Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-UXD-12-Fund, a series of AX-EP-Funds, LLC See All Filings	D	2017-10-31 16:46:21 UTC
Amount To Be Raised $270,500 Associated Brokers / Dealers N/A CIK Number 0001700131 Filed Document 0001717360-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:46:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Passive US Equity Fund See All Filings	D	2017-10-31 16:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720158 Filed Document 0001144204-17-055176 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:45:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Partners II, L.P. See All Filings	D/A	2017-10-31 16:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477895 Filed Document 0000905718-17-000936 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stamford Investment See All Filings	D	2017-10-31 16:44:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ali Alogaili CIK Number 0001718314 Filed Document 0001718314-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:44:28 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Asana Partners Select Retail Fund, LP See All Filings	D	2017-10-31 16:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721159 Filed Document 0001721159-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:43:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
A-SKD-16-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-10-31 16:42:27 UTC
Amount To Be Raised $188,000 Associated Brokers / Dealers N/A CIK Number 0001721190 Filed Document 0001717360-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:42:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-DMV-16-Fund, a series of AX-PT-Funds, LLC See All Filings	D	2017-10-31 16:40:39 UTC
Amount To Be Raised $172,700 Associated Brokers / Dealers N/A CIK Number 0001717750 Filed Document 0001717360-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus International II, Ltd. See All Filings	D/A	2017-10-31 16:39:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hunnicutt & Co. LLC and Fund Advisors Limited and Ultra Distressed Securities Fund, Ltd. CIK Number 0001477894 Filed Document 0000905718-17-000934 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:39:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-OFG-19-Fund, a series of AngelList-SeSh-Funds, LLC See All Filings	D	2017-10-31 16:39:01 UTC
Amount To Be Raised $163,499 Associated Brokers / Dealers N/A CIK Number 0001719130 Filed Document 0001717360-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:39:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METRICSTREAM INC See All Filings	D	2017-10-31 16:37:52 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001178413 Filed Document 0001178413-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:37:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Snta-PR-Fund, a series of AngelList-IsTe-Funds, LLC See All Filings	D	2017-10-31 16:37:37 UTC
Amount To Be Raised $218,580 Associated Brokers / Dealers N/A CIK Number 0001718446 Filed Document 0001717360-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:37:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clemens I, a series of Clemens Investments, LP See All Filings	D	2017-10-31 16:36:12 UTC
Amount To Be Raised $512,500 Associated Brokers / Dealers N/A CIK Number 0001716299 Filed Document 0001717360-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:36:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Herb Scout, Inc. See All Filings	D/A	2017-10-31 16:34:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675509 Filed Document 0001675509-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:34:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
A-KGA-12-Fund, a series of AX-JeJr-Funds, LLC See All Filings	D	2017-10-31 16:32:25 UTC
Amount To Be Raised $97,195 Associated Brokers / Dealers N/A CIK Number 0001717754 Filed Document 0001717360-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:32:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FBV IIB, a series of Firebolt Ventures Fund II, LLC See All Filings	D	2017-10-31 16:30:47 UTC
Amount To Be Raised $116,000 Associated Brokers / Dealers N/A CIK Number 0001720502 Filed Document 0001717360-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:30:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LHU-17-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-10-31 16:29:24 UTC
Amount To Be Raised $737,999 Associated Brokers / Dealers N/A CIK Number 0001719856 Filed Document 0001717360-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:29:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RMK-18-Fund, a series of AX-AnNa-Funds, LLC See All Filings	D	2017-10-31 16:25:21 UTC
Amount To Be Raised $224,500 Associated Brokers / Dealers N/A CIK Number 0001717360 Filed Document 0001717360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:25:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertical Venture Partners II, L.P. See All Filings	D	2017-10-31 16:12:08 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001719202 Filed Document 0001719202-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:12:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Herb Scout, Inc. See All Filings	D	2017-10-31 16:08:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675509 Filed Document 0001675509-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:08:03 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Granatus Septem, LLC See All Filings	D/A	2017-10-31 15:56:31 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001715357 Filed Document 0001052918-17-000525 Exclusions or Exemptions 506b Accepted Date 2017-10-31 15:56:31 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Texas Oil & Gas Ltd See All Filings	D	2017-10-31 15:52:23 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001720697 Filed Document 0001720697-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 15:52:23 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Mineral Property
Core Hidden Springs ALF LLC See All Filings	D	2017-10-31 15:44:45 UTC
Amount To Be Raised $12,910,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001720698 Filed Document 0001720698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 15:44:45 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
COLOMBARD FUND, L.P. See All Filings	D/A	2017-10-31 15:33:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527536 Filed Document 0001566114-17-000108 Exclusions or Exemptions 506b Accepted Date 2017-10-31 15:33:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DHK Storage, LLC See All Filings	D	2017-10-31 15:16:42 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001720647 Filed Document 0001720647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 15:16:42 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Amper Technologies, Inc. See All Filings	D	2017-10-31 15:12:17 UTC
Amount To Be Raised $1,902,339 Associated Brokers / Dealers N/A CIK Number 0001721038 Filed Document 0001721038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 15:12:17 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mooala Brands, LLC See All Filings	D	2017-10-31 15:04:30 UTC
Amount To Be Raised $4,814,800 Associated Brokers / Dealers N/A CIK Number 0001721185 Filed Document 0001721185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 15:04:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jagged Little Pill LLC See All Filings	D	2017-10-31 15:03:07 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001720711 Filed Document 0001144204-17-055090 Exclusions or Exemptions 506b Accepted Date 2017-10-31 15:03:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Adamas Ping An Opportunities Fund L.P. See All Filings	D	2017-10-31 14:51:04 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001721340 Filed Document 0001721340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 14:51:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYNVENIO BIOSYSTEMS INC See All Filings	D	2017-10-31 14:39:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 14:39:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Reachify, Inc. See All Filings	D	2017-10-31 14:26:54 UTC
Amount To Be Raised $2,158,991 Associated Brokers / Dealers N/A CIK Number 0001645055 Filed Document 0001231919-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-10-31 14:26:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Decision Sciences International Corp See All Filings	D	2017-10-31 14:12:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001347065 Filed Document 0001625257-17-000112 Exclusions or Exemptions 506b Accepted Date 2017-10-31 14:12:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
adHawk Inc. See All Filings	D	2017-10-31 14:01:29 UTC
Amount To Be Raised $2,499,998 Associated Brokers / Dealers N/A CIK Number 0001648491 Filed Document 0001648491-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 14:01:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MedVet Associates, LLC See All Filings	D	2017-10-31 13:54:34 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:54:34 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Light Visually Transceiving System Corp See All Filings	D/A	2017-10-31 13:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588040 Filed Document 0001588040-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:45:16 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Eleanor Development Co LLC See All Filings	D	2017-10-31 13:43:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001720520 Filed Document 0001720520-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:43:57 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Casero, LLC See All Filings	D	2017-10-31 13:37:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001721145 Filed Document 0001721145-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:37:50 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AEW Partners Fund VIII Feeder, L.P. See All Filings	D	2017-10-31 13:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720068 Filed Document 0001720068-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:37:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TAKUMI CAPITAL MANAGEMENT, LP See All Filings	D/A	2017-10-31 13:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623458 Filed Document 0001687696-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kotak Advantage Fund II Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D/A	2017-10-31 13:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001594161 Filed Document 0001594161-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:28:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINEDALE ENERGY Ltd See All Filings	D	2017-10-31 13:22:45 UTC
Amount To Be Raised $818,370 Associated Brokers / Dealers N/A CIK Number 0001449200 Filed Document 0001449200-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:22:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PlumSlice Labs, Inc. See All Filings	D	2017-10-31 13:12:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001683394 Filed Document 0001461373-17-000050 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:12:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AMARILLO BIOSCIENCES INC See All Filings	D/A	2017-10-31 13:12:07 UTC
Amount To Be Raised $2,812,500 Associated Brokers / Dealers N/A CIK Number 0001014763 Filed Document 0001014763-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:12:07 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Plutus Venture Fund, LP See All Filings	D/A	2017-10-31 13:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687696 Filed Document 0001687696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 13:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Oil Partners LLC Newport #4, L.P. See All Filings	D	2017-10-31 12:59:26 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001720737 Filed Document 0001720737-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 12:59:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Advantage Fund -1 (Segregated Portfolio of K Opportunities Fund SPC) See All Filings	D/A	2017-10-31 12:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591960 Filed Document 0001591960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 12:52:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WI MAPLE 36 LLC See All Filings	D/A	2017-10-31 12:51:27 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers N/A CIK Number 0001715627 Filed Document 0001715627-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-10-31 12:51:27 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GCA Sustainable Growth Long Only Feeder Fund Offshore, Ltd. See All Filings	D/A	2017-10-31 12:33:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jerome de Bontin CIK Number 0001623760 Filed Document 0001623760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 12:33:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
eCommerce Capital, Inc. See All Filings	D	2017-10-31 12:24:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693625 Filed Document 0001693625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 12:24:52 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust See All Filings	D/A	2017-10-31 12:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001589548 Filed Document 0001589548-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 12:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriLinc Global Impact Fund LLC See All Filings	D/A	2017-10-31 12:21:32 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers SC Distributors, LLC, Frontier Solutions, LLC, Niagara International Capital Limited, McDonald Partners LLC, The Oak Ridge Financial Services Group, Inc., Ausdal Financial Partners, Inc., NTB Financial Corporation, and Moloney Securities Co., Inc. CIK Number 0001550453 Filed Document 0001719690-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 12:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity