Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SHGLiving Network, LLC See All Filings	D	2019-10-07 16:21:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001790037 Filed Document 0001013594-19-000559 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:21:44 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Bienville Global Opportunities Offshore Fund, Ltd. See All Filings	D/A	2019-10-07 16:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716634 Filed Document 0001192482-19-000367 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Wallace Laboratories, Inc. See All Filings	C	2019-10-07 16:21:30 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001787792 Filed Document 0001665160-19-000979 Accepted Date 2019-10-07 16:21:30 UTC Type of Offering C Security Offered Amount 4,000 Security Offered Type Other State NEW YORK
SURMOUNT BIO, INC. See All Filings	D	2019-10-07 16:20:07 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001790072 Filed Document 0001790072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:20:07 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
10 Percent Happier, Inc. See All Filings	D	2019-10-07 16:18:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001599164 Filed Document 0001599164-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:18:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Med Farm of Michigan LLC See All Filings	D	2019-10-07 16:17:01 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001790113 Filed Document 0001790113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:17:01 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Saros Investments L.P. See All Filings	D	2019-10-07 16:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786440 Filed Document 0001786440-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:14:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RapidSOS, Inc. See All Filings	D	2019-10-07 16:14:37 UTC
Amount To Be Raised $17,040,001 Associated Brokers / Dealers N/A CIK Number 0001651005 Filed Document 0001651005-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:14:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Netensity Corp See All Filings	D	2019-10-07 16:13:38 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001785354 Filed Document 0001785354-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:13:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sound Equity High Income Debt Fund, LLC See All Filings	D/A	2019-10-07 16:10:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719581 Filed Document 0001719581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:10:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHARMACEUTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2019-10-07 16:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089294 Filed Document 0001089294-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 16:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drive Media Inc. See All Filings	D	2019-10-07 15:58:33 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001788892 Filed Document 0001788892-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:58:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
83North Opportunity II Limited Partnership See All Filings	D	2019-10-07 15:57:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789968 Filed Document 0001789968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:57:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Equity Platinum Income Fund, LLC See All Filings	D/A	2019-10-07 15:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707168 Filed Document 0001707168-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
83North V Limited Partnership See All Filings	D	2019-10-07 15:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789963 Filed Document 0001789963-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:51:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bienville Global Opportunities Fund, LP See All Filings	D/A	2019-10-07 15:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714219 Filed Document 0001192482-19-000366 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AcreTrader, Inc. See All Filings	D	2019-10-07 15:48:03 UTC
Amount To Be Raised $270 Associated Brokers / Dealers N/A CIK Number 0001780972 Filed Document 0001780972-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-07 15:48:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Korth Direct Mortgage Inc. See All Filings	D	2019-10-07 15:47:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers J.W. KORTH & COMPANY LIMITED PARTNERSHIP CIK Number 0001695963 Filed Document 0001695963-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:47:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Asynchronous Inc. See All Filings	D	2019-10-07 15:45:46 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001789459 Filed Document 0001789459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:45:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Odyssey Semiconductor Technologies, Inc. See All Filings	D	2019-10-07 15:39:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001781405 Filed Document 0001731122-19-000602 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:39:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
X1 Discovery, Inc. See All Filings	D	2019-10-07 15:39:17 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001601040 Filed Document 0001601040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:39:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EpiVax Oncology, Inc. See All Filings	D	2019-10-07 15:37:18 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001724741 Filed Document 0001724741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:37:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sprout Residential Fund, LLC See All Filings	D/A	2019-10-07 15:31:03 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001776527 Filed Document 0001776527-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:31:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BLOCK DISTILLING COMPANY, LLC See All Filings	D	2019-10-07 15:30:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654283 Filed Document 0001654283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:30:02 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EUCLIDEAN FUND I LP See All Filings	D/A	2019-10-07 15:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452332 Filed Document 0000919574-19-006266 Exclusions or Exemptions 506c Accepted Date 2019-10-07 15:27:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Euclidean Fund For Cancer Research LP See All Filings	D/A	2019-10-07 15:22:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729236 Filed Document 0000919574-19-006264 Exclusions or Exemptions 506c Accepted Date 2019-10-07 15:22:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FarmTogether 191 LLC See All Filings	D	2019-10-07 15:15:27 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001789221 Filed Document 0001789221-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-07 15:15:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub ZVY LLC See All Filings	D	2019-10-07 15:13:23 UTC
Amount To Be Raised $467,775 Associated Brokers / Dealers N/A CIK Number 0001789749 Filed Document 0001789749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:13:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGLEAF NETWORKS, INC. See All Filings	D	2019-10-07 15:10:28 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001638309 Filed Document 0001638309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:10:28 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Norwood Capital Investments LLC See All Filings	D/A	2019-10-07 15:09:26 UTC
Amount To Be Raised $7,183,400 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabot Lodge Securities, LLC, Center Street Securities, Inc., Capulent LLC, and Cabin Securities, Inc. CIK Number 0001786678 Filed Document 0001786678-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:09:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Point Nine Capital Fund V GmbH & Co. KG See All Filings	D	2019-10-07 15:08:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790315 Filed Document 0001012975-19-000625 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:08:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Square Investment LLC See All Filings	D	2019-10-07 15:07:55 UTC
Amount To Be Raised $17,817,657 Associated Brokers / Dealers N/A CIK Number 0001790444 Filed Document 0001461373-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:07:55 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Telos CG, Inc. See All Filings	D	2019-10-07 15:01:27 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001766041 Filed Document 0001766041-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:01:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SHANNON RIVER PARTNERS, LTD. See All Filings	D/A	2019-10-07 15:00:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Far Hills Group, LLC, Stifel, Nicolaus & Company, Incorporated, and Barclays Capital Inc and Barclays Bank PLC CIK Number 0001558369 Filed Document 0001013594-19-000558 Exclusions or Exemptions 506b Accepted Date 2019-10-07 15:00:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SHANNON RIVER PARTNERS LP See All Filings	D/A	2019-10-07 14:57:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001214044 Filed Document 0001013594-19-000557 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:57:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shannon River Partners II, LP See All Filings	D/A	2019-10-07 14:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Far Hills Group, LLC, Stifel, Nicolaus & Company, Incorporated, and Barclays Capital Inc and Barclays Bank PLC CIK Number 0001301840 Filed Document 0001013594-19-000556 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cove Thistlewood Townhomes DST See All Filings	D	2019-10-07 14:44:41 UTC
Amount To Be Raised $5,225,798 Associated Brokers / Dealers Wealth Forge Securities, LLC CIK Number 0001789154 Filed Document 0001789154-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-07 14:44:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
White Oak India Equity Fund See All Filings	D	2019-10-07 14:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786531 Filed Document 0001786531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:44:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Property Partners F.1 L.P. See All Filings	D/A	2019-10-07 14:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, Compass Group Global Advisors S.A., and bfinance UK Limited CIK Number 0001623756 Filed Document 0001623756-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:42:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ajax Health III LLC See All Filings	D	2019-10-07 14:42:22 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001790381 Filed Document 0001062993-19-003829 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:42:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Photon Interactive UK Ltd See All Filings	D	2019-10-07 14:35:57 UTC
Amount To Be Raised $6,577,066 Associated Brokers / Dealers N/A CIK Number 0001790408 Filed Document 0001790408-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:35:57 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OurCrowd (Investment in UBM) LP See All Filings	D	2019-10-07 14:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658187 Filed Document 0001658187-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:34:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Knowledge to Practice, Inc. See All Filings	D	2019-10-07 14:30:58 UTC
Amount To Be Raised $4,044,228 Associated Brokers / Dealers N/A CIK Number 0001696009 Filed Document 0001696009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:30:58 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EBR Systems, Inc. See All Filings	D	2019-10-07 14:23:47 UTC
Amount To Be Raised $38,746,969 Associated Brokers / Dealers N/A CIK Number 0001347123 Filed Document 0001347123-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-07 14:23:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KOTAK GLOBAL FUNDS See All Filings	D/A	2019-10-07 14:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001495848 Filed Document 0001495848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:17:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
mTradeCo. See All Filings	D	2019-10-07 14:08:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678073 Filed Document 0001678073-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:08:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
KOTAK INVESTMENT OPPORTUNITIES FUND Ltd See All Filings	D/A	2019-10-07 14:03:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001394099 Filed Document 0001394099-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:03:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALASKA NATIONAL CORP See All Filings	D	2019-10-07 14:00:09 UTC
Amount To Be Raised $958,054 Associated Brokers / Dealers None CIK Number 0001043788 Filed Document 0001043788-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 14:00:09 UTC Type of Offering D Industry Insurance Principal Place of Business ALASKA Revenue or Assets $Over $100,000,000 Type of Security Equity
GLOBAL INVESTMENT OPPORTUNITIES FUND LTD See All Filings	D/A	2019-10-07 13:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001261182 Filed Document 0001261182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 13:49:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Molecular Stethoscope, Inc. See All Filings	D	2019-10-07 13:36:13 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001790221 Filed Document 0001790221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 13:36:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity