Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Austin Housing Conservancy Fund LP See All Filings	D/A	2019-10-03 15:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754334 Filed Document 0001754334-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-03 15:52:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GMS SOVEREIGN PLUS FUND SPC LTD - Ukraine Debt Opportunities Fund SP See All Filings	D	2019-10-03 15:51:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790109 Filed Document 0001790109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:51:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Stonepeak Madison (Co-Invest) Holdings LP See All Filings	D	2019-10-03 15:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789537 Filed Document 0001789537-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:47:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington Biomedical Innovation Investors (Cayman) I L.P. See All Filings	D	2019-10-03 15:46:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001787089 Filed Document 0001787088-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:46:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCP Funding I LLC See All Filings	D	2019-10-03 15:46:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Business Capital Providers Inc. CIK Number 0001780935 Filed Document 0001657425-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-03 15:46:24 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Wellington Biomedical Innovation Master Investors (Cayman) I L.P. See All Filings	D	2019-10-03 15:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001787092 Filed Document 0001787088-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:45:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Biomedical Innovation Partners I, L.P. See All Filings	D	2019-10-03 15:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001787087 Filed Document 0001787088-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:44:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eagles Catch, LLLP See All Filings	D	2019-10-03 15:37:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001690649 Filed Document 0001690649-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:37:07 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
SAVE THE RAISINS Ltd LIABILITY Co See All Filings	D/A	2019-10-03 15:30:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001704414 Filed Document 0001704414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:30:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AppClose, Inc. See All Filings	D/A	2019-10-03 15:28:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001700495 Filed Document 0001700495-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:28:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fantastica Labs, LLC See All Filings	D/A	2019-10-03 15:24:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Billy Lovett CIK Number 0001788633 Filed Document 0001788633-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:24:02 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
HUMPHREYS FUND III, LP See All Filings	D/A	2019-10-03 15:19:17 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001734271 Filed Document 0001734271-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:19:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Hotel Common Partners Lake Tahoe, LLC See All Filings	D	2019-10-03 15:18:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001623516 Filed Document 0000897069-19-000444 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:18:18 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Atlanta Spirits Retail LLC See All Filings	D	2019-10-03 15:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784208 Filed Document 0001784208-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:17:02 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Crowne at 501, Limited Partnership See All Filings	D	2019-10-03 15:16:42 UTC
Amount To Be Raised $18,357,484 Associated Brokers / Dealers N/A CIK Number 0001786285 Filed Document 0001786285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:16:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
HDL THERAPEUTICS, INC. See All Filings	D	2019-10-03 15:14:25 UTC
Amount To Be Raised $3,000,070 Associated Brokers / Dealers N/A CIK Number 0001569047 Filed Document 0001567619-19-019202 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:14:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INFINIUM, Inc. See All Filings	D	2019-10-03 15:14:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001484679 Filed Document 0001484679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:14:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Derry Surgical Center, LLC See All Filings	D	2019-10-03 15:12:35 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001707887 Filed Document 0001707887-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:12:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Vivorte Inc. See All Filings	D	2019-10-03 15:06:10 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001509210 Filed Document 0001509210-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:06:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
BESPOKE FINANCIAL, INC. See All Filings	D	2019-10-03 15:05:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001753215 Filed Document 0001753215-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:05:19 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
1931 Funding, LLC See All Filings	D/A	2019-10-03 15:00:32 UTC
Amount To Be Raised $14,256,900 Associated Brokers / Dealers None CIK Number 0001735211 Filed Document 0001735211-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-10-03 15:00:32 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Columbia Partners Private Capital II, LP See All Filings	D	2019-10-03 15:00:31 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001788571 Filed Document 0001788571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:00:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mahler Ventures LLC See All Filings	D	2019-10-03 14:59:47 UTC
Amount To Be Raised $627,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001790194 Filed Document 0001790194-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-03 14:59:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
SPRING ROCK MANUFACTURING PARTNERS I LP See All Filings	D	2019-10-03 14:58:38 UTC
Amount To Be Raised $9,625,000 Associated Brokers / Dealers N/A CIK Number 0001788936 Filed Document 0001788936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:58:38 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
442 Funding, LLC See All Filings	D/A	2019-10-03 14:55:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Elliot Goldberg CIK Number 0001745305 Filed Document 0001786160-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:55:17 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR GLOBAL AGGREGATE TOTAL RETURN PORTFOLIO See All Filings	D	2019-10-03 14:53:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786071 Filed Document 0001786071-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:53:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE HARBOR INVESTMENT FUNDS PLC - STONE HARBOR EMERGING MARKETS LOCAL CURRENCY DEBT FUND See All Filings	D	2019-10-03 14:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784421 Filed Document 0001784421-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:51:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBMP, LLC See All Filings	D	2019-10-03 14:49:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001714531 Filed Document 0001714531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:49:04 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
567 Funding, LLC See All Filings	D/A	2019-10-03 14:43:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786160 Filed Document 0001786160-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:43:49 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BLUEGRASS JV, LLC See All Filings	D	2019-10-03 14:42:57 UTC
Amount To Be Raised $5,668,260 Associated Brokers / Dealers N/A CIK Number 0001788652 Filed Document 0001788652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:42:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Fund I, LP See All Filings	D/A	2019-10-03 14:37:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754401 Filed Document 0001144204-19-047127 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision Lending Master Fund I LP See All Filings	D	2019-10-03 14:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789062 Filed Document 0001789062-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:31:24 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Morgan & Collier Smith Debt Fund LLC See All Filings	D/A	2019-10-03 14:28:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001689260 Filed Document 0001689260-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-03 14:28:41 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Roger.ai, Inc. See All Filings	D	2019-10-03 14:24:45 UTC
Amount To Be Raised $9,585,000 Associated Brokers / Dealers N/A CIK Number 0001781682 Filed Document 0001461373-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:24:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Charis Holdings, Inc. See All Filings	D	2019-10-03 14:14:59 UTC
Amount To Be Raised $12,370,000 Associated Brokers / Dealers N/A CIK Number 0001733478 Filed Document 0001733478-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:14:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sapucaia LLC See All Filings	D/A	2019-10-03 14:12:11 UTC
Amount To Be Raised $1,013,000 Associated Brokers / Dealers N/A CIK Number 0001788544 Filed Document 0001788544-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:12:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Energy Partners, Inc. See All Filings	1-A	2019-10-03 14:05:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715688 Filed Document 0001213900-19-019594 Accepted Date 2019-10-03 14:05:34 UTC Type of Offering 1-A Industry DRILLING OIL & GAS WELLS Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $13,627 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
PLATO FUND LP See All Filings	D/A	2019-10-03 13:59:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-19-000311 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:59:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Golfinity Store 1, LLC See All Filings	D	2019-10-03 13:49:52 UTC
Amount To Be Raised $797,500 Associated Brokers / Dealers N/A CIK Number 0001764331 Filed Document 0001764331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:49:52 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rolling Pepperoni LLC See All Filings	C	2019-10-03 13:49:25 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $53,300 CIK Number 0001781304 Filed Document 0001781304-19-000001 Accepted Date 2019-10-03 13:49:25 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
WVP Arbor LLC See All Filings	D	2019-10-03 13:48:26 UTC
Amount To Be Raised $4,940,000 Associated Brokers / Dealers N/A CIK Number 0001790188 Filed Document 0001790188-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-03 13:48:26 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CBRE CLARION GLOBAL REAL ESTATE FUND, LP See All Filings	D/A	2019-10-03 13:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561798 Filed Document 0001561798-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Golfinity Store 1 Real Estate, LLC See All Filings	D	2019-10-03 13:44:15 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001764330 Filed Document 0001764330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:44:15 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SALEM PIXLEE INVESTORS, LLC See All Filings	D/A	2019-10-03 13:39:42 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001789112 Filed Document 0001789112-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axis Auto Finance Inc. See All Filings	D	2019-10-03 13:39:12 UTC
Amount To Be Raised $3,982,802 Associated Brokers / Dealers N/A CIK Number 0001789772 Filed Document 0001789772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:39:12 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SE 9TH STREET CO-LIVING INVESTORS, LLC See All Filings	D	2019-10-03 13:36:30 UTC
Amount To Be Raised $4,622,000 Associated Brokers / Dealers N/A CIK Number 0001788930 Filed Document 0001788930-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:36:30 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Royal Nickel Corp See All Filings	D	2019-10-03 13:23:00 UTC
Amount To Be Raised $338,983 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001676759 Filed Document 0001567619-19-019201 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:23:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cuda Oil & Gas Inc. See All Filings	D/A	2019-10-03 13:21:53 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001787515 Filed Document 0001567619-19-019199 Exclusions or Exemptions 506c Accepted Date 2019-10-03 13:21:53 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TFO, LLC See All Filings	D	2019-10-03 13:19:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001743488 Filed Document 0001743488-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:19:15 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ABQid Fund I Sidecar, L.P. See All Filings	D	2019-10-03 13:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711646 Filed Document 0001711646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:15:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity