|
|
D |
2017-10-26 16:53:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720837
- Filed Document
- 0000902664-17-004091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:53:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 16:52:16 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Christopher Reed
- CIK Number
- 0001711103
- Filed Document
- 0001711103-17-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:52:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-26 16:49:32 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720864
- Filed Document
- 0001720864-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:49:32 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 16:49:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001408571
- Filed Document
- 0001408571-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:49:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 16:43:35 UTC |
- Amount To Be Raised
- $53,000,061
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687909
- Filed Document
- 0001687909-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:43:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 16:35:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Groton Securities LLC
- CIK Number
- 0001555412
- Filed Document
- 0000908662-17-000220
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:35:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 16:30:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702475
- Filed Document
- 0001012975-17-000784
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:30:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 16:29:57 UTC |
- Amount To Be Raised
- $1,131,151,718
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654087
- Filed Document
- 0001659828-17-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:29:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 16:27:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000935457
- Filed Document
- 0001720690-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:27:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 16:21:26 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639821
- Filed Document
- 0001639821-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:21:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 16:17:44 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562929
- Filed Document
- 0001562929-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:17:44 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-26 16:17:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720470
- Filed Document
- 0001720470-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:17:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 16:15:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Groton Securities LLC
- CIK Number
- 0001659311
- Filed Document
- 0000908662-17-000219
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:15:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 16:09:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720594
- Filed Document
- 0001720594-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:09:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 16:08:48 UTC |
- Amount To Be Raised
- $5,768,891
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720846
- Filed Document
- 0001720846-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 16:08:48 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 15:59:57 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720751
- Filed Document
- 0001720751-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 15:59:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 15:43:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720787
- Filed Document
- 0001720787-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 15:43:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 15:37:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720863
- Filed Document
- 0001720863-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 15:37:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 15:33:57 UTC |
- Amount To Be Raised
- $11,949,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565167
- Filed Document
- 0001565167-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 15:33:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 15:27:10 UTC |
- Amount To Be Raised
- $4,092,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720249
- Filed Document
- 0001720249-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 15:27:10 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 15:26:53 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652372
- Filed Document
- 0001686266-17-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 15:26:53 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-26 15:25:06 UTC |
- Amount To Be Raised
- $2,454,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720930
- Filed Document
- 0001720930-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 15:25:06 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-26 15:01:37 UTC |
- Amount To Be Raised
- $500,473
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628196
- Filed Document
- 0001628196-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 15:01:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 14:59:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635568
- Filed Document
- 0001635568-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:59:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 14:49:34 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720839
- Filed Document
- 0001720839-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:49:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 14:47:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720785
- Filed Document
- 0001720786-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:47:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 14:40:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720508
- Filed Document
- 0001720508-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:40:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 14:27:40 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720879
- Filed Document
- 0001615774-17-005927
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:27:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2017-10-26 14:26:08 UTC |
- Amount To Be Raised
- $3,666,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720411
- Filed Document
- 0001720411-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:26:08 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 14:15:32 UTC |
- Amount To Be Raised
- $4,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720412
- Filed Document
- 0001720412-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:15:32 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 14:11:31 UTC |
- Amount To Be Raised
- $1,358,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720047
- Filed Document
- 0001720047-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:11:31 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 14:07:35 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720735
- Filed Document
- 0001720735-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:07:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 14:02:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720786
- Filed Document
- 0001720786-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:02:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 14:01:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576917
- Filed Document
- 0001576917-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 14:01:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-26 13:53:19 UTC |
- Amount To Be Raised
- $10,247,545
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720840
- Filed Document
- 0001720840-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:53:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 13:44:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720669
- Filed Document
- 0000902664-17-004088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:44:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:36:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572300
- Filed Document
- 0000919574-17-007462
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:36:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 13:34:25 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace, Inc.
- CIK Number
- 0001667329
- Filed Document
- 0001667329-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:34:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-26 13:32:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- HIGHTOWER SECURITIES, LLC and SANDERS MORRIS HARRIS INC.
- CIK Number
- 0001410054
- Filed Document
- 0000919574-17-007460
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:32:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:29:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- HIGHTOWER SECURITIES, LLC
- CIK Number
- 0001410036
- Filed Document
- 0000919574-17-007458
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:29:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:25:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, Wells Fargo Advisors, LLC, Morgan Stanley & Co. LLC, and RBC CAPITAL MARKETS, LLC
- CIK Number
- 0001503462
- Filed Document
- 0000919574-17-007456
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:25:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:21:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, DOMINICK & DICKERMAN LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, Wells Fargo Advisors, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, and Deutsche Bank Trust Company Americas
- CIK Number
- 0001278837
- Filed Document
- 0000919574-17-007454
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:21:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:21:14 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575485
- Filed Document
- 0001575485-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:21:14 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:17:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, Wells Fargo Advisors, LLC, and RBC CAPITAL MARKETS, LLC
- CIK Number
- 0001278834
- Filed Document
- 0000919574-17-007452
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:17:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 13:16:54 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710961
- Filed Document
- 0001710961-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:16:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-10-26 13:14:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, Wells Fargo Advisors, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., and RBC CAPITAL MARKETS, LLC
- CIK Number
- 0001496174
- Filed Document
- 0000919574-17-007450
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:14:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:11:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550200
- Filed Document
- 0000919574-17-007448
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:11:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:10:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, RBC CAPITAL MARKETS, LLC, and Deutsche Bank Trust Company Americas
- CIK Number
- 0001501157
- Filed Document
- 0000919574-17-007446
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:10:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-26 13:09:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590540
- Filed Document
- 0001590540-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:09:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-26 13:08:46 UTC |
- Amount To Be Raised
- $5,001,504
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512821
- Filed Document
- 0001512821-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-26 13:08:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|