Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tandem Communications, Inc. See All Filings	D	2019-10-09 14:53:19 UTC
Amount To Be Raised $8,679,039 Associated Brokers / Dealers N/A CIK Number 0001790731 Filed Document 0001790731-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:53:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Denstock Stone View LLC See All Filings	D	2019-10-09 14:52:40 UTC
Amount To Be Raised $8,466,000 Associated Brokers / Dealers N/A CIK Number 0001789716 Filed Document 0001567619-19-019398 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:52:40 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
RecargaPay Holdings Inc. See All Filings	D/A	2019-10-09 14:47:45 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001523833 Filed Document 0001523833-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:47:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Central Title Group LLC See All Filings	D	2019-10-09 14:38:55 UTC
Amount To Be Raised $42,500 Associated Brokers / Dealers N/A CIK Number 0001787572 Filed Document 0001787572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:38:55 UTC Type of Offering D Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Millennium New Horizons (DI), LLC See All Filings	D	2019-10-09 14:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790719 Filed Document 0001790719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:22:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIG San Andres, GP See All Filings	D	2019-10-09 14:21:42 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001790701 Filed Document 0001654954-19-011577 Exclusions or Exemptions 506c Accepted Date 2019-10-09 14:21:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Performa (US) Intermediate Bond Fund, a series of Performa (US) Series Fund, L.P. See All Filings	D/A	2019-10-09 14:20:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686544 Filed Document 0001686544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAST ROCK FOCUS FUND, L.P. See All Filings	D/A	2019-10-09 14:10:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448330 Filed Document 0001448330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:10:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMHV Charter Capital LP See All Filings	D	2019-10-09 14:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC and J.H. Darbie & Co., Inc. CIK Number 0001790586 Filed Document 0001013594-19-000571 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EB5 Capital - Jobs Fund 27, LLC See All Filings	D	2019-10-09 14:07:07 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001790668 Filed Document 0001790668-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:07:07 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
QUINN OPPORTUNITIES LP See All Filings	D/A	2019-10-09 14:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bill Bonner CIK Number 0001517093 Filed Document 0001517093-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:05:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NervEco Ltd See All Filings	D	2019-10-09 14:03:42 UTC
Amount To Be Raised $67,200,000 Associated Brokers / Dealers N/A CIK Number 0001744230 Filed Document 0001744230-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-09 14:03:42 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Other
CAZ eSports Fund, L.P. - Artist SPV D Portfolio See All Filings	D	2019-10-09 14:02:25 UTC
Amount To Be Raised $6,060,000 Associated Brokers / Dealers N/A CIK Number 0001790656 Filed Document 0001790656-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:02:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Partners Co-Invest (Giants-BDE), L.P. See All Filings	D	2019-10-09 14:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789792 Filed Document 0001789792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 14:00:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quinn Opportunities Offshore Ltd See All Filings	D/A	2019-10-09 13:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bill Bonner CIK Number 0001778548 Filed Document 0001778548-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:56:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Non-US Small-Cap Long-Short Equity Fund, LLC See All Filings	D/A	2019-10-09 13:54:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001657161 Filed Document 0001657161-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:54:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farol Fund II, LP See All Filings	D/A	2019-10-09 13:47:45 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001694990 Filed Document 0001694990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:47:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quinn Select Opportunities LP Series A See All Filings	D/A	2019-10-09 13:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bill Bonner CIK Number 0001724642 Filed Document 0001724642-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:47:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pharos Capital Partners IV-A, L.P. See All Filings	D	2019-10-09 13:44:53 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Eric Rosiak CIK Number 0001734482 Filed Document 0001015325-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:44:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arcuate Therapeutics, Inc. See All Filings	D	2019-10-09 13:41:02 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001790236 Filed Document 0001790236-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:41:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Arts Inc. See All Filings	D	2019-10-09 13:34:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001744924 Filed Document 0001744924-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:34:24 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
AmHemp Kentucky LLC See All Filings	D	2019-10-09 13:30:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001790380 Filed Document 0001790380-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:30:54 UTC Type of Offering D Industry Agriculture Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Roboto Games, Inc. See All Filings	D	2019-10-09 13:23:28 UTC
Amount To Be Raised $4,429,319 Associated Brokers / Dealers N/A CIK Number 0001790105 Filed Document 0001790105-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:23:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC See All Filings	D/A	2019-10-09 13:22:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001701877 Filed Document 0001701877-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snyder Acquisition, LLC See All Filings	D	2019-10-09 13:21:39 UTC
Amount To Be Raised $4,311,060 Associated Brokers / Dealers N/A CIK Number 0001789917 Filed Document 0001596771-19-000124 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:21:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLVIII US Investor, LP See All Filings	D/A	2019-10-09 13:17:13 UTC
Amount To Be Raised $14,300,000 Associated Brokers / Dealers N/A CIK Number 0001790224 Filed Document 0001642247-19-000043 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:17:13 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Virtua West Valley Hotel Holdings, LLC See All Filings	D/A	2019-10-09 13:16:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001705473 Filed Document 0001705473-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-09 13:16:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
O2 Oxygen 1 Priority Intermediate, LLC See All Filings	D	2019-10-09 13:15:04 UTC
Amount To Be Raised $1,593,099 Associated Brokers / Dealers N/A CIK Number 0001738927 Filed Document 0001596771-19-000123 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:15:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
1204970 B.C. Ltd. See All Filings	D	2019-10-09 13:13:31 UTC
Amount To Be Raised $75,510 Associated Brokers / Dealers N/A CIK Number 0001790349 Filed Document 0001085037-19-000096 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:13:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EIS Holdings, LLC See All Filings	D	2019-10-09 13:07:31 UTC
Amount To Be Raised $4,311,060 Associated Brokers / Dealers N/A CIK Number 0001738920 Filed Document 0001596771-19-000122 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 474 See All Filings	D	2019-10-09 13:06:25 UTC
Amount To Be Raised $292,307 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001788159 Filed Document 0001787232-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:06:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSR Battery, LLC See All Filings	D	2019-10-09 13:05:57 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001787555 Filed Document 0001144204-19-047760 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:05:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 468 See All Filings	D	2019-10-09 13:05:42 UTC
Amount To Be Raised $581,041 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001787232 Filed Document 0001787232-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:05:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adicet Bio, Inc. See All Filings	D	2019-10-09 13:04:02 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Bruce Roberts, Byung-Chan (Ted) Moon, and Yarone Breski CIK Number 0001651390 Filed Document 0001651390-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 13:04:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EB5 Capital - Jobs Fund 22 LP See All Filings	D/A	2019-10-09 12:59:15 UTC
Amount To Be Raised $190,000,000 Associated Brokers / Dealers N/A CIK Number 0001711249 Filed Document 0001711249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:59:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2019-10-09 12:55:56 UTC
Amount To Be Raised $135,288 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:55:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clinton Industrial Investments, LLC See All Filings	D/A	2019-10-09 12:50:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786755 Filed Document 0001786755-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:50:12 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Crypto Futura Fund LLC See All Filings	D/A	2019-10-09 12:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001724345 Filed Document 0001724345-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:45:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TIS Holdings, LLC See All Filings	D	2019-10-09 12:36:29 UTC
Amount To Be Raised $4,571,588 Associated Brokers / Dealers N/A CIK Number 0001781085 Filed Document 0001781085-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-09 12:36:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Oakwood Lending, LLC See All Filings	D	2019-10-09 12:32:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001734948 Filed Document 0001734948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:32:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BBH CityCentre Five LLC See All Filings	D	2019-10-09 12:30:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001790713 Filed Document 0001738719-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:30:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Cadee Distillery, Inc. See All Filings	D	2019-10-09 12:29:51 UTC
Amount To Be Raised $1,874,704 Associated Brokers / Dealers N/A CIK Number 0001731457 Filed Document 0001731457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:29:51 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DRA GROWTH & INCOME MASTER FUND X, LLC See All Filings	D/A	2019-10-09 12:28:57 UTC
Amount To Be Raised $1,900,000,000 Associated Brokers / Dealers N/A CIK Number 0001784528 Filed Document 0001784465-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon High Income Fund LLC See All Filings	D/A	2019-10-09 12:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513944 Filed Document 0001513944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diagnos Inc. See All Filings	D	2019-10-09 12:27:45 UTC
Amount To Be Raised $568,012 Associated Brokers / Dealers N/A CIK Number 0001790693 Filed Document 0001790693-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:27:45 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DRA GROWTH & INCOME FUND X, LLC See All Filings	D/A	2019-10-09 12:26:14 UTC
Amount To Be Raised $1,900,000,000 Associated Brokers / Dealers N/A CIK Number 0001784465 Filed Document 0001784465-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:26:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cota Growth Fund, L.P. See All Filings	D/A	2019-10-09 12:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709704 Filed Document 0000935836-19-000533 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Cayman Fund Ltd. See All Filings	D/A	2019-10-09 12:18:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513945 Filed Document 0001513945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:18:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENT MORTGAGE TRUST INC See All Filings	D/A	2019-10-09 12:15:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001217315 Filed Document 0001217315-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:15:03 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ANCHOR BOLT LONG OFFSHORE FUND, LTD See All Filings	D/A	2019-10-09 12:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755217 Filed Document 0000919574-19-006315 Exclusions or Exemptions 506b Accepted Date 2019-10-09 12:05:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity