Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
THG ACQUISITION, LLC See All Filings	D	2019-10-15 08:54:14 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-19-019534 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:54:14 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VILLAGE JUICE CO. FRANCHISING, LLC See All Filings	D	2019-10-15 08:49:48 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001779216 Filed Document 0001779216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:49:48 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BKL 2019 Series I-A, LP See All Filings	D	2019-10-15 08:31:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787481 Filed Document 0001787481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Alpha Fund III, L.P. See All Filings	D/A	2019-10-15 08:19:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Inc. and Kelson Capital, LLC CIK Number 0001684142 Filed Document 0001684142-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:19:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Domestic Brands Inc See All Filings	C/A	2019-10-15 08:19:19 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001757183 Filed Document 0001669191-19-000371 Accepted Date 2019-10-15 08:19:19 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State CALIFORNIA
Asprodental Inc. See All Filings	C/A	2019-10-15 08:13:59 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $253,000 CIK Number 0001778256 Filed Document 0001669191-19-000369 Accepted Date 2019-10-15 08:13:59 UTC Type of Offering C/A Security Offered Amount 21,740 Security Offered Type Common Stock State CALIFORNIA
Asprodental Inc. See All Filings	C/A	2019-10-15 08:11:09 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $253,000 CIK Number 0001778256 Filed Document 0001669191-19-000367 Accepted Date 2019-10-15 08:11:09 UTC Type of Offering C/A Security Offered Amount 21,740 Security Offered Type Common Stock State CALIFORNIA
Veda Healthcare Solutions Fund, LP See All Filings	D	2019-10-15 08:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789799 Filed Document 0001789799-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-15 08:08:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TOWNSEND BALANCED REAL ESTATE FUND L P See All Filings	D/A	2019-10-15 08:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351287 Filed Document 0001351287-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2019-10-15 08:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oprine Opportunity Funds See All Filings	C/A	2019-10-15 07:52:18 UTC
Financial Interest No. Filing Platform Mr. Crowd Offering Amount $107,000 CIK Number 0001787127 Filed Document 0001787127-19-000006 Accepted Date 2019-10-15 07:52:18 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Preferred Stock State WASHINGTON
BIF IV Co-Invest (T), L.P. See All Filings	D	2019-10-15 07:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001790264 Filed Document 0001790264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 07:44:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
vTv Therapeutics Inc. See All Filings	D	2019-10-15 07:13:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641489 Filed Document 0001567619-19-019527 Exclusions or Exemptions 506b Accepted Date 2019-10-15 07:13:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Opportunities Fund, L.P. See All Filings	D/A	2019-10-15 06:58:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688173 Filed Document 0000950103-19-013855 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:58:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest Hill Strategic Value Offshore, Ltd. See All Filings	D/A	2019-10-15 06:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001755151 Filed Document 0001315863-19-000831 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Forest Hill Strategic Value Fund, L.P. See All Filings	D/A	2019-10-15 06:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001591749 Filed Document 0001315863-19-000830 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Comgest Growth PLC See All Filings	D/A	2019-10-15 06:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508623 Filed Document 0001315863-19-000829 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
East El Paso Physicians' Medical Center, LLC See All Filings	D	2019-10-11 22:07:12 UTC
Amount To Be Raised $484,552 Associated Brokers / Dealers N/A CIK Number 0001790168 Filed Document 0001790168-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 22:07:12 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Back Porch Homes LLC See All Filings	C	2019-10-11 22:01:45 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001785021 Filed Document 0001785021-19-000001 Accepted Date 2019-10-11 22:01:45 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
CPA Franklin Industrial DST See All Filings	D/A	2019-10-11 21:54:23 UTC
Amount To Be Raised $15,900,000 Associated Brokers / Dealers Emerson Equity LLC, Trawnegan Gall, Michael Crimmins, Craig Cooper, Michael Culwell, Leslie Pappas, Donald Deans, Trawnegan Gall, Elizabeth Friant, and David Levinson CIK Number 0001757442 Filed Document 0001757442-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-11 21:54:23 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
East Bay Capital Fund III, LP See All Filings	D	2019-10-11 20:52:48 UTC
Amount To Be Raised $6,315,789 Associated Brokers / Dealers n/a CIK Number 0001791000 Filed Document 0001756017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 20:52:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
TUSCAN GARDENS SENIOR LIVING COMMUNITIES, INC. See All Filings	1-A/A	2019-10-11 20:46:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers TBD CIK Number 0001746666 Filed Document 0001214659-19-006471 Accepted Date 2019-10-11 20:46:34 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Pappys of Summerlin LLC See All Filings	C	2019-10-11 20:30:31 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $800,000 CIK Number 0001788800 Filed Document 0001670254-19-000587 Accepted Date 2019-10-11 20:30:31 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEVADA
Botrista Technology, Inc. See All Filings	D	2019-10-11 20:15:34 UTC
Amount To Be Raised $2,030,000 Associated Brokers / Dealers N/A CIK Number 0001784083 Filed Document 0001784083-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 20:15:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Imperial Capital Acquisition Fund VII (International), LP See All Filings	D	2019-10-11 19:45:37 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001773961 Filed Document 0001773961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:45:37 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub HPX LLC See All Filings	D/A	2019-10-11 19:14:42 UTC
Amount To Be Raised $2,561,450 Associated Brokers / Dealers N/A CIK Number 0001783367 Filed Document 0001783367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:14:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Global Equity Fund L.P. See All Filings	D/A	2019-10-11 19:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719456 Filed Document 0001719456-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Ballast B I, LLC See All Filings	D	2019-10-11 18:46:15 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001790979 Filed Document 0001790977-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:46:15 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballast SFMF V, LLC See All Filings	D	2019-10-11 18:39:23 UTC
Amount To Be Raised $1,137,500 Associated Brokers / Dealers N/A CIK Number 0001790978 Filed Document 0001790977-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:39:23 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballast SFMF IV, LLC See All Filings	D	2019-10-11 18:23:46 UTC
Amount To Be Raised $2,786,250 Associated Brokers / Dealers N/A CIK Number 0001790977 Filed Document 0001790977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:23:46 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CIP SHR 1 Preferred, LLC See All Filings	D	2019-10-11 18:08:27 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers DAI Securities and JCC Advisors, LLC CIK Number 0001789699 Filed Document 0001790593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:08:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Partners II Limited Partnership See All Filings	D/A	2019-10-11 18:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504196 Filed Document 0001504196-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Yorktown Energy Partners XII, L.P. See All Filings	D/A	2019-10-11 18:02:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750133 Filed Document 0001750133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:02:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KBI Services, Inc. See All Filings	D	2019-10-11 18:01:49 UTC
Amount To Be Raised $22,470,003 Associated Brokers / Dealers N/A CIK Number 0001768818 Filed Document 0001768818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:01:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cinctive CAV Offshore, LP See All Filings	D	2019-10-11 18:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791015 Filed Document 0001791027-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:01:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantahala Capital Partners Limited Partnership See All Filings	D/A	2019-10-11 17:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502725 Filed Document 0001504196-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Mangum 509, LLC See All Filings	D	2019-10-11 17:44:43 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001790189 Filed Document 0001790189-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:44:43 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PLATYPUS INSTITUTE INC. See All Filings	D	2019-10-11 17:43:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001741614 Filed Document 0001741614-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:43:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noble Naturals See All Filings	C/A	2019-10-11 17:41:35 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001777377 Filed Document 0001665160-19-001006 Accepted Date 2019-10-11 17:41:35 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Cinctive CAV Onshore, LP See All Filings	D	2019-10-11 17:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791027 Filed Document 0001791027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartLam NA Enterprises US, LLC See All Filings	D	2019-10-11 17:40:02 UTC
Amount To Be Raised $41,700,000 Associated Brokers / Dealers N/A CIK Number 0001790922 Filed Document 0001790922-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:40:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Ecovative Design LLC See All Filings	D	2019-10-11 17:35:12 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:35:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drake's Organic Spirits, LLC See All Filings	D/A	2019-10-11 17:33:38 UTC
Amount To Be Raised $6,235,030 Associated Brokers / Dealers N/A CIK Number 0001722838 Filed Document 0001288230-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:33:38 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Investor Fund, LP See All Filings	D/A	2019-10-11 17:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:29:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talon Salpare Bay Marina LLC See All Filings	D	2019-10-11 17:28:46 UTC
Amount To Be Raised $3,762,500 Associated Brokers / Dealers N/A CIK Number 0001790718 Filed Document 0001790718-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:28:46 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Habitas S.A. See All Filings	D	2019-10-11 17:27:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001790947 Filed Document 0001382963-19-000072 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:27:48 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Red Sea Ventures II, L.P. See All Filings	D/A	2019-10-11 17:21:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001737640 Filed Document 0001737640-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knight Co-investment, L.P. See All Filings	D	2019-10-11 17:20:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791018 Filed Document 0001786440-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:20:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Square Mile Partners VI-A LP See All Filings	D	2019-10-11 17:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790550 Filed Document 0001790550-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO Capital Management, LLC See All Filings	D	2019-10-11 17:19:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:19:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other