Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Worcester Investments, LLC See All Filings	D	2019-10-22 18:14:02 UTC
Amount To Be Raised $6,337,457 Associated Brokers / Dealers N/A CIK Number 0001613112 Filed Document 0001791888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 18:14:02 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Rockpapr LLC See All Filings	D	2019-10-22 18:10:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001791806 Filed Document 0001791806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 18:10:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riverpoint Historic Boylan, LLC See All Filings	D	2019-10-22 18:00:39 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001791636 Filed Document 0001791636-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 18:00:39 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Fund EQ-EDF, a series of Equidate Investments LLC See All Filings	D/A	2019-10-22 17:47:08 UTC
Amount To Be Raised $5,524,348 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001689622 Filed Document 0001779235-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klaris Corp See All Filings	D/A	2019-10-22 17:42:53 UTC
Amount To Be Raised $6,997,530 Associated Brokers / Dealers N/A CIK Number 0001735812 Filed Document 0001735812-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:42:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NICE Recovery Systems LLC See All Filings	D	2019-10-22 17:31:51 UTC
Amount To Be Raised $2,433,927 Associated Brokers / Dealers N/A CIK Number 0001791551 Filed Document 0001791551-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:31:51 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Propel (Carbon), LLC See All Filings	D/A	2019-10-22 17:23:20 UTC
Amount To Be Raised $388,000 Associated Brokers / Dealers N/A CIK Number 0001777944 Filed Document 0001779235-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DiaTech Diabetic Technologies, Inc. See All Filings	D	2019-10-22 17:21:20 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001777968 Filed Document 0001777968-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:21:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TPEG Ventana LLC See All Filings	D	2019-10-22 17:17:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001791362 Filed Document 0001791365-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:17:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AHR, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-10-22 17:14:34 UTC
Amount To Be Raised $816,891 Associated Brokers / Dealers N/A CIK Number 0001754711 Filed Document 0001779235-19-000007 Exclusions or Exemptions 506c Accepted Date 2019-10-22 17:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSG Agri Holdings LLC See All Filings	D	2019-10-22 17:14:33 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001791968 Filed Document 0001791968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:14:33 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CRP Nomad LLC See All Filings	D/A	2019-10-22 17:13:41 UTC
Amount To Be Raised $33,100,000 Associated Brokers / Dealers Saxony Securities Inc., MD Global Partners LLC, Wunderlich Securities Inc., Stonehaven LLC, and MMA - Mentor Alternative Advisors LLC CIK Number 0001733623 Filed Document 0001733623-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-22 17:13:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CENTRAL PROCESSORS INC. See All Filings	D	2019-10-22 17:05:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001771405 Filed Document 0001771405-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:05:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ForestAu Green LLC See All Filings	D	2019-10-22 17:04:33 UTC
Amount To Be Raised $22,095,000 Associated Brokers / Dealers N/A CIK Number 0001790226 Filed Document 0001790226-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-22 17:04:33 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Fund EQ-JFX, a series of Equidate Investments LLC See All Filings	D/A	2019-10-22 17:02:19 UTC
Amount To Be Raised $4,009,692 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001711896 Filed Document 0001779235-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:02:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hidden Ridge Investment LLC See All Filings	D	2019-10-22 17:01:16 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001791633 Filed Document 0001791633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 17:01:16 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mission Value Global Fund, L.P. See All Filings	D/A	2019-10-22 16:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589401 Filed Document 0001589401-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endless Fields, LLC See All Filings	D	2019-10-22 16:57:19 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001790659 Filed Document 0001790659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:57:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BREWDOG USA INC. See All Filings	1-A/A	2019-10-22 16:56:04 UTC
Amount To Be Raised $39,000,000 Associated Brokers / Dealers Cuttone & Co. LLC CIK Number 0001646269 Filed Document 0001646269-19-000007 Accepted Date 2019-10-22 16:56:04 UTC Type of Offering 1-A/A Industry WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $12,436,722 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
WOZ II, a Series of SV Links Angels I, LLC See All Filings	D/A	2019-10-22 16:55:21 UTC
Amount To Be Raised $336,500 Associated Brokers / Dealers N/A CIK Number 0001788549 Filed Document 0001779235-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:55:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AndMark Investment Fund V, LLC See All Filings	D	2019-10-22 16:54:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001791881 Filed Document 0001791881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:54:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Danburg Investors, LLC See All Filings	D	2019-10-22 16:53:39 UTC
Amount To Be Raised $5,687,000 Associated Brokers / Dealers N/A CIK Number 0001791430 Filed Document 0001791430-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 16:53:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
CENTRAL PROCESSORS INC. See All Filings	D/A	2019-10-22 16:50:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001771405 Filed Document 0001771405-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:50:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Trinity Cincinnati Governors Pointe LLC See All Filings	D	2019-10-22 16:49:32 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001791475 Filed Document 0001791365-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:49:32 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Trinity Beach Investors LLC See All Filings	D	2019-10-22 16:47:11 UTC
Amount To Be Raised $1,415,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001791472 Filed Document 0001791365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:47:11 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HealthpointCapital Partners IV, L.P. See All Filings	D/A	2019-10-22 16:46:34 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Cue Capital Limited Partnership and Papamarkou Wellner & Company, Inc. CIK Number 0001756275 Filed Document 0001756275-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 16:46:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fund EQ-CRJ, a series of Equidate Investments LLC See All Filings	D/A	2019-10-22 16:46:00 UTC
Amount To Be Raised $962,411 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001715179 Filed Document 0001779235-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund XIV Cayman Feeder, LP See All Filings	D/A	2019-10-22 16:43:46 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001781224 Filed Document 0001781224-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mission Value Japan Fund Offshore Ltd. See All Filings	D/A	2019-10-22 16:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493785 Filed Document 0001493785-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:36:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series 6, a Series of Seafront Technology Fund Series LLC See All Filings	D/A	2019-10-22 16:31:34 UTC
Amount To Be Raised $5,461,566 Associated Brokers / Dealers N/A CIK Number 0001758943 Filed Document 0001779235-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:31:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Value Japan Fund, L.P. See All Filings	D/A	2019-10-22 16:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493786 Filed Document 0001493786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:30:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund XIV, LP See All Filings	D/A	2019-10-22 16:28:53 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Platypus Partners Ltd CIK Number 0001782121 Filed Document 0001782121-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ILY Holdings, LLC See All Filings	D	2019-10-22 16:26:48 UTC
Amount To Be Raised $10,341,421 Associated Brokers / Dealers N/A CIK Number 0001703805 Filed Document 0001209191-19-053775 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:26:48 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EDISON NATION, INC. See All Filings	D	2019-10-22 16:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001717556 Filed Document 0001104659-19-055553 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:25:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LyGenesis Inc. See All Filings	D	2019-10-22 16:20:44 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001739872 Filed Document 0000898432-19-001281 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:20:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Opus 12, a series of Tortoise and Hare Ventures LLC See All Filings	D	2019-10-22 16:17:56 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001788165 Filed Document 0001779235-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:17:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DXE 415 W 10th, LLC See All Filings	D	2019-10-22 16:17:18 UTC
Amount To Be Raised $1,445,000 Associated Brokers / Dealers N/A CIK Number 0001791945 Filed Document 0001791945-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 16:17:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
83North FXV Limited Partnership See All Filings	D/A	2019-10-22 15:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789968 Filed Document 0001789968-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcutis Biotherapeutics, Inc. See All Filings	D	2019-10-22 15:56:01 UTC
Amount To Be Raised $94,500,000 Associated Brokers / Dealers N/A CIK Number 0001787306 Filed Document 0001787306-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:56:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hillstone Fry #4H Joint Venture See All Filings	D	2019-10-22 15:54:37 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001791890 Filed Document 0001791890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:54:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
S2A Opportunity Zone Fund, LP See All Filings	D	2019-10-22 15:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784719 Filed Document 0001784719-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 15:53:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cohort 5, a Series of Venture University Master, LLC See All Filings	D/A	2019-10-22 15:47:29 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001786527 Filed Document 0001779235-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:47:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plouton Datacenter I, Inc. See All Filings	D	2019-10-22 15:46:17 UTC
Amount To Be Raised $35,300,000 Associated Brokers / Dealers SDDco Brokerage Advisors LLC CIK Number 0001791701 Filed Document 0001791701-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 15:46:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambling Investments, LLC See All Filings	D	2019-10-22 15:41:52 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001790418 Filed Document 0001790418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:41:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuLegacy Gold Corp See All Filings	D	2019-10-22 15:31:54 UTC
Amount To Be Raised $740,689 Associated Brokers / Dealers Cormark Securities (USA) Limited and Canaccord Genuity Corp CIK Number 0001502758 Filed Document 0001502758-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:31:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silverton Opportunities Entrepreneurs I, L.P. See All Filings	D	2019-10-22 15:29:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001791071 Filed Document 0001791071-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:29:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASG Enhanced Income Fund, LP See All Filings	D	2019-10-22 15:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786438 Filed Document 0001786438-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:24:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Co-Invest Fund II Ltd. See All Filings	D	2019-10-22 15:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790917 Filed Document 0001315863-19-000866 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:19:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Co-Invest Fund II LP See All Filings	D	2019-10-22 15:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790869 Filed Document 0001315863-19-000865 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:12:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
8500 Balboa PV, LLC See All Filings	D	2019-10-22 15:07:41 UTC
Amount To Be Raised $5,765,420 Associated Brokers / Dealers N/A CIK Number 0001791902 Filed Document 0001791902-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-22 15:07:41 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity