Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Palmer Square Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-11-14 16:04:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501864 Filed Document 0001501864-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:04:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPSTONE DETROIT DEA L P See All Filings	D	2017-11-14 15:59:56 UTC
Amount To Be Raised $316,965 Associated Brokers / Dealers N/A CIK Number 0001366280 Filed Document 0001366280-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:59:56 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Guilford Capital Credit L.P. See All Filings	D/A	2017-11-14 15:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621856 Filed Document 0001621856-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:58:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PI BVT, LLC See All Filings	D	2017-11-14 15:57:14 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001722156 Filed Document 0001722156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:57:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Furcifer Inc. See All Filings	D	2017-11-14 15:56:17 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001656895 Filed Document 0001656895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:56:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Opportunistic Credit Fund U.S. LLC See All Filings	D/A	2017-11-14 15:53:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563196 Filed Document 0001563196-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:53:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffPM, LLC See All Filings	D/A	2017-11-14 15:50:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562408 Filed Document 0001659828-17-000088 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:50:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ostendio, Inc. See All Filings	D	2017-11-14 15:49:12 UTC
Amount To Be Raised $923,612 Associated Brokers / Dealers N/A CIK Number 0001721794 Filed Document 0001721794-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:49:12 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
X Capital Fund LP See All Filings	D	2017-11-14 15:48:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001722661 Filed Document 0001213900-17-012062 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:48:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SYNTHESIS ENERGY SYSTEMS INC See All Filings	D	2017-11-14 15:48:40 UTC
Amount To Be Raised $7,375,022 Associated Brokers / Dealers T.R. WINSTON & COMPANY CIK Number 0001375063 Filed Document 0001375063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:48:40 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hawk Ridge Partners Offshore Ltd. See All Filings	D/A	2017-11-14 15:47:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689927 Filed Document 0001689927-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:47:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raine Liquid Offshore Fund LP See All Filings	D/A	2017-11-14 15:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562302 Filed Document 0001562302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk Ridge Partners LP See All Filings	D/A	2017-11-14 15:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Friedman CIK Number 0001410879 Filed Document 0001410879-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffHedge, LLC See All Filings	D/A	2017-11-14 15:41:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001659828-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:41:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Ultra-Short Duration Investment Grade Fund LLC See All Filings	D/A	2017-11-14 15:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584233 Filed Document 0001584233-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:41:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax OC Master Fund, Ltd. See All Filings	D	2017-11-14 15:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722492 Filed Document 0000919574-17-008102 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DICOM GRID INC See All Filings	D	2017-11-14 15:35:35 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001352012 Filed Document 0001352012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:35:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners II, L.P. See All Filings	D/A	2017-11-14 15:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LV2 Print Finishing, LLC See All Filings	D	2017-11-14 15:30:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617003 Filed Document 0001617003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:30:58 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Credit Opportunities Offshore Ltd. See All Filings	D/A	2017-11-14 15:29:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Trestle Point, LLC CIK Number 0001591708 Filed Document 0001591708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:29:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nemus Bioscience, Inc. See All Filings	D	2017-11-14 15:28:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001516551 Filed Document 0001140361-17-042688 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:28:18 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 197 SE Industrial Portfolio GA LP See All Filings	D	2017-11-14 15:23:39 UTC
Amount To Be Raised $15,100,000 Associated Brokers / Dealers T Capital Funding, LLC, Robert Clifford, Jason Newmark, and Alexander Jeffers CIK Number 0001722515 Filed Document 0001722515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:23:39 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Gridics, LLC See All Filings	D	2017-11-14 15:23:07 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001722616 Filed Document 0001722616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:23:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Credit Opportunities II LP See All Filings	D/A	2017-11-14 15:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001591709 Filed Document 0001591709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:18:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk Ridge Partners Offshore Ltd. See All Filings	D/A	2017-11-14 15:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689927 Filed Document 0001689927-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arborlight Inc. See All Filings	D	2017-11-14 15:12:13 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001637661 Filed Document 0001637661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:12:13 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
BlazingDB Inc. See All Filings	D	2017-11-14 15:08:51 UTC
Amount To Be Raised $2,913,945 Associated Brokers / Dealers N/A CIK Number 0001722611 Filed Document 0001722611-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:08:51 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 204 See All Filings	D/A	2017-11-14 15:07:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656906 Filed Document 0001659828-17-000086 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:07:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 205 See All Filings	D/A	2017-11-14 15:02:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658381 Filed Document 0001659828-17-000085 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:02:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC - Segregated Portfolio 19 See All Filings	D/A	2017-11-14 14:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476195 Filed Document 0001659828-17-000084 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 33 See All Filings	D/A	2017-11-14 14:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591418 Filed Document 0001659828-17-000083 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TREEHOUSE HEALTH, LLC / GA See All Filings	D/A	2017-11-14 14:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719653 Filed Document 0001719653-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:56:27 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Simple Energy, Inc. See All Filings	D	2017-11-14 14:54:39 UTC
Amount To Be Raised $500,001 Associated Brokers / Dealers N/A CIK Number 0001569978 Filed Document 0001569978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:54:39 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
29th Street Indy, LLC See All Filings	D/A	2017-11-14 14:54:29 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001722082 Filed Document 0001722082-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:54:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MEP STS HOLDINGS, LLC See All Filings	D	2017-11-14 14:41:25 UTC
Amount To Be Raised $14,900,000 Associated Brokers / Dealers N/A CIK Number 0001722677 Filed Document 0001722677-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:41:25 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Black Creek Industrial Open End Fund LP See All Filings	D	2017-11-14 14:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722615 Filed Document 0001722615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:41:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wylei, Inc. See All Filings	D/A	2017-11-14 14:30:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677220 Filed Document 0001677220-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:30:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Innovation Endeavors III LP See All Filings	D	2017-11-14 14:29:44 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001720215 Filed Document 0001720215-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:29:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raine Liquid Onshore Fund LP See All Filings	D/A	2017-11-14 14:27:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562219 Filed Document 0001562219-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:27:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WJA Alternative Investment Strategies I, LLC, Series I-25 See All Filings	D/A	2017-11-14 14:22:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669501 Filed Document 0001104659-17-068444 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:22:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
WJA Alternative Investment Strategies I, LLC, Series I-24 See All Filings	D/A	2017-11-14 14:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643883 Filed Document 0001104659-17-068440 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
Eagle Quantitative Macro Fund LLC See All Filings	D/A	2017-11-14 14:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney* CIK Number 0001534831 Filed Document 0001534831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
WJA Housing Bond Fund, LLC See All Filings	D/A	2017-11-14 14:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569583 Filed Document 0001104659-17-068438 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:14:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
WJA Value Equity Fund, LLC See All Filings	D/A	2017-11-14 14:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639656 Filed Document 0001104659-17-068437 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:14:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
RoverPass, Inc. See All Filings	D	2017-11-14 14:14:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001721512 Filed Document 0001721512-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:14:01 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WJA Alternative Investment Strategies I, LLC, Series I-22 See All Filings	D/A	2017-11-14 14:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598714 Filed Document 0001104659-17-068436 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
WJA Alternative Investment Strategies I, LLC, Series I-14 See All Filings	D/A	2017-11-14 14:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506052 Filed Document 0001104659-17-068435 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
WJA Alternative Investment Strategies I, LLC, Series I-11 See All Filings	D/A	2017-11-14 14:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506049 Filed Document 0001104659-17-068434 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
SENDARIDE, INC. See All Filings	D	2017-11-14 14:13:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722320 Filed Document 0001722320-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:13:28 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
WJA Alternative Investment Strategies I, LLC, Series I-10 See All Filings	D/A	2017-11-14 14:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501113 Filed Document 0001104659-17-068433 Exclusions or Exemptions 506b Accepted Date 2017-11-14 14:13:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other