000 Associated Brokers / Dealers N/A CIK Number 0001613945 Filed Document 0001613945-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:54:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-TPS Irving, LP See All Filings	D/A	2017-10-24 11:47:01 UTC
Amount To Be Raised $5,888,757 Associated Brokers / Dealers Joseph Ondris, Carles R Huffington, Robert J Koslowski, Carles R Huffington, Robert J Kozlowski, Michael Ihrie, Brian Smith, Torry Scott, Bobby K Cowand, Carlos Resendez, Azam Jaber, Marc Seeherman, Christopher Fess, Troy Sutton, Todd Gottel, Walter W Parker, and Taher Gilani CIK Number 0001711201 Filed Document 0001711201-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:47:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS DES Oculus LLC See All Filings	D/A	2017-10-24 11:38:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., and Stephens Inc. CIK Number 0001523891 Filed Document 0001523882-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:38:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denver MSA Multifamily II DST See All Filings	D/A	2017-10-24 11:33:57 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, Concorde Investment Services LLC, Concorde Investment Services, LLC, Boustead Securities, LLC, Parkland Securities, LLC, Lion Street Financial, LLC, First Allied Securities, Inc, Concorde Investment Services LLC, Vanderbilt FInancial Group, H.D. Vest Investment Securities Inc, H.D. Vest Investment Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Sagepoint Financial, Inc, Cetera Advisors, LLC, Commonwealth Financial Network, Commonwealth Financial Network, Cambridge Investment Research, Lion Street Financial, LLC, Sagepoint Financial, Inc, Woodbury Financial Services, Inc, Sandlapper Securities, LLC, Concorde Investment Services, LLC, Sandlapper Securities, LLC, 1st Global Capital Corporation, H.D Vest Investment Securities, Inc, Vanderbilt Securities, LLC, H.D Vest Investment Securities, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Cambridge Investment Research, Concorde Investment Services, LLC, Cambridge Investment Research, Royal Alliance Associates, Inc, Silver Portal Capital LLC, Cambridge Investment Research, Questar Capital Corp, Cambridge Investment Research, First Allied Securites, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cetera Financial Specialists LLC, Investacorp, Inc, Independence Capital Corporation, 1st Global Capital Corporation, FSC Securities Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cambridge Investment Research, Cambridge Investment Research, Kovack Securities, Inc, Parkland Securities, LLC, Pro Equities Inc, Cetera Advisors, LLC, Royal Alliance Associates, Inc, Cetera Advisor Networks, LLC, Emmerson Equity LLC, Kovack Securities, Inc, Ibn Financial Services, Inc, 1st Global Capital Corporation, DFPG Investments, Inc, Voya Financial Advisors, Cambridge Investment Research, Woodbury Financial Services, Inc., Voya Financial Advisors, Questar Capital, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Woodbury Financial Services, Inc., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Ameritas Investment Corp, Ameritas Investment Corp, Sagepoint Financial, Inc, Primex Prime Electronic Execution Inc, Triad Advisors, Inc., Private Client Services LLC, 1st Global Capital Corporation, FSC Securities Corporation, Lincoln Financial Advisors, Parkland Securities, LLC, 1st Global Capital Corporation, Silver Portal Capital LLC, Pro Equities, Inc, 1st Global Capital Corporation, Cambridge Investment Research, H.D Vest Investment Securities Inc, Wealthforge Securities LLC, Silver Portal Capital LLC, Triad Advisors, Inc, Infinex Investments, Inc, Commonwealth Financial Network, Commonwealth Financial Network, and Silver Portal Capital LLC CIK Number 0001710485 Filed Document 0001710485-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:33:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS DES Oculus Ltd. See All Filings	D/A	2017-10-24 11:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, and Macquarie Capital (USA) Inc. CIK Number 0001523882 Filed Document 0001523882-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Blue Trend Fund LLC See All Filings	D/A	2017-10-24 11:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, and NBC Securities, Inc. CIK Number 0001523892 Filed Document 0001523892-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:20:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOURNAMENTONE CORP See All Filings	D	2017-10-24 11:12:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers AVALON SECURITIES, LTD. CIK Number 0001649238 Filed Document 0001649238-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:12:43 UTC Type of Offering D Industry Computers Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Debt
National Multifamily Portfolio II DST See All Filings	D/A	2017-10-24 11:12:13 UTC
Amount To Be Raised $63,028,537 Associated Brokers / Dealers Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, Northeast Financial Group, Inc, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, and 1st Global Capital Corporation CIK Number 0001717288 Filed Document 0001717288-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:12:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity