|
|
D/A |
2017-10-26 13:08:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, and RBC CAPITAL MARKETS, LLC
- CIK Number
- 0001501156
- Filed Document
- 0000919574-17-007444
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:08:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:05:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590537
- Filed Document
- 0001590537-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:05:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 13:01:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719277
- Filed Document
- 0001719277-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:01:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 12:57:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591805
- Filed Document
- 0001591805-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:57:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 12:51:42 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- Trinity Group Limited and BA Securities, LLC
- CIK Number
- 0001646221
- Filed Document
- 0001393725-17-000132
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:51:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 12:49:16 UTC |
- Amount To Be Raised
- $9,325,000
- Associated Brokers / Dealers
- Trinity Group Limited and BA Securities, LLC
- CIK Number
- 0001645990
- Filed Document
- 0001393725-17-000131
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:49:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 12:43:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584245
- Filed Document
- 0001140361-17-039647
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:43:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 12:41:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591852
- Filed Document
- 0001591852-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:41:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 12:33:10 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace, Inc.
- CIK Number
- 0001711529
- Filed Document
- 0001711529-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:33:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 12:26:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720630
- Filed Document
- 0001720630-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:26:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 12:09:53 UTC |
- Amount To Be Raised
- $800,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720498
- Filed Document
- 0001720498-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:09:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 12:06:33 UTC |
- Amount To Be Raised
- $3,217,563
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699390
- Filed Document
- 0001699390-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:06:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 12:04:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720690
- Filed Document
- 0001720690-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 12:04:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 11:53:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720759
- Filed Document
- 0001720759-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:53:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 11:49:12 UTC |
- Amount To Be Raised
- $8,738,843
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676798
- Filed Document
- 0001676798-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:49:12 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 11:45:57 UTC |
- Amount To Be Raised
- $4,378,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599423
- Filed Document
- 0001599423-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:45:57 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 11:45:50 UTC |
- Amount To Be Raised
- $90,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720715
- Filed Document
- 0001720715-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:45:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 11:42:28 UTC |
- Amount To Be Raised
- $800,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720482
- Filed Document
- 0001720482-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:42:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 11:35:54 UTC |
- Amount To Be Raised
- $7,907,368
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545264
- Filed Document
- 0001545264-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:35:54 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 11:33:39 UTC |
- Amount To Be Raised
- $11,233,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720281
- Filed Document
- 0001288230-17-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:33:39 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 11:32:40 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace, Inc.
- CIK Number
- 0001691465
- Filed Document
- 0001691465-17-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:32:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 11:23:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710599
- Filed Document
- 0001710599-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:23:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 11:22:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622034
- Filed Document
- 0001622034-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:22:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 11:19:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719986
- Filed Document
- 0001140361-17-039639
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:19:15 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 11:18:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001424658
- Filed Document
- 0001718125-17-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:18:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 11:16:46 UTC |
- Amount To Be Raised
- $44,040,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720802
- Filed Document
- 0001720802-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:16:46 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 11:12:51 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Semple Investments Inc
- CIK Number
- 0001720522
- Filed Document
- 0001720522-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:12:51 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 11:08:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001420391
- Filed Document
- 0001718125-17-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:08:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 11:01:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001420395
- Filed Document
- 0001718125-17-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:01:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 11:00:59 UTC |
- Amount To Be Raised
- $24,662,634
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533992
- Filed Document
- 0001533992-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 11:00:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 10:58:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719543
- Filed Document
- 0001315863-17-000845
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:58:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 10:54:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001138835
- Filed Document
- 0001718125-17-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:54:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 10:51:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001138790
- Filed Document
- 0001718125-17-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:51:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 10:47:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001397665
- Filed Document
- 0001718125-17-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:47:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 10:43:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001387266
- Filed Document
- 0001718125-17-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:43:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 10:35:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720876
- Filed Document
- 0001720876-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:35:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 10:30:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720650
- Filed Document
- 0001720650-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:30:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 10:29:52 UTC |
- Amount To Be Raised
- $90,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469346
- Filed Document
- 0001469346-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:29:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 10:23:36 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720264
- Filed Document
- 0001720264-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:23:36 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- HAWAII
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 10:20:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., Western International Securities, Inc., Charles Schwab & Co., Inc., National Financial Services, LLC, FSC Securities Corporation, Harbor Investment Advisory, LLC, RBC Capital Markets, LLC, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Bank, N.A., and Woodbury Financial Services, Inc.
- CIK Number
- 0001623075
- Filed Document
- 0001718125-17-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:20:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 10:19:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597390
- Filed Document
- 0000889980-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:19:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 10:18:30 UTC |
- Amount To Be Raised
- $38,844,132
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569759
- Filed Document
- 0001569759-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:18:30 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-10-26 10:16:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- Dougherty & Company LLC
- CIK Number
- 0001718175
- Filed Document
- 0001718175-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:16:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 10:07:29 UTC |
- Amount To Be Raised
- $8,744,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720588
- Filed Document
- 0001720588-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:07:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 10:05:20 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665269
- Filed Document
- 0000897069-17-000525
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 10:05:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 09:58:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN SECURITIES INC.
- CIK Number
- 0001657165
- Filed Document
- 0000919574-17-007440
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 09:58:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 09:57:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STANDARD LIFE INVESTMENTS SECURITIES LLC
- CIK Number
- 0001688209
- Filed Document
- 0001688209-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 09:57:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 09:51:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720842
- Filed Document
- 0001720842-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 09:51:51 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 09:48:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- John Hancock Distributors LLC
- CIK Number
- 0001544565
- Filed Document
- 0001544565-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 09:48:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 09:47:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001066691
- Filed Document
- 0000889980-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 09:47:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|