|
|
D |
2017-10-31 12:19:20 UTC |
- Amount To Be Raised
- $170,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720861
- Filed Document
- 0001720861-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 12:19:20 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 12:18:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jerome de Bontin
- CIK Number
- 0001623759
- Filed Document
- 0001623759-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 12:18:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 12:18:19 UTC |
- Amount To Be Raised
- $865,884
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690135
- Filed Document
- 0001690135-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 12:18:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-10-31 12:17:50 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642260
- Filed Document
- 0001642260-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 12:17:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-31 12:17:50 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553481
- Filed Document
- 0001553481-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 12:17:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 12:13:06 UTC |
- Amount To Be Raised
- $3,450,000
- Associated Brokers / Dealers
- Kurt Ursich and Jeromy Salvesen
- CIK Number
- 0001721091
- Filed Document
- 0001721091-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 12:13:06 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2017-10-31 12:04:03 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701458
- Filed Document
- 0001144204-17-055036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 12:04:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 12:00:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606465
- Filed Document
- 0001606465-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 12:00:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-31 11:49:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688606
- Filed Document
- 0001688606-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:49:53 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-10-31 11:44:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- - and -
- CIK Number
- 0001301204
- Filed Document
- 0001301204-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:44:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 11:42:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonington Drive Securities LLC
- CIK Number
- 0001720501
- Filed Document
- 0001720501-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:42:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 11:37:31 UTC |
- Amount To Be Raised
- $440,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609535
- Filed Document
- 0001609535-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:37:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D/A |
2017-10-31 11:32:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435079
- Filed Document
- 0001435079-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:32:03 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-10-31 11:29:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720740
- Filed Document
- 0001720740-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:29:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-31 11:29:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720287
- Filed Document
- 0000945621-17-000396
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:29:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 11:27:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622188
- Filed Document
- 0001622188-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:27:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 11:20:35 UTC |
- Amount To Be Raised
- $9,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721285
- Filed Document
- 0001721285-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:20:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 11:19:39 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719899
- Filed Document
- 0001719899-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:19:39 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-10-31 11:19:16 UTC |
- Amount To Be Raised
- $999,608
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564961
- Filed Document
- 0001564961-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:19:16 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 11:18:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew Kovach
- CIK Number
- 0001526845
- Filed Document
- 0001526845-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:18:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 11:17:33 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720416
- Filed Document
- 0001720416-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:17:33 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-31 11:13:03 UTC |
- Amount To Be Raised
- $25,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721283
- Filed Document
- 0001721283-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:13:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 11:12:22 UTC |
- Amount To Be Raised
- $270,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720964
- Filed Document
- 0001720964-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:12:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-31 11:10:14 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Brookline Capital Markets, a division of CIM Securities, LLC
- CIK Number
- 0001720959
- Filed Document
- 0001720959-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:10:14 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-31 11:07:28 UTC |
- Amount To Be Raised
- $27,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720758
- Filed Document
- 0001720758-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:07:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 11:05:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- - and -
- CIK Number
- 0001341755
- Filed Document
- 0001341755-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 11:05:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 10:58:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001292869
- Filed Document
- 0000919574-17-007505
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:58:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-31 10:54:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720658
- Filed Document
- 0001720658-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:54:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 10:53:06 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721297
- Filed Document
- 0001721297-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:53:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-31 10:50:16 UTC |
- Amount To Be Raised
- $3,264,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721186
- Filed Document
- 0001231919-17-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:50:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 10:35:46 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690944
- Filed Document
- 0001690944-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:35:46 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-10-31 10:28:03 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720841
- Filed Document
- 0001720841-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:28:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-31 10:27:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720012
- Filed Document
- 0001720012-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:27:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORWAY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 10:23:46 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656562
- Filed Document
- 0001656562-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:23:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 10:20:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588827
- Filed Document
- 0001013594-17-000764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:20:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 10:17:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644931
- Filed Document
- 0001013594-17-000763
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:17:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-31 10:11:59 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718017
- Filed Document
- 0001315863-17-000847
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 10:11:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 09:54:10 UTC |
- Amount To Be Raised
- $480,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719765
- Filed Document
- 0001015325-17-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 09:54:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 08:45:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094544
- Filed Document
- 0001094544-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 08:45:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 06:05:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656484
- Filed Document
- 0000902664-17-004120
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 06:05:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-31 06:04:40 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720057
- Filed Document
- 0001615774-17-006004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 06:04:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2017-10-31 06:01:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656486
- Filed Document
- 0000902664-17-004119
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-31 06:01:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-30 21:57:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717713
- Filed Document
- 0001717713-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-30 21:57:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-30 21:52:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717868
- Filed Document
- 0001717713-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-30 21:52:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-30 20:39:27 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721240
- Filed Document
- 0001716619-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-30 20:39:27 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-30 19:43:59 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- Keefe, Bruyette & Woods, Inc. and U.S. Bancorp Investments, Inc.
- CIK Number
- 0001466026
- Filed Document
- 0001466026-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-30 19:43:59 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-10-30 19:33:47 UTC |
- Amount To Be Raised
- $20,160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610618
- Filed Document
- 0001610618-17-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-30 19:33:47 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
AllianceBernstein Delaware Business Trust - AB Option Return Advantage Series
See All Filings
|
D |
2017-10-30 19:30:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716192
- Filed Document
- 0000902664-17-004116
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-30 19:30:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-30 19:14:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720572
- Filed Document
- 0001706249-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-30 19:14:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-30 19:11:35 UTC |
- Amount To Be Raised
- $6,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713924
- Filed Document
- 0001713924-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-30 19:11:35 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|