Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WJA Alternative Investment Strategies I, LLC, Series I-9 See All Filings	D/A	2017-11-14 14:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501114 Filed Document 0001104659-17-068432 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:13:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
WJA Alternative Investment Strategies I, LLC, Series I-8 See All Filings	D/A	2017-11-14 14:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501115 Filed Document 0001104659-17-068431 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:12:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
WJA Alternative Investment Strategies I, LLC, Series I-7 See All Filings	D/A	2017-11-14 14:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501116 Filed Document 0001104659-17-068430 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:12:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
WJA Alternative Investment Strategies I, LLC, Series I-2 See All Filings	D/A	2017-11-14 14:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501121 Filed Document 0001104659-17-068429 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
CSSAF Coinvestment, LP See All Filings	D/A	2017-11-14 14:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617729 Filed Document 0001140361-17-042636 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CIEP Coinvestment B, LP See All Filings	D/A	2017-11-14 14:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617711 Filed Document 0001140361-17-042635 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:06:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Vernier Offshore Fund, Ltd. See All Filings	D/A	2017-11-14 14:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657934 Filed Document 0000919574-17-008042 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CIEP Co-Investment, L.P. See All Filings	D/A	2017-11-14 14:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587979 Filed Document 0001140361-17-042633 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CFH DistrictBR Partners, L.P. See All Filings	D	2017-11-14 14:03:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722669 Filed Document 0001140361-17-042631 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:03:58 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bridge City Capital LLC See All Filings	D	2017-11-14 14:01:07 UTC
Amount To Be Raised $137,500 Associated Brokers / Dealers N/A CIK Number 0001630262 Filed Document 0001630262-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:01:07 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Cansortium Holdings LLC See All Filings	D	2017-11-14 13:55:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc., The Benchmark Company, LLC, M Partners, and Richardson GMP CIK Number 0001722334 Filed Document 0001477932-17-005563 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:55:26 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
One01 Capital Partners, L.P. See All Filings	D	2017-11-14 13:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722633 Filed Document 0000935836-17-000535 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:55:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talaus Technology Inc. See All Filings	D/A	2017-11-14 13:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560745 Filed Document 0001560745-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:52:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Raine Liquid Master Fund LP See All Filings	D/A	2017-11-14 13:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562220 Filed Document 0001562220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eaton Vance Floating Rate Completion Fund LLC See All Filings	D/A	2017-11-14 13:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001590645 Filed Document 0000350797-17-000109 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomous Partners LP See All Filings	D	2017-11-14 13:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722025 Filed Document 0001722025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:41:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 189 See All Filings	D	2017-11-14 13:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001722523 Filed Document 0001722523-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:37:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sendero Ridge Kerrville, LP See All Filings	D	2017-11-14 13:34:19 UTC
Amount To Be Raised $4,528,500 Associated Brokers / Dealers IINTO INVESTMENTS LTD. CIK Number 0001722268 Filed Document 0001722268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:34:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Riverstone AMR Partners, L.P. See All Filings	D	2017-11-14 13:30:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720755 Filed Document 0001140361-17-042611 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:30:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cinch Technologies, Inc. See All Filings	D	2017-11-14 13:26:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001722368 Filed Document 0001722368-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:26:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SMIB1, LLC See All Filings	D	2017-11-14 13:26:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722601 Filed Document 0001722601-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:26:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NEW MOUNTAIN VANTAGE (CAYMAN), LTD. See All Filings	D/A	2017-11-14 13:23:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KPG Capital Partners, LLC CIK Number 0001445819 Filed Document 0000950142-17-002025 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:23:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW MOUNTAIN VANTAGE, L.P. See All Filings	D/A	2017-11-14 13:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349525 Filed Document 0000950142-17-002024 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW MOUNTAIN VANTAGE LO, L.P. See All Filings	D/A	2017-11-14 13:22:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445818 Filed Document 0000950142-17-002023 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:22:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eFormed Partners, LLC See All Filings	D	2017-11-14 13:22:13 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001678900 Filed Document 0001678900-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:22:13 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
ABACI CAPITAL, L.P. See All Filings	D	2017-11-14 13:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541441 Filed Document 0001541441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:16:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
La Jolla Blvd Townhomes, LLC See All Filings	D	2017-11-14 13:15:03 UTC
Amount To Be Raised $2,629,000 Associated Brokers / Dealers N/A CIK Number 0001720295 Filed Document 0001720295-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:15:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CBRE Asia Value Partners IV See All Filings	D/A	2017-11-14 13:12:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676775 Filed Document 0001676775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:12:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seamless Guadalupe, Ltd. See All Filings	D	2017-11-14 13:08:44 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001722627 Filed Document 0001722627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:08:44 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ferox Investments ICAV - Chinook Global Convertible Bond Fund See All Filings	D/A	2017-11-14 12:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690078 Filed Document 0000945621-17-000406 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:57:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ottawa Avenue Fund 2018, LP See All Filings	D	2017-11-14 12:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722273 Filed Document 0001722273-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:44:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1130 Howard Advisors, LLC See All Filings	D	2017-11-14 12:38:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001722366 Filed Document 0001722366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:38:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boulder Bathhouse LLC See All Filings	D	2017-11-14 12:26:39 UTC
Amount To Be Raised $1,213,551 Associated Brokers / Dealers N/A CIK Number 0001722351 Filed Document 0001722351-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:26:39 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MP Concentrated Fund I, LLC See All Filings	D/A	2017-11-14 12:24:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475645 Filed Document 0001475645-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:24:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Real Estate Investment Fund, LLC See All Filings	D/A	2017-11-14 12:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHERRY TREE & ASSOCIATES, MATRIX CAPITAL GROUP, INC, and CAPFINANCIAL SECURITIES, LLC CIK Number 0001379462 Filed Document 0001379462-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:22:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zentegrity, LLC See All Filings	D/A	2017-11-14 12:20:07 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001684492 Filed Document 0001684492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:20:07 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Good Bad Ugly LLC See All Filings	D/A	2017-11-14 12:19:17 UTC
Amount To Be Raised $2,018,900 Associated Brokers / Dealers N/A CIK Number 0001666847 Filed Document 0001666847-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:19:17 UTC Type of Offering D/A Industry Restaurants Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Impactvision, Inc. See All Filings	D	2017-11-14 12:17:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722583 Filed Document 0001722583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:17:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Spikes llc See All Filings	D	2017-11-14 12:11:33 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Not Applicable CIK Number 0001722624 Filed Document 0001722624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:11:33 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
899 EAST MAIN STREET, LLC See All Filings	D	2017-11-14 12:09:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers MONTGOMERY DEVELOPMENT, LLC CIK Number 0001722405 Filed Document 0001722405-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:09:35 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Epic Optix, Inc. See All Filings	D	2017-11-14 12:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717787 Filed Document 0001717787-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:07:40 UTC Type of Offering D Industry Business Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ImmusanT, Inc. See All Filings	D	2017-11-14 12:00:46 UTC
Amount To Be Raised $39,875,000 Associated Brokers / Dealers N/A CIK Number 0001538991 Filed Document 0001538991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:00:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - REMS Group Series See All Filings	D/A	2017-11-14 11:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627807 Filed Document 0001627807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:54:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEOF II Coinvestment B, L.P. See All Filings	D/A	2017-11-14 11:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656560 Filed Document 0001140361-17-042469 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRPT EL Offshore Fund Ltd. See All Filings	D/A	2017-11-14 11:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616043 Filed Document 0001479873-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:51:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TALON EASTGATE, LLC See All Filings	D	2017-11-14 11:50:57 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001722497 Filed Document 0001722497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:50:57 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Multi-Strategy Portfolio The Duffield Family Foundation DBA Maddie's Fund, Ltd. See All Filings	D/A	2017-11-14 11:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001561805 Filed Document 0001718092-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEOF II Coinvestment, L.P. See All Filings	D/A	2017-11-14 11:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656545 Filed Document 0001140361-17-042466 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Koppenberg Macro Commodity Fund LLC See All Filings	D/A	2017-11-14 11:45:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001561710 Filed Document 0001718092-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:45:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wynthrope Forrest, LLC See All Filings	D/A	2017-11-14 11:44:40 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001720326 Filed Document 0001719413-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:44:40 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity