Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARISTEIA PARTNERS, L.P. See All Filings	D/A	2019-10-09 08:51:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066766 Filed Document 0001315863-19-000812 Exclusions or Exemptions 506b Accepted Date 2019-10-09 08:51:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aristeia International Ltd See All Filings	D/A	2019-10-09 08:48:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001078762 Filed Document 0001315863-19-000811 Exclusions or Exemptions 506b Accepted Date 2019-10-09 08:48:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HQC Fund, LP See All Filings	D/A	2019-10-09 07:51:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482745 Filed Document 0001482745-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-09 07:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Whittier LLC See All Filings	D	2019-10-09 06:37:24 UTC
Amount To Be Raised $1,793,501 Associated Brokers / Dealers N/A CIK Number 0001790644 Filed Document 0001790644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 06:37:24 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
M. Kingdon Offshore Ltd. See All Filings	D/A	2019-10-08 21:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917089 Filed Document 0000919574-19-006304 Exclusions or Exemptions 506b Accepted Date 2019-10-08 21:20:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
M13 SO IV, LLC See All Filings	D	2019-10-08 21:05:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001790646 Filed Document 0001790646-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-08 21:05:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Digital Investors Emerging Technology, LP See All Filings	D	2019-10-08 20:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790244 Filed Document 0001790244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 20:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Myra Medical, Inc. See All Filings	D	2019-10-08 19:36:22 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001790571 Filed Document 0001790571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 19:36:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hello Heart Inc. See All Filings	D	2019-10-08 18:48:48 UTC
Amount To Be Raised $11,999,817 Associated Brokers / Dealers N/A CIK Number 0001789933 Filed Document 0001789933-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 18:48:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LLCP I Co-Invest (Dividend Finance), L.P. See All Filings	D	2019-10-08 18:38:49 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001784079 Filed Document 0001192482-19-000368 Exclusions or Exemptions 506b Accepted Date 2019-10-08 18:38:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RAGNAR LABS INC See All Filings	C/A	2019-10-08 18:38:33 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $750,000 CIK Number 0001786078 Filed Document 0001786078-19-000002 Accepted Date 2019-10-08 18:38:33 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State WASHINGTON
MaveriX Oncology, Inc. See All Filings	D	2019-10-08 18:33:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001675815 Filed Document 0001675815-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 18:33:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Appreciation Strategy Fund, LLC See All Filings	D/A	2019-10-08 18:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group CIK Number 0001172916 Filed Document 0001762746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 18:25:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aeovian Pharmaceuticals, Inc. See All Filings	D	2019-10-08 18:17:06 UTC
Amount To Be Raised $48,799,907 Associated Brokers / Dealers N/A CIK Number 0001710088 Filed Document 0001755882-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-08 18:17:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HINES SENTIO SENIOR LIVING OPPORTUNITY FUND LP See All Filings	D/A	2019-10-08 18:03:10 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Hines Securities, Inc., Cambridge Investment Research, Inc., AUSDAL FINANCIAL PARTNERS, INC., WILSON-DAVIS & CO INC., CENTAURUS FINANCIAL, INC., and CAMDEN FINANCIAL SERVICES CIK Number 0001778223 Filed Document 0001778223-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-10-08 18:03:10 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Adamant Offshore Fund I, Ltd. See All Filings	D	2019-10-08 17:48:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790477 Filed Document 0001790477-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-08 17:48:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AJ NEW ORLEANS FUND LLC See All Filings	D	2019-10-08 17:46:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785866 Filed Document 0001785866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:46:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TVEON INC. See All Filings	D	2019-10-08 17:45:09 UTC
Amount To Be Raised $18 Associated Brokers / Dealers N/A CIK Number 0001761793 Filed Document 0001761793-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Explorer Real Estate I, LLC See All Filings	D	2019-10-08 17:42:15 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001785241 Filed Document 0001785241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:42:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenbrook TMS Inc. See All Filings	D	2019-10-08 17:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735948 Filed Document 0001735948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:42:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Vencap Manor Partnership LLC See All Filings	D	2019-10-08 17:40:30 UTC
Amount To Be Raised $3,440,000 Associated Brokers / Dealers N/A CIK Number 0001788922 Filed Document 0000897069-19-000450 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:40:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vencap SE4 Partnership LLC See All Filings	D	2019-10-08 17:36:32 UTC
Amount To Be Raised $8,660,000 Associated Brokers / Dealers N/A CIK Number 0001788942 Filed Document 0000897069-19-000449 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:36:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIVOS INC See All Filings	1-A/A	2019-10-08 17:24:20 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Potential commissions CIK Number 0001449349 Filed Document 0001493152-19-015257 Accepted Date 2019-10-08 17:24:20 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business WASHINGTON Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
WATERFORD BANCORP INC See All Filings	D	2019-10-08 17:17:37 UTC
Amount To Be Raised $31,345,424 Associated Brokers / Dealers N/A CIK Number 0001394342 Filed Document 0001394342-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:17:37 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2019-10-08 17:12:17 UTC
Amount To Be Raised $12,166,043 Associated Brokers / Dealers Ceros Financial Services, Inc. CIK Number 0001436914 Filed Document 0000897069-19-000448 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:12:17 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Harmony Musical Development Co LLC See All Filings	D	2019-10-08 17:09:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001790379 Filed Document 0001790379-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:09:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BlueArc Global Macro Fund (TE), Ltd. See All Filings	D/A	2019-10-08 17:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558744 Filed Document 0001558744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GABY Inc. See All Filings	D	2019-10-08 17:03:12 UTC
Amount To Be Raised $4,123,221 Associated Brokers / Dealers GRIFFITHS MCBURNEY CORP. CIK Number 0001783713 Filed Document 0001783713-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-08 17:03:12 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Teza Microstructure Offshore Fund Ltd. See All Filings	D	2019-10-08 16:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787694 Filed Document 0001787694-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:58:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GABY Inc. See All Filings	D	2019-10-08 16:57:21 UTC
Amount To Be Raised $106,400 Associated Brokers / Dealers N/A CIK Number 0001783713 Filed Document 0001783713-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:57:21 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Teza Microstructure Fund LP See All Filings	D	2019-10-08 16:51:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787683 Filed Document 0001787683-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:51:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueArc Global Macro Fund, LLC See All Filings	D/A	2019-10-08 16:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558733 Filed Document 0001558733-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:50:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtual Arts Inc. See All Filings	D/A	2019-10-08 16:47:19 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001744924 Filed Document 0001744924-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:47:19 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
RELMADA THERAPEUTICS, INC. See All Filings	D	2019-10-08 16:41:38 UTC
Amount To Be Raised $825,750 Associated Brokers / Dealers None CIK Number 0001553643 Filed Document 0001213900-19-019994 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:41:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Vitalbridge Fund I, L.P. See All Filings	D	2019-10-08 16:41:11 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001789411 Filed Document 0001789411-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:41:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BC TEXAS DEBT WAREHOUSE LLC See All Filings	D	2019-10-08 16:40:05 UTC
Amount To Be Raised $13,250,000 Associated Brokers / Dealers N/A CIK Number 0001693522 Filed Document 0001693522-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:40:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Arts Inc. See All Filings	D/A	2019-10-08 16:38:04 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001744924 Filed Document 0001744924-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:38:04 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Sound Physicians Holdings, LLC See All Filings	D/A	2019-10-08 16:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746841 Filed Document 0001746841-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:33:10 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
QPG Silver Bluff Investors LLC See All Filings	D	2019-10-08 16:29:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001790310 Filed Document 0001790310-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:29:10 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARLO SKYE, Inc. See All Filings	D	2019-10-08 16:25:23 UTC
Amount To Be Raised $628,504 Associated Brokers / Dealers N/A CIK Number 0001660815 Filed Document 0001660815-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:25:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tower Hill Prospect Partners See All Filings	D/A	2019-10-08 16:21:42 UTC
Amount To Be Raised $852,000 Associated Brokers / Dealers N/A CIK Number 0001786886 Filed Document 0001786886-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-08 16:21:42 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
BlueArc Absolute Return Fund (TE), Ltd. See All Filings	D/A	2019-10-08 16:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566603 Filed Document 0001566603-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:18:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loop VOC Inc. See All Filings	D	2019-10-08 16:16:41 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001760258 Filed Document 0001760258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:16:41 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
1847 HOLDINGS LLC See All Filings	1-A/A	2019-10-08 16:15:38 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001599407 Filed Document 0001477932-19-005773 Accepted Date 2019-10-08 16:15:38 UTC Type of Offering 1-A/A Industry HOUSEHOLD APPLIANCES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $13,020,584 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Clarion Private Investors, LLC See All Filings	D/A	2019-10-08 16:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001697183 Filed Document 0001697183-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:11:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAC-MP Absolute Return Fund, LLC See All Filings	D/A	2019-10-08 16:10:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521865 Filed Document 0001521865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:10:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EYEGATE PHARMACEUTICALS INC See All Filings	D	2019-10-08 16:06:12 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001372514 Filed Document 0001144204-19-047664 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:06:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CI Capital Investors II Follow-On Partners (Parallel), L.P. See All Filings	D	2019-10-08 16:01:17 UTC
Amount To Be Raised $14,599,188 Associated Brokers / Dealers N/A CIK Number 0001740738 Filed Document 0001740738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:01:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cherre, Inc. See All Filings	D	2019-10-08 16:00:51 UTC
Amount To Be Raised $11,465,454 Associated Brokers / Dealers N/A CIK Number 0001754384 Filed Document 0001567619-19-019346 Exclusions or Exemptions 506b Accepted Date 2019-10-08 16:00:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CI Capital Investors II Follow-On Partners, L.P. See All Filings	D	2019-10-08 15:59:49 UTC
Amount To Be Raised $15,400,812 Associated Brokers / Dealers N/A CIK Number 0001740737 Filed Document 0001740737-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 15:59:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund