Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Woodpecker Technologies, LLC See All Filings	D	2019-09-30 20:05:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001744839 Filed Document 0001744839-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:05:38 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
HTG MOLECULAR DIAGNOSTICS, INC See All Filings	D	2019-09-30 20:04:46 UTC
Amount To Be Raised $3,517,597 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001169987 Filed Document 0001169987-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 20:04:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
214 COLUMBIA LLC See All Filings	D	2019-09-30 19:58:34 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001789889 Filed Document 0001789889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:58:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ExchangeRight Net Leased Portfolio 29 DST See All Filings	D/A	2019-09-30 19:50:26 UTC
Amount To Be Raised $52,573,000 Associated Brokers / Dealers Lighthouse Capital Group LLC and Emerson Equity LLC CIK Number 0001787801 Filed Document 0001787801-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:50:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Black Diamond Thematic Ltd. See All Filings	D/A	2019-09-30 19:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001543417 Filed Document 0001460879-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:44:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RAD Diversified REIT, Inc. See All Filings	1-A/A	2019-09-30 19:36:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001721469 Filed Document 0001721469-19-000017 Accepted Date 2019-09-30 19:36:41 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Osiris Media Corp. See All Filings	C	2019-09-30 19:35:47 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $253,016 CIK Number 0001769284 Filed Document 0001665160-19-000968 Accepted Date 2019-09-30 19:35:47 UTC Type of Offering C Security Offered Amount 24,390 Security Offered Type Common Stock State DISTRICT OF COLUMBIA
WCI Optic Holdco, LLC See All Filings	D	2019-09-30 19:35:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788401 Filed Document 0001788401-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:35:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
B2Digital, Incorporated See All Filings	1-A POS	2019-09-30 19:28:20 UTC
Amount To Be Raised $3,840,000 Associated Brokers / Dealers N/A CIK Number 0000725929 Filed Document 0001683168-19-003109 Accepted Date 2019-09-30 19:28:20 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $346,688 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
NSE Fremont Manager, LLC See All Filings	D	2019-09-30 19:14:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers None CIK Number 0001789861 Filed Document 0001789861-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:14:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Linebacker Property 7, LLC See All Filings	D	2019-09-30 19:10:06 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001789723 Filed Document 0001789723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:10:06 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND RELATIVE VALUE PARTNERS, L.P. See All Filings	D/A	2019-09-30 19:01:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001058947 Filed Document 0001460879-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-09-30 19:01:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Madison Square Fund LP See All Filings	D	2019-09-30 18:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789845 Filed Document 0001315863-19-000786 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:56:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wolfe Vista View, LLC See All Filings	D	2019-09-30 18:54:20 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001789712 Filed Document 0001789712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:54:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND RELATIVE VALUE LTD. See All Filings	D/A	2019-09-30 18:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Sendero Securities, LLC CIK Number 0001460819 Filed Document 0001460879-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Viburnum Equity 4, LP See All Filings	D/A	2019-09-30 18:38:15 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers FPCG, LLC dba Focus Point Private Capital Group CIK Number 0001771901 Filed Document 0001144204-19-046582 Exclusions or Exemptions 506c Accepted Date 2019-09-30 18:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valkyrie Resource Ventures Fund LLC See All Filings	D	2019-09-30 18:24:31 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers N/A CIK Number 0001787697 Filed Document 0001787697-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:24:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HHF Storage 106 Investor, LLC See All Filings	D	2019-09-30 18:19:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001788791 Filed Document 0001788791-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:19:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK DIAMOND PARTNERS, L.P. See All Filings	D/A	2019-09-30 18:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Sendero Securities, LLC CIK Number 0000913211 Filed Document 0001460879-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZincFive, Inc. See All Filings	D	2019-09-30 18:06:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658385 Filed Document 0001288649-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-30 18:06:52 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
NLPI SFR Fund I, LLC See All Filings	D	2019-09-30 18:01:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001789735 Filed Document 0001789735-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-30 18:01:50 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquipmentShare Growth Three, a series of Republic Master Fund, LP See All Filings	D	2019-09-30 17:53:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001789083 Filed Document 0001789083-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedVet Associates, LLC See All Filings	D	2019-09-30 17:46:43 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:46:43 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson Texas Plaza Investors, L.P. See All Filings	D	2019-09-30 17:45:55 UTC
Amount To Be Raised $4,383,000 Associated Brokers / Dealers N/A CIK Number 0001789751 Filed Document 0001789751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:45:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sartain IPA, LLC See All Filings	D	2019-09-30 17:45:40 UTC
Amount To Be Raised $325,013 Associated Brokers / Dealers N/A CIK Number 0001789854 Filed Document 0001789854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:45:40 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Black Diamond Ltd. See All Filings	D/A	2019-09-30 17:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and UBS Financial Services Inc. CIK Number 0001460866 Filed Document 0001460879-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:45:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Roastertools, Inc. See All Filings	D/A	2019-09-30 17:40:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001706525 Filed Document 0001706525-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:40:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
BurstIQ, Inc. See All Filings	D	2019-09-30 17:35:34 UTC
Amount To Be Raised $5,500,231 Associated Brokers / Dealers N/A CIK Number 0001789865 Filed Document 0001789865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:35:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Giddy Apps Inc. See All Filings	C	2019-09-30 17:33:33 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001612437 Filed Document 0001612437-19-000002 Accepted Date 2019-09-30 17:33:33 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Fat Brands, Inc. See All Filings	1-A POS	2019-09-30 17:29:26 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers TriPoint Global Equities LLC / Digital Offering, LLC CIK Number 0001705012 Filed Document 0001493152-19-014779 Accepted Date 2019-09-30 17:29:26 UTC Type of Offering 1-A POS Industry RETAIL-EATING PLACES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $18,367,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Margaux New York, LLC See All Filings	D/A	2019-09-30 17:25:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670989 Filed Document 0001209191-19-051121 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:25:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Real Goods Solar, Inc. See All Filings	1-A	2019-09-30 17:22:39 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001425565 Filed Document 0001144204-19-046554 Accepted Date 2019-09-30 17:22:39 UTC Type of Offering 1-A Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $2,294 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
LEAP Charities, Inc. See All Filings	D	2019-09-30 17:21:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001789781 Filed Document 0001789781-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-30 17:21:46 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Percipient.ai Inc. See All Filings	D	2019-09-30 17:19:24 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001702197 Filed Document 0001702197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:19:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Contrarian Value Equity Fund (ERISA), L.P. See All Filings	D	2019-09-30 17:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788408 Filed Document 0001315863-19-000785 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:18:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND ARBITRAGE PARTNERS, L.P. See All Filings	D/A	2019-09-30 17:17:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and CAIS Capital LLC CIK Number 0001058812 Filed Document 0001460879-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:17:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Whitehall Senior Living, LLC See All Filings	D	2019-09-30 17:09:34 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001789851 Filed Document 0001789851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:09:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SAV Spring Street Capital Corp. See All Filings	D	2019-09-30 17:00:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001788698 Filed Document 0001788698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 17:00:33 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRC Parkgate, LLC See All Filings	D	2019-09-30 16:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789476 Filed Document 0001789476-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:59:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND ARBITRAGE LTD. See All Filings	D/A	2019-09-30 16:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001460879 Filed Document 0001460879-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Winslow Growth Capital Fund II, L.P. See All Filings	D	2019-09-30 16:35:07 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Nuveen Securities, LLC CIK Number 0001753436 Filed Document 0001753436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:35:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONGRUEX LLC See All Filings	D	2019-09-30 16:33:39 UTC
Amount To Be Raised $381,780 Associated Brokers / Dealers N/A CIK Number 0001722990 Filed Document 0001722990-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:33:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Compound Labs, Inc. See All Filings	D	2019-09-30 16:25:42 UTC
Amount To Be Raised $33,579,963 Associated Brokers / Dealers N/A CIK Number 0001736957 Filed Document 0001736957-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:25:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HNA M WHD P, LP See All Filings	D	2019-09-30 16:25:16 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001789829 Filed Document 0001789829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:25:16 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Roo, LLC See All Filings	D	2019-09-30 16:23:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789726 Filed Document 0001567619-19-018882 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:23:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
Klar Holdings Ltd See All Filings	D	2019-09-30 16:21:49 UTC
Amount To Be Raised $6,149,999 Associated Brokers / Dealers N/A CIK Number 0001789669 Filed Document 0001789669-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:21:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Candlestick US Feeder LP See All Filings	D	2019-09-30 16:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788332 Filed Document 0000905718-19-000806 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:19:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gantry Brands LLC See All Filings	D	2019-09-30 16:18:46 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001789696 Filed Document 0001789696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:18:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Candlestick Cayman Feeder LTD See All Filings	D	2019-09-30 16:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788333 Filed Document 0000905718-19-000804 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:14:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunBridge Partners JJV Fund II, L.P. See All Filings	D	2019-09-30 16:13:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001769481 Filed Document 0001012975-19-000616 Exclusions or Exemptions 506b Accepted Date 2019-09-30 16:13:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund