Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Soluble Systems LLC See All Filings	D	2017-11-09 16:03:40 UTC
Amount To Be Raised $28,250,000 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001419632 Filed Document 0001419632-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:03:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SOCIAL REALITY, Inc. See All Filings	D	2017-11-09 16:01:08 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Chardan Capital Markets, LLC and Colorado Financial Service Corporation CIK Number 0001538217 Filed Document 0001553350-17-001193 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:01:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Farm to Farma, Inc. See All Filings	D	2017-11-09 15:59:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001719641 Filed Document 0001376474-17-000299 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:59:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
P.A.W. FAF, L.P. See All Filings	D/A	2017-11-09 15:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503157 Filed Document 0000919574-17-007686 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:56:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OnyxPoint Permian Equity Feeder II LLC See All Filings	D	2017-11-09 15:53:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001721162 Filed Document 0001721162-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Emulate, Inc. See All Filings	D	2017-11-09 15:52:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614538 Filed Document 0001614538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:52:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Data Markets, Inc. See All Filings	D/A	2017-11-09 15:51:28 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001613714 Filed Document 0001613714-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:51:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OnyxPoint Permian Equity II LP See All Filings	D	2017-11-09 15:49:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001721170 Filed Document 0001721170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:49:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Temnein Ventures II, L.P. See All Filings	D/A	2017-11-09 15:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689686 Filed Document 0001689686-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NephTrack LLC See All Filings	D	2017-11-09 15:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001721975 Filed Document 0001721975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:38:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
1868 Univeritas Fund LP See All Filings	D	2017-11-09 15:36:51 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001721783 Filed Document 0001721783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:36:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNDEVRX INC See All Filings	D/A	2017-11-09 15:35:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Bernhard Hoffmann and Gligor Tashkovich CIK Number 0001455364 Filed Document 0001455364-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:35:51 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Disruptive Innovation Offshore Fund LP See All Filings	D/A	2017-11-09 15:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PEACE FIELD LIMITED CIK Number 0001555934 Filed Document 0001555934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:33:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB INFRASTRUCTURE INVESTMENT GROUP 66, LP See All Filings	D	2017-11-09 15:32:43 UTC
Amount To Be Raised $30,250,000 Associated Brokers / Dealers CMB Swiss Co GmbH and Prevail Capital, LLC CIK Number 0001721177 Filed Document 0001721177-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:32:43 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PhyzData Holdings, LLC See All Filings	D	2017-11-09 15:24:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001721967 Filed Document 0001721967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:24:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Vista Offshore, Ltd. See All Filings	D/A	2017-11-09 15:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561753 Filed Document 0001561753-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:24:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Value Equity Fund, a series of iCapital Global Access Partnership I, L.P. See All Filings	D/A	2017-11-09 15:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657069 Filed Document 0001657069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:18:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptive Innovation Fund, L.P. See All Filings	D/A	2017-11-09 15:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620257 Filed Document 0001620257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:16:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anthera Pharmaceuticals Inc See All Filings	D	2017-11-09 15:15:53 UTC
Amount To Be Raised $2,883,421 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001316175 Filed Document 0001316175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:15:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Napa Valley Fume, LLC See All Filings	D	2017-11-09 15:12:03 UTC
Amount To Be Raised $1,256,800 Associated Brokers / Dealers N/A CIK Number 0001720918 Filed Document 0001720918-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:12:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ceres Farmland, LLC See All Filings	D	2017-11-09 15:10:57 UTC
Amount To Be Raised $50,125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001720584 Filed Document 0001720584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:10:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2017 - Charlesbank IX, LLLP See All Filings	D	2017-11-09 15:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717223 Filed Document 0001717206-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:07:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montrose Investors, LLC See All Filings	D	2017-11-09 15:04:05 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001722179 Filed Document 0001722173-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:04:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NBD Nanotechnologies Inc. See All Filings	D	2017-11-09 15:02:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001589304 Filed Document 0001589304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:02:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2017 - Blue Water Aggregates Fund, LLLP See All Filings	D	2017-11-09 14:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717206 Filed Document 0001717206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core, Inc. See All Filings	D/A	2017-11-09 14:59:22 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-17-011652 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:59:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Catenary Alternatives Partners Ltd See All Filings	D/A	2017-11-09 14:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001557618 Filed Document 0000919574-17-007684 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LinkSquares, Inc. See All Filings	D	2017-11-09 14:49:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722207 Filed Document 0001722207-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:49:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
45th Parallel Capital, L.P. See All Filings	D	2017-11-09 14:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721572 Filed Document 0001721572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:39:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gelest Intermediate Holdings, Inc. See All Filings	D	2017-11-09 14:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703286 Filed Document 0000895345-17-000330 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:32:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gar76 See All Filings	D	2017-11-09 14:28:58 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:28:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2017-11-09 14:26:29 UTC
Amount To Be Raised $1,669,077 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:26:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Foxhaven Capital (Offshore), Ltd. See All Filings	D/A	2017-11-09 14:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590530 Filed Document 0001590530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:24:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockhouse Partners Offshore Fund Ltd. See All Filings	D/A	2017-11-09 14:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689846 Filed Document 0000919574-17-007682 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
University Townhomes Tucson, LLC See All Filings	D	2017-11-09 14:23:57 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001722173 Filed Document 0001722173-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:23:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ceres Farmland Holdings, LP See All Filings	D	2017-11-09 14:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720576 Filed Document 0001720576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:23:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Hardman Johnston International Equity Fund I, L.P. See All Filings	D/A	2017-11-09 14:21:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings, Inc. CIK Number 0001439938 Filed Document 0001473541-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:21:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Streamlined Opportunity Fund I, L.P. See All Filings	D	2017-11-09 14:19:10 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001722195 Filed Document 0001722195-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:19:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blockhouse Partners Fund LP See All Filings	D/A	2017-11-09 14:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689799 Filed Document 0000919574-17-007680 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALTUM CREDIT EUROPEAN FUND II, L.P. See All Filings	D/A	2017-11-09 14:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657813 Filed Document 0000919574-17-007678 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hardman Johnston Capital Partners Fund I, L.P. See All Filings	D/A	2017-11-09 14:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473541 Filed Document 0001473541-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tregan Energy Partners, L.P. See All Filings	D	2017-11-09 14:00:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722094 Filed Document 0001722094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:00:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Island LevArb Fund, LP See All Filings	D	2017-11-09 13:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720815 Filed Document 0001013594-17-000770 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:57:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
CGMT Parallel REIT, L.P. See All Filings	D	2017-11-09 13:55:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001722208 Filed Document 0001722208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:55:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Calera Capital Partners V, L.P. See All Filings	D/A	2017-11-09 13:49:53 UTC
Amount To Be Raised $519,279,000 Associated Brokers / Dealers UBS Securities LLC and Mercury Capital Advisors, LLC CIK Number 0001649880 Filed Document 0001649880-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:49:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROGENITY, INC. See All Filings	D	2017-11-09 13:44:59 UTC
Amount To Be Raised $55,000,001 Associated Brokers / Dealers N/A CIK Number 0001580063 Filed Document 0001580063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:44:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foxhaven Capital, LP See All Filings	D/A	2017-11-09 13:44:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590528 Filed Document 0001590528-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:44:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Art Craft Entertainment, Inc. See All Filings	D	2017-11-09 13:40:46 UTC
Amount To Be Raised $2,143,335 Associated Brokers / Dealers N/A CIK Number 0001611945 Filed Document 0001611945-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:40:46 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orestone Mining Corp. See All Filings	D	2017-11-09 13:33:32 UTC
Amount To Be Raised $50,113 Associated Brokers / Dealers N/A CIK Number 0001481857 Filed Document 0001140361-17-041743 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:33:32 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
METHODOLOGY PUTS FUND A LTD. See All Filings	D	2017-11-09 13:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722233 Filed Document 0001722233-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity