Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TFG West Century Drive REIT, LLC See All Filings	D	2019-10-02 12:16:18 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers Tritower Real Estate Capital, LLC CIK Number 0001788910 Filed Document 0001789963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 12:16:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SCM ESH Opportunity Fund I LLC See All Filings	D	2019-10-02 12:09:28 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers N/A CIK Number 0001789931 Filed Document 0001789931-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-02 12:09:28 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Fund EQ-LHU, a series of Equidate Investments, LLC See All Filings	D/A	2019-10-02 12:08:51 UTC
Amount To Be Raised $6,564,878 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001780481 Filed Document 0001780479-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-02 12:08:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capitol Opportunity Zone Fund LP See All Filings	D/A	2019-10-02 12:06:12 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, and More than 5 persons CIK Number 0001769790 Filed Document 0001769790-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-02 12:06:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
4C Medical Technologies, Inc. See All Filings	D	2019-10-02 12:03:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001692028 Filed Document 0001437749-19-019431 Exclusions or Exemptions 506b Accepted Date 2019-10-02 12:03:10 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-LRN, a series of Equidate Investments, LLC See All Filings	D/A	2019-10-02 12:03:09 UTC
Amount To Be Raised $22,570,072 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001758082 Filed Document 0001780479-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-02 12:03:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electro-Active Technologies, Inc. See All Filings	D	2019-10-02 12:03:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001789900 Filed Document 0001789900-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 12:03:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
KF Parent, Inc. See All Filings	D	2019-10-02 11:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787024 Filed Document 0001787024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:54:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-PLP, a series of Equidate Investments, LLC See All Filings	D/A	2019-10-02 11:51:10 UTC
Amount To Be Raised $1,763,702 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001780479 Filed Document 0001780479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbus Hill Opportunities Fund, L.P. See All Filings	D/A	2019-10-02 11:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633816 Filed Document 0000902664-19-003883 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NeoVolta Inc. See All Filings	D	2019-10-02 11:47:00 UTC
Amount To Be Raised $104,688 Associated Brokers / Dealers N/A CIK Number 0001748137 Filed Document 0001393905-19-000279 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:47:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PROMISS Diagnostics, Inc. See All Filings	D	2019-10-02 11:43:14 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001789133 Filed Document 0001789133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:43:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
NextGen Walrus LLC See All Filings	D	2019-10-02 11:42:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790025 Filed Document 0001567619-19-019022 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:42:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Montagu VI East Town Co-Invest L.P. See All Filings	D	2019-10-02 11:31:36 UTC
Amount To Be Raised $101,214,000 Associated Brokers / Dealers N/A CIK Number 0001788823 Filed Document 0001788823-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:31:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Launch Fund LLC See All Filings	D/A	2019-10-02 11:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001754970 Filed Document 0001754970-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-02 11:30:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DKC Capital, LLC See All Filings	D	2019-10-02 11:28:59 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001790021 Filed Document 0001790021-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:28:59 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Polar Delight Inc See All Filings	D	2019-10-02 11:22:54 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Candlewood Securities LLC CIK Number 0001789975 Filed Document 0001789975-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:22:54 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Stephens Investment Partners 2019 LLC See All Filings	D	2019-10-02 11:22:12 UTC
Amount To Be Raised $8,686,000 Associated Brokers / Dealers N/A CIK Number 0001784639 Filed Document 0001784639-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:22:12 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
TRANSATLANTIC PETROLEUM LTD. See All Filings	D	2019-10-02 11:21:22 UTC
Amount To Be Raised $1,842,002 Associated Brokers / Dealers N/A CIK Number 0001092289 Filed Document 0001092289-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:21:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
iCross 5 LLC See All Filings	D	2019-10-02 11:19:39 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001771662 Filed Document 0001771662-19-000010 Exclusions or Exemptions 506c Accepted Date 2019-10-02 11:19:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SetPiece Capital Flagship Fund, LP See All Filings	D/A	2019-10-02 11:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754671 Filed Document 0001754671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:16:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGHTLOGIX, INC. See All Filings	D	2019-10-02 11:14:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001391912 Filed Document 0001567619-19-019020 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:14:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
iCross 5 LLC See All Filings	D	2019-10-02 11:11:11 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001771662 Filed Document 0001771662-19-000009 Exclusions or Exemptions 506c Accepted Date 2019-10-02 11:11:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SPINEOLOGY INC See All Filings	D	2019-10-02 11:11:02 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Canaccord Genuity LLC CIK Number 0001165842 Filed Document 0001165842-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:11:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Fantasy Horse Show LLC See All Filings	D	2019-10-02 11:00:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001766413 Filed Document 0001766413-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-02 11:00:37 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Montagu VI (US) L.P. See All Filings	D	2019-10-02 10:57:09 UTC
Amount To Be Raised $3,936,100,000 Associated Brokers / Dealers N/A CIK Number 0001786155 Filed Document 0001786155-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 10:57:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Montagu VI L.P. See All Filings	D	2019-10-02 10:49:45 UTC
Amount To Be Raised $3,936,100,000 Associated Brokers / Dealers N/A CIK Number 0001786156 Filed Document 0001786156-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 10:49:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Fantasy Horse Show LLC See All Filings	D/A	2019-10-02 10:46:54 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001766413 Filed Document 0001766413-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-02 10:46:54 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Heroin Diaries Musical LLC See All Filings	D	2019-10-02 10:42:19 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001789613 Filed Document 0001789613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 10:42:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Vitally, Inc. See All Filings	D	2019-10-02 10:31:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001789024 Filed Document 0001789024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 10:31:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
BIOCURITY PHARMACEUTICALS INC. See All Filings	D	2019-10-02 10:16:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Nancy J. Cass CIK Number 0001639681 Filed Document 0001639681-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-02 10:16:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BIGHORN CAPITAL PARTNERS, LP See All Filings	D/A	2019-10-02 09:50:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502815 Filed Document 0000919574-19-006142 Exclusions or Exemptions 506b Accepted Date 2019-10-02 09:50:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SD Financial Institutions & Value Opportunity Fund, LP See All Filings	D/A	2019-10-02 09:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572799 Filed Document 0001572799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 09:46:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Liberty WS Charlotte Belgate, LLLP See All Filings	D	2019-10-02 09:43:42 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001789977 Filed Document 0001789977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 09:43:42 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Co3 COTTAGES136 LLC See All Filings	D/A	2019-10-02 09:42:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001788945 Filed Document 0001788945-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-02 09:42:32 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OceanLink Partners Fund, LP See All Filings	D/A	2019-10-02 09:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708574 Filed Document 0001708574-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-02 09:23:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Real Estate Investment Fund II, LP See All Filings	D/A	2019-10-02 08:56:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752266 Filed Document 0001752266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 08:56:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Direct II Access LLC See All Filings	D	2019-10-02 08:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001789504 Filed Document 0001789504-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 08:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accent Holdings LLC See All Filings	D	2019-10-02 08:50:40 UTC
Amount To Be Raised $16,600,000 Associated Brokers / Dealers N/A CIK Number 0001789967 Filed Document 0001315863-19-000791 Exclusions or Exemptions 506b Accepted Date 2019-10-02 08:50:40 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KENTUCKY TITLE CENTER LLC See All Filings	D	2019-10-02 08:02:09 UTC
Amount To Be Raised $44,356 Associated Brokers / Dealers N/A CIK Number 0001262270 Filed Document 0001262270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-02 08:02:09 UTC Type of Offering D Industry Insurance Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMS Ltd See All Filings	D/A	2019-10-02 06:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC and FallLine Securities LLC CIK Number 0001421736 Filed Document 0000902664-19-003882 Exclusions or Exemptions 506b Accepted Date 2019-10-02 06:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus LLC See All Filings	D/A	2019-10-02 06:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company LLC, Constellar Capital Partners Hong Kong Limited, UBS Financial Services Inc., and FallLine Securities LLC CIK Number 0001229130 Filed Document 0000902664-19-003881 Exclusions or Exemptions 506b Accepted Date 2019-10-02 06:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sola I See All Filings	D/A	2019-10-02 06:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, Constellar Capital Partners Hong Kong Limited, UBS Financial Services Inc., and FallLine Securities LLC CIK Number 0001421751 Filed Document 0000902664-19-003880 Exclusions or Exemptions 506b Accepted Date 2019-10-02 06:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OS FUND II FEEDER, L.P. See All Filings	D	2019-10-01 20:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781705 Filed Document 0001781705-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-01 20:21:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETROTEQ ENERGY INC. See All Filings	D	2019-10-01 19:48:04 UTC
Amount To Be Raised $791,874 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-10-01 19:48:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
API Permian #5 Joint Venture See All Filings	D/A	2019-10-01 19:46:25 UTC
Amount To Be Raised $1,953,000 Associated Brokers / Dealers N/A CIK Number 0001778514 Filed Document 0001778514-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-01 19:46:25 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Giddy Apps Inc. See All Filings	C/A	2019-10-01 19:46:02 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001612437 Filed Document 0001612437-19-000004 Accepted Date 2019-10-01 19:46:02 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Central Kentucky Rentals, LLC See All Filings	D	2019-10-01 19:44:27 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001789960 Filed Document 0001789960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-01 19:44:27 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aavrani, Inc. See All Filings	C	2019-10-01 19:33:34 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001789922 Filed Document 0001789922-19-000002 Accepted Date 2019-10-01 19:33:34 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Western Wealth Capital XLVI US Investor, LP See All Filings	D/A	2019-10-01 19:28:55 UTC
Amount To Be Raised $12,850,000 Associated Brokers / Dealers N/A CIK Number 0001788006 Filed Document 0001642247-19-000041 Exclusions or Exemptions 506b Accepted Date 2019-10-01 19:28:55 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity