Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bunnyjuice, Inc. See All Filings	D	2019-10-16 14:48:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001716218 Filed Document 0001716218-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:48:30 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Invesco Global Targeted Returns Fund, a series of Invesco Multi Series Fund, LLC See All Filings	D/A	2019-10-16 14:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001671173 Filed Document 0001671173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quant Club Inc. See All Filings	D	2019-10-16 14:42:50 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001789718 Filed Document 0001789718-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:42:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar PRA Fund LLC See All Filings	D/A	2019-10-16 14:42:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687479 Filed Document 0001687479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:42:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VP Compliance Management, LLC See All Filings	D	2019-10-16 14:37:13 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers N/A CIK Number 0001790195 Filed Document 0001790195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:37:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Partnership Strategies Emerging Markets Fund, L.P. See All Filings	D/A	2019-10-16 14:34:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001755964 Filed Document 0001789504-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:34:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAI Las Vegas Hotel Partners, LLC See All Filings	D/A	2019-10-16 14:34:14 UTC
Amount To Be Raised $34,500,000 Associated Brokers / Dealers Emerson Equity CIK Number 0001784386 Filed Document 0001784386-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:34:14 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
MSD Real Estate Credit Opportunity Fund-C, L.P. See All Filings	D	2019-10-16 14:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790590 Filed Document 0001790592-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:33:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K5 Global Technology Fund, LP - Series Horizons Relativity Space See All Filings	D	2019-10-16 14:30:56 UTC
Amount To Be Raised $31,650,000 Associated Brokers / Dealers N/A CIK Number 0001790199 Filed Document 0001783648-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:30:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Cleveland #28 Joint Venture See All Filings	D	2019-10-16 14:30:32 UTC
Amount To Be Raised $2,860,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001791041 Filed Document 0001791041-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-16 14:30:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
MSD Real Estate Credit Opportunity Fund, L.P. See All Filings	D	2019-10-16 14:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790592 Filed Document 0001790592-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HH Ivy League Portfolio LLC See All Filings	D	2019-10-16 14:26:23 UTC
Amount To Be Raised $13,600,000 Associated Brokers / Dealers N/A CIK Number 0001791230 Filed Document 0001791230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:26:23 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Symetra Separate Account VL See All Filings	D	2019-10-16 14:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:24:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudneeti Corp See All Filings	D	2019-10-16 14:18:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001791143 Filed Document 0001791143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:18:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Self-Storage Portfolio VIII DST See All Filings	D/A	2019-10-16 14:15:59 UTC
Amount To Be Raised $97,179,813 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, Nationwide Planning Associates, Inc, AMERITAS INVESTMENT CORP., CABIN SECURITIES, INC., SAGEPOINT FINANCIAL, INC., MCDERMOTT INVESTMENT SERVICES, LLC, Avantax Investment Services Inc, Cetera Advisors, LLC, Crown Capital Securities L.P., Emerson Equity LLC, FSC Securities Corporation, Investacorp, Inc., Investment Planners, Inc., Kalos Capital, M Holdings Securities, Muriel Siebert & Co., Inc, RCX Capital Group LLC, Royal Alliance Associates, Inc., Tfs Securities, Inc., Triad Advisors, Inc., Vanderbilt Securities, LLC, WealthForge Securities LLC, and Woodbury Financial Services, Inc. CIK Number 0001786107 Filed Document 0001789375-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:15:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Rumi Partners LP See All Filings	D	2019-10-16 14:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791235 Filed Document 0001013594-19-000610 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:07:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stride Health, Inc. See All Filings	D	2019-10-16 14:04:55 UTC
Amount To Be Raised $10,999,988 Associated Brokers / Dealers N/A CIK Number 0001715050 Filed Document 0001715050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:04:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hobbs Bonded Fibers, LLC See All Filings	D/A	2019-10-16 14:04:46 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001648111 Filed Document 0001648111-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:04:46 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VP Compliance Holdings, LLC See All Filings	D	2019-10-16 14:02:40 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001790167 Filed Document 0001790167-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:02:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TruckPay, Inc. See All Filings	D/A	2019-10-16 14:02:18 UTC
Amount To Be Raised $1,990,000 Associated Brokers / Dealers N/A CIK Number 0001665483 Filed Document 0001665483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 14:02:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
JEWISH EDUCATIONAL SCHOLARSHIP SUPPORT II, LLC See All Filings	D	2019-10-16 13:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791062 Filed Document 0001791062-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-16 13:58:02 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
1798 TerreNeuve Fund Ltd See All Filings	D/A	2019-10-16 13:55:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756008 Filed Document 0001214659-19-006500 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:55:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1798 Q Fund Ltd See All Filings	D/A	2019-10-16 13:54:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755991 Filed Document 0001214659-19-006498 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:54:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convexity Scientific Inc. See All Filings	D	2019-10-16 13:52:54 UTC
Amount To Be Raised $14,875,000 Associated Brokers / Dealers N/A CIK Number 0001673474 Filed Document 0001673474-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:52:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FTF Funding Vehicle II, LLC See All Filings	D/A	2019-10-16 13:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716881 Filed Document 0001685575-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:48:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SJCO-Liberty Commons KS PSP, L.L.C. See All Filings	D	2019-10-16 13:46:48 UTC
Amount To Be Raised $40,857 Associated Brokers / Dealers N/A CIK Number 0001791066 Filed Document 0001791067-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:46:48 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
FTF LENDING, LLC See All Filings	D/A	2019-10-16 13:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jumpstart Securities, LLC CIK Number 0001685575 Filed Document 0001685575-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-16 13:42:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cavendish Systematic Fund See All Filings	D/A	2019-10-16 13:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707523 Filed Document 0001707523-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmell Therapeutics Corp See All Filings	D	2019-10-16 13:39:17 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Alere Financial Partners CIK Number 0001517941 Filed Document 0001517941-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:39:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
SJCO-Liberty Commons KS, L.L.C. See All Filings	D	2019-10-16 13:35:19 UTC
Amount To Be Raised $519,772 Associated Brokers / Dealers N/A CIK Number 0001791067 Filed Document 0001791067-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:35:19 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
ENDOTRONIX INC See All Filings	D/A	2019-10-16 13:30:48 UTC
Amount To Be Raised $70,045,943 Associated Brokers / Dealers N/A CIK Number 0001424668 Filed Document 0001424668-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:30:48 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
K5 Global Technology Fund, LP - Series Horizons Boring See All Filings	D/A	2019-10-16 13:22:19 UTC
Amount To Be Raised $10,249,998 Associated Brokers / Dealers N/A CIK Number 0001783648 Filed Document 0001783648-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agents Reinsurance Co See All Filings	D	2019-10-16 13:15:50 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0000818197 Filed Document 0001567619-19-019617 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:15:50 UTC Type of Offering D Industry Insurance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SOSV IV-A LP See All Filings	D/A	2019-10-16 13:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753921 Filed Document 0001753921-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Security Analysis Fund LLC See All Filings	D/A	2019-10-16 13:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686751 Filed Document 0001686751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Colt Ranch & Land Partners II LP See All Filings	D	2019-10-16 13:11:28 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001791218 Filed Document 0001791218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:11:28 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series See All Filings	D/A	2019-10-16 13:07:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559453 Filed Document 0001559453-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:07:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Roadmap Corsa LP IV (U.S. & Offshore) See All Filings	D	2019-10-16 13:00:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790603 Filed Document 0001790603-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 13:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEXY, LLC See All Filings	C	2019-10-16 12:51:41 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001789189 Filed Document 0001665160-19-001022 Accepted Date 2019-10-16 12:51:41 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Virgil Sigma Fund, LP See All Filings	D/A	2019-10-16 12:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734133 Filed Document 0001734133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:47:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CALIBRE MINING CORP. See All Filings	D	2019-10-16 12:39:10 UTC
Amount To Be Raised $67,959 Associated Brokers / Dealers CANACCORD GENUITY LLC CIK Number 0001280797 Filed Document 0001062993-19-003916 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:39:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Specialty Fund, L.P. See All Filings	D/A	2019-10-16 12:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001656061 Filed Document 0000950103-19-013897 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:33:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Astignes Asia Rates Compass Fund Ltd. See All Filings	D	2019-10-16 12:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Debra Pipines CIK Number 0001788589 Filed Document 0000919574-19-006442 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:28:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kingsmen Resources Ltd. See All Filings	D	2019-10-16 12:28:03 UTC
Amount To Be Raised $113,268 Associated Brokers / Dealers N/A CIK Number 0001191832 Filed Document 0001567619-19-019576 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:28:03 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio IX DST See All Filings	D/A	2019-10-16 12:24:47 UTC
Amount To Be Raised $17,857,732 Associated Brokers / Dealers Inland Securities Corporation, Mc Dermott Investment Services, LLC, WealthForge Securities LLC, RCX Capital Group LLC, Concorde Investment Services, LLC, JRL Capital Corporation, Cambridge Investment Research, Arkadios Capital, Westpark Capital Inc, Avantax Investment Services Inc, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Colorado Financial Service Corp, Independent Financial Group, LLC, Triad Advisors, Inc., and DFPG Investments, Inc. CIK Number 0001789375 Filed Document 0001789375-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:24:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
White Oak Fixed Income Fund C, L.P. See All Filings	D/A	2019-10-16 12:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623617 Filed Document 0001623617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Street One LLC See All Filings	D	2019-10-16 12:21:41 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001790643 Filed Document 0001790643-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:21:41 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
IEQ Capital Access Fund - FP Credit Partners (TE), L.P. See All Filings	D	2019-10-16 12:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790377 Filed Document 0000897069-19-000458 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:10:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fluidex Family & Friends Forex Fund See All Filings	D	2019-10-16 12:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph J. Pantella, IV CIK Number 0001791136 Filed Document 0001791136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:06:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
III Convex Strategies Fund L.P. See All Filings	D/A	2019-10-16 12:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001719705 Filed Document 0001719705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-16 12:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund