|
|
D/A |
2017-11-06 13:59:21 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687514
- Filed Document
- 0001687514-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:59:21 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-11-06 13:58:23 UTC |
- Amount To Be Raised
- $79,848
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480313
- Filed Document
- 0001534122-17-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:58:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 13:52:05 UTC |
- Amount To Be Raised
- $1,042,895
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553251
- Filed Document
- 0001553251-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:52:05 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 13:50:36 UTC |
- Amount To Be Raised
- $6,261,156
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703413
- Filed Document
- 0001231919-17-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:50:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 13:41:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688646
- Filed Document
- 0001688646-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:41:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 13:41:08 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668467
- Filed Document
- 0001668467-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:41:08 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 13:40:43 UTC |
- Amount To Be Raised
- $8,649,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721788
- Filed Document
- 0001721788-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:40:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-06 13:40:27 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688813
- Filed Document
- 0001688813-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:40:27 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 13:40:01 UTC |
- Amount To Be Raised
- $3,495,147
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721730
- Filed Document
- 0001721730-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:40:01 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 13:36:42 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721313
- Filed Document
- 0001721313-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:36:42 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 13:33:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679884
- Filed Document
- 0001679884-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:33:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-06 13:30:59 UTC |
- Amount To Be Raised
- $3,210,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631845
- Filed Document
- 0001631845-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 13:30:59 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-11-06 12:44:49 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651938
- Filed Document
- 0001651938-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:44:49 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-11-06 12:44:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679881
- Filed Document
- 0001679881-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:44:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-06 12:35:56 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- Aqueduct Capital Group
- CIK Number
- 0001706942
- Filed Document
- 0001706942-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:35:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 12:34:27 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721520
- Filed Document
- 0001721520-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:34:27 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2017-11-06 12:27:52 UTC |
- Amount To Be Raised
- $2,975,000
- Associated Brokers / Dealers
- Network 1 Financial Securities, Inc.
- CIK Number
- 0001713832
- Filed Document
- 0001713832-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:27:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 12:21:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BLUE SAND SECURITIES LLC
- CIK Number
- 0001619002
- Filed Document
- 0001636587-17-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:21:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 12:12:59 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721484
- Filed Document
- 0001209191-17-059367
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:12:59 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 12:10:34 UTC |
- Amount To Be Raised
- $6,534,694
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688071
- Filed Document
- 0001715994-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:10:34 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 12:07:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689307
- Filed Document
- 0000919574-17-007579
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:07:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 12:02:10 UTC |
- Amount To Be Raised
- $1,315,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721034
- Filed Document
- 0001721034-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:02:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 12:00:29 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721766
- Filed Document
- 0001721766-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:00:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 11:59:50 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668359
- Filed Document
- 0001668359-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:59:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 11:59:39 UTC |
- Amount To Be Raised
- $959,330
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721564
- Filed Document
- 0001015325-17-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:59:39 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Kotak Advantage Fund -I (Segregated Portfolio of K Opportunities Fund SPC)
See All Filings
|
D/A |
2017-11-06 11:59:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kotak Mahindra Inc.
- CIK Number
- 0001591960
- Filed Document
- 0001591960-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:59:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-06 11:55:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001476041
- Filed Document
- 0000947871-17-000880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:55:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 11:46:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657388
- Filed Document
- 0000950103-17-010854
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:46:16 UTC
- Type of Offering
- D/A
- Industry
- Construction
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 11:32:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services
- CIK Number
- 0001404013
- Filed Document
- 0000350797-17-000107
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:32:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 11:04:48 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721761
- Filed Document
- 0001721761-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:04:48 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 10:54:41 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688526
- Filed Document
- 0001688526-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:54:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 10:53:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587702
- Filed Document
- 0001587702-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:53:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-11-06 10:34:04 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001720687
- Filed Document
- 0001720687-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:34:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 10:31:54 UTC |
- Amount To Be Raised
- $45,200,232
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000814457
- Filed Document
- 0000897069-17-000543
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:31:54 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-06 10:30:51 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621479
- Filed Document
- 0001621479-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:30:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 10:04:57 UTC |
- Amount To Be Raised
- $5,556,854
- Associated Brokers / Dealers
- Louis Garb
- CIK Number
- 0001721232
- Filed Document
- 0001721232-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:04:57 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:54:14 UTC |
- Amount To Be Raised
- $38,115
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001331084
- Filed Document
- 0001331084-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:54:14 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:51:31 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708657
- Filed Document
- 0001708657-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:51:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:44:00 UTC |
- Amount To Be Raised
- $165,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001330633
- Filed Document
- 0001330633-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:44:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:34:41 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718374
- Filed Document
- 0001718374-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:34:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:23:57 UTC |
- Amount To Be Raised
- $10,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721281
- Filed Document
- 0001192482-17-000270
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:23:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:18:07 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720319
- Filed Document
- 0001720319-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:18:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-06 09:15:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721453
- Filed Document
- 0001721453-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:15:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-03 19:58:20 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721486
- Filed Document
- 0001721486-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:58:20 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-03 19:54:50 UTC |
- Amount To Be Raised
- $17,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720358
- Filed Document
- 0001720358-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:54:50 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-11-03 19:54:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721419
- Filed Document
- 0001721419-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:54:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-03 19:42:26 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707315
- Filed Document
- 0001707315-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:42:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-03 19:20:49 UTC |
- Amount To Be Raised
- $9,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721704
- Filed Document
- 0001721704-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:20:49 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-03 19:08:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719926
- Filed Document
- 0001719926-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:08:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-03 18:27:08 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689260
- Filed Document
- 0001689260-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 18:27:08 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|