Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rockwood Income & Credit Partners, L.P. See All Filings	D/A	2017-11-08 10:50:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689598 Filed Document 0001689598-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:50:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VENTURE FINANCING XII LLC See All Filings	D	2017-11-08 10:48:45 UTC
Amount To Be Raised $2,746,500 Associated Brokers / Dealers N/A CIK Number 0001721816 Filed Document 0001140361-17-041496 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:48:45 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ESG Domestic Opportunity Offshore Fund Ltd. See All Filings	D/A	2017-11-08 10:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518305 Filed Document 0000919574-17-007625 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Fund LP See All Filings	D/A	2017-11-08 10:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675570 Filed Document 0000919574-17-007623 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Offshore Fund Ltd. See All Filings	D/A	2017-11-08 10:41:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675505 Filed Document 0000919574-17-007621 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:41:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TriSpan RS YB LLC See All Filings	D	2017-11-08 10:40:30 UTC
Amount To Be Raised $24,405,233 Associated Brokers / Dealers N/A CIK Number 0001722001 Filed Document 0001722001-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:40:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRED-Jade, LLC See All Filings	D	2017-11-08 10:37:12 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001722090 Filed Document 0001722090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:37:12 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
ESG Nexus Offshore Fund Ltd See All Filings	D/A	2017-11-08 10:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610942 Filed Document 0000919574-17-007617 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:36:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Nexus Fund LP See All Filings	D/A	2017-11-08 10:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552343 Filed Document 0000919574-17-007615 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:30:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARC One Lititz Partners LP See All Filings	D	2017-11-08 10:18:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001718883 Filed Document 0001718883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 10:18:31 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Package Solutions, Inc. See All Filings	D	2017-11-08 09:36:49 UTC
Amount To Be Raised $1,420,000 Associated Brokers / Dealers N/A CIK Number 0001720220 Filed Document 0001720220-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 09:36:49 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Intervention Insights, Inc. See All Filings	D	2017-11-08 09:36:42 UTC
Amount To Be Raised $4,163,750 Associated Brokers / Dealers N/A CIK Number 0001526643 Filed Document 0001526643-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 09:36:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Apax Digital Co-Investment L.P. See All Filings	D	2017-11-08 09:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719973 Filed Document 0001719973-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 09:29:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headwater Holdings LLC See All Filings	D	2017-11-08 09:24:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001721786 Filed Document 0001721786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 09:24:18 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trend Capital Gaucho Offshore LP See All Filings	D/A	2017-11-08 06:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684342 Filed Document 0000902664-17-004227 Exclusions or Exemptions 506b Accepted Date 2017-11-08 06:24:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Capital Gaucho Fund LP See All Filings	D/A	2017-11-08 06:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684343 Filed Document 0000902664-17-004226 Exclusions or Exemptions 506b Accepted Date 2017-11-08 06:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toccata Capital Fund See All Filings	D/A	2017-11-07 20:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001523873 Filed Document 0001523873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 20:58:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bambino Topco Inc. See All Filings	D	2017-11-07 18:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719235 Filed Document 0001719235-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:57:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fortem Resources Inc. See All Filings	D	2017-11-07 18:57:07 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001085037-17-000131 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:57:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RAI Coral Flats LLC See All Filings	D	2017-11-07 18:55:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001721724 Filed Document 0001721724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:55:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Primmune Therapeutics, Inc. See All Filings	D	2017-11-07 18:53:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001721931 Filed Document 0001683168-17-002861 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:53:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BT Opportunity Fund, L.P. See All Filings	D/A	2017-11-07 18:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666340 Filed Document 0001666340-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medical Value Opportunity Fund, LP See All Filings	D/A	2017-11-07 18:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655838 Filed Document 0001655838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DMG Blockchain Solutions Inc See All Filings	D	2017-11-07 18:45:25 UTC
Amount To Be Raised $32,544 Associated Brokers / Dealers Dan Reitzik CIK Number 0001719754 Filed Document 0001719754-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:45:25 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DarkOwl, LLC See All Filings	D	2017-11-07 18:34:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669293 Filed Document 0001669293-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:34:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TPEG Partners Capital III, LLC See All Filings	D	2017-11-07 18:31:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TPEG Securities, LLC CIK Number 0001721842 Filed Document 0001721842-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:31:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SEI VI, LLC See All Filings	D	2017-11-07 18:29:05 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001721015 Filed Document 0001721015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Bungalows, LLC See All Filings	D	2017-11-07 18:24:18 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001721969 Filed Document 0001721969-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 18:24:18 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Black Dragon Capital L.P., Series Nine A See All Filings	D	2017-11-07 17:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718070 Filed Document 0001718070-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:51:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVER RIM USA LIMITED PARTNERSHIP See All Filings	D/A	2017-11-07 17:48:31 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001700086 Filed Document 0001085037-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:48:31 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Thin Film Electronics ASA See All Filings	D	2017-11-07 17:44:55 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001630511 Filed Document 0001630511-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:44:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NORWAY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Houston Ventures IV, L.P. See All Filings	D	2017-11-07 17:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721334 Filed Document 0001721334-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:40:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEP VI Associates, LLC See All Filings	D	2017-11-07 17:31:16 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001721022 Filed Document 0001721022-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:31:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Val Fund Storage III, LLC See All Filings	D	2017-11-07 17:25:06 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001721612 Filed Document 0001721612-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:25:06 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Target Data, Inc. See All Filings	D	2017-11-07 17:17:52 UTC
Amount To Be Raised $1,132,000 Associated Brokers / Dealers N/A CIK Number 0001512686 Filed Document 0001512686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:17:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Seidler Equity Partners VI, L.P. See All Filings	D	2017-11-07 17:15:16 UTC
Amount To Be Raised $554,000,000 Associated Brokers / Dealers N/A CIK Number 0001721025 Filed Document 0001721025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:15:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Giant, Inc. See All Filings	D	2017-11-07 17:13:29 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001590152 Filed Document 0001590152-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:13:29 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blackstone Property Partners L.P. See All Filings	D/A	2017-11-07 17:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, and bfinance UK Limited CIK Number 0001623650 Filed Document 0001623650-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 17:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIGITAL POWER CORP See All Filings	D	2017-11-07 16:58:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0000896493 Filed Document 0001437749-17-018551 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:58:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
La'au Pono Inc. See All Filings	D	2017-11-07 16:58:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001718379 Filed Document 0001718379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:58:43 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Hoth Therapeutics, Inc. See All Filings	D	2017-11-07 16:54:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001711786 Filed Document 0001213900-17-011517 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:54:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RJR Technologies, Inc. See All Filings	D	2017-11-07 16:46:52 UTC
Amount To Be Raised $8,044,475 Associated Brokers / Dealers N/A CIK Number 0001721485 Filed Document 0001721485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:46:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
nFusz, Inc. See All Filings	D	2017-11-07 16:43:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-17-012534 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:43:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ocean Top Fund 1 See All Filings	D	2017-11-07 16:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721751 Filed Document 0001721751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:43:47 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Blue Bear Ventures Fund I, L.P. See All Filings	D	2017-11-07 16:40:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001721945 Filed Document 0001721945-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:40:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Property Partners F.1 L.P. See All Filings	D/A	2017-11-07 16:39:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, Compass Group Global Advisors S.A., and bfinance UK Limited CIK Number 0001623756 Filed Document 0001623756-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:39:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Auburn Student Investments, LLC See All Filings	D	2017-11-07 16:36:50 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers N/A CIK Number 0001721337 Filed Document 0001721337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:36:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2017 A Drilling Fund LP See All Filings	D/A	2017-11-07 16:34:11 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001708870 Filed Document 0001708870-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:34:11 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Blackstone Property Partners F.2 L.P. See All Filings	D/A	2017-11-07 16:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, Compass Group Global Advisors S.A., and bfinance UK Limited CIK Number 0001623757 Filed Document 0001623757-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:32:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oleander Medical Technologies LLC See All Filings	D/A	2017-11-07 16:19:06 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001591185 Filed Document 0001591185-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-07 16:19:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Debt