|
|
D |
2019-10-09 13:15:04 UTC |
- Amount To Be Raised
- $1,593,099
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001738927
- Filed Document
- 0001596771-19-000123
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 13:15:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 13:13:31 UTC |
- Amount To Be Raised
- $75,510
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790349
- Filed Document
- 0001085037-19-000096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 13:13:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 13:07:31 UTC |
- Amount To Be Raised
- $4,311,060
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001738920
- Filed Document
- 0001596771-19-000122
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 13:07:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 13:06:25 UTC |
- Amount To Be Raised
- $292,307
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001788159
- Filed Document
- 0001787232-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 13:06:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 13:05:57 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787555
- Filed Document
- 0001144204-19-047760
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 13:05:57 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 13:05:42 UTC |
- Amount To Be Raised
- $581,041
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001787232
- Filed Document
- 0001787232-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 13:05:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 13:04:02 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- Bruce Roberts, Byung-Chan (Ted) Moon, and Yarone Breski
- CIK Number
- 0001651390
- Filed Document
- 0001651390-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 13:04:02 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 12:59:15 UTC |
- Amount To Be Raised
- $190,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711249
- Filed Document
- 0001711249-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:59:15 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 12:55:56 UTC |
- Amount To Be Raised
- $135,288
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001384244
- Filed Document
- 0001384244-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:55:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 12:50:12 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786755
- Filed Document
- 0001786755-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:50:12 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-10-09 12:45:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Arete Wealth Management, LLC
- CIK Number
- 0001724345
- Filed Document
- 0001724345-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:45:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 12:36:29 UTC |
- Amount To Be Raised
- $4,571,588
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781085
- Filed Document
- 0001781085-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-09 12:36:29 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-10-09 12:32:15 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734948
- Filed Document
- 0001734948-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:32:15 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-09 12:30:38 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790713
- Filed Document
- 0001738719-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:30:38 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 12:29:51 UTC |
- Amount To Be Raised
- $1,874,704
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731457
- Filed Document
- 0001731457-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:29:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 12:28:57 UTC |
- Amount To Be Raised
- $1,900,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784528
- Filed Document
- 0001784465-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:28:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 12:28:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Conning Investment Products, Inc.
- CIK Number
- 0001513944
- Filed Document
- 0001513944-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:28:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-09 12:27:45 UTC |
- Amount To Be Raised
- $568,012
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790693
- Filed Document
- 0001790693-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:27:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 12:26:14 UTC |
- Amount To Be Raised
- $1,900,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784465
- Filed Document
- 0001784465-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:26:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 12:24:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709704
- Filed Document
- 0000935836-19-000533
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:24:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 12:18:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Conning Investment Products, Inc.
- CIK Number
- 0001513945
- Filed Document
- 0001513945-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:18:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 12:15:03 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001217315
- Filed Document
- 0001217315-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:15:03 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-10-09 12:05:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755217
- Filed Document
- 0000919574-19-006315
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 12:05:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2019-10-09 11:59:13 UTC |
- Financial Interest
- The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering.
- Filing Platform
- MicroVenture Marketplace, Inc.
- Offering Amount
- $107,000
- CIK Number
- 0001786094
- Filed Document
- 0001786094-19-000002
- Accepted Date
- 2019-10-09 11:59:13 UTC
- Type of Offering
- C
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- NEW YORK
|
|
|
D |
2019-10-09 11:56:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782558
- Filed Document
- 0001782558-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:56:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FRANCE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 11:54:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755942
- Filed Document
- 0001755942-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:54:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 11:47:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755940
- Filed Document
- 0001755940-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:47:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-09 11:43:46 UTC |
- Amount To Be Raised
- $60,600,000
- Associated Brokers / Dealers
- JOHN HANCOCK DISTRIBUTORS LLC
- CIK Number
- 0001790451
- Filed Document
- 0001790451-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:43:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 11:36:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SSG Capital Advisors LLC
- CIK Number
- 0001717318
- Filed Document
- 0001717318-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:36:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-09 11:35:29 UTC |
- Amount To Be Raised
- $22,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790649
- Filed Document
- 0001171520-19-000304
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:35:29 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 11:34:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SSG Capital Advisors LLC
- CIK Number
- 0001717321
- Filed Document
- 0001717321-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:34:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 11:34:26 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Sparring Partners Capital LLC
- CIK Number
- 0001755657
- Filed Document
- 0001755657-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:34:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-09 11:22:53 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001738719
- Filed Document
- 0001738719-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:22:53 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 11:20:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719361
- Filed Document
- 0000919574-19-006313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:20:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 11:14:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755619
- Filed Document
- 0001483244-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:14:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 11:12:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755939
- Filed Document
- 0001755939-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:12:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 11:10:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001441058
- Filed Document
- 0001483244-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:10:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-09 11:08:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001770928
- Filed Document
- 0001790537-19-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-09 11:08:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 11:06:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001497587
- Filed Document
- 0001483244-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:06:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 11:01:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Milton H. Cohn, Jr., Matt H. Phillips, and Timothy P. Malarkey
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-053532
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:01:55 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-10-09 11:01:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-053531
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:01:10 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-10-09 11:00:41 UTC |
- Amount To Be Raised
- $830,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789943
- Filed Document
- 0001789943-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:00:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-09 11:00:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- David D Ehlert
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-053530
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:00:40 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-10-09 11:00:39 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788397
- Filed Document
- 0001788397-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:00:39 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2019-10-09 11:00:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bain Capital Distributors, LLC
- CIK Number
- 0001790060
- Filed Document
- 0001789504-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 11:00:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 10:59:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Liebeskind, Eric Naison-Phillips, and James D. Kaplan
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-053529
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 10:59:55 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-10-09 10:59:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Various Agents and Brodie D. Barnes
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-053528
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 10:59:25 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-10-09 10:58:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001737952
- Filed Document
- 0001483244-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 10:58:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 10:50:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001733735
- Filed Document
- 0001483244-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 10:50:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-09 10:49:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SILVER LEAF PARTNERS, LLC
- CIK Number
- 0001719403
- Filed Document
- 0001719403-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-09 10:49:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|