Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
120 Water Audit, LLC See All Filings	D	2017-11-15 11:16:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701190 Filed Document 0001701190-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:16:10 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
EMG PRES Equity, LP See All Filings	D	2017-11-15 11:15:48 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001692754 Filed Document 0001692754-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:15:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keppel-KBS Westech 360, Inc. See All Filings	D	2017-11-15 11:08:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722597 Filed Document 0001722597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:08:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Powers Ferry Landing, Inc. See All Filings	D	2017-11-15 11:02:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722594 Filed Document 0001722594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:02:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VantIQ, Inc. See All Filings	D	2017-11-15 11:02:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625515 Filed Document 0001625515-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:02:15 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SportGait, Inc. See All Filings	D	2017-11-15 11:02:03 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001722775 Filed Document 0001722775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:02:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Olive Pharmacy, LLC See All Filings	D	2017-11-15 11:00:09 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001722490 Filed Document 0001722490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:00:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Keppel-KBS Plaza Buildings, Inc. See All Filings	D	2017-11-15 10:56:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722592 Filed Document 0001722592-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:56:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Diversified Institutional Fund See All Filings	D/A	2017-11-15 10:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689379 Filed Document 0001689379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:55:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunMed Growers, LLC See All Filings	D	2017-11-15 10:53:18 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001722153 Filed Document 0001014100-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:53:18 UTC Type of Offering D Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Voya Credit Opportunities Master Fund See All Filings	D/A	2017-11-15 10:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690056 Filed Document 0001690056-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:49:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keppel-KBS Westmoor Center, Inc. See All Filings	D	2017-11-15 10:48:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722590 Filed Document 0001722590-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:48:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY VENEZUELA OPPORTUNITY OFFSHORE FUND See All Filings	D/A	2017-11-15 10:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690083 Filed Document 0000919574-17-008180 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Venezuela Opportunity Master Fund See All Filings	D/A	2017-11-15 10:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658303 Filed Document 0000919574-17-008178 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Northridge Center, Inc. See All Filings	D	2017-11-15 10:41:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722589 Filed Document 0001722589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:41:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS US Parent REIT, Inc. See All Filings	D	2017-11-15 10:33:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722591 Filed Document 0001722591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:33:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fleckenstein Partners Fund, L.P. See All Filings	D/A	2017-11-15 10:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461809 Filed Document 0000919574-17-008176 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:30:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Maitland Promenade, Inc. See All Filings	D	2017-11-15 10:27:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722588 Filed Document 0001722588-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:27:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LANCASTER GLOBAL LS EQUITY LP See All Filings	D	2017-11-15 10:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721826 Filed Document 0000919574-17-008174 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:22:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS West Loop I & II, Inc. See All Filings	D	2017-11-15 10:20:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722580 Filed Document 0001722580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:20:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS 1800 West Loop, Inc. See All Filings	D	2017-11-15 10:12:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722582 Filed Document 0001722582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:12:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WAUSAU HOTEL GROUP LLC See All Filings	D	2017-11-15 10:09:05 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001714394 Filed Document 0001714394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:09:05 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Popo Agie Currency Fund LP See All Filings	D	2017-11-15 10:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722493 Filed Document 0000902664-17-004355 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:06:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum NatCat Onshore Fund LP See All Filings	D/A	2017-11-15 10:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-17-000898 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:03:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keppel-KBS US Properties REIT, Inc. See All Filings	D	2017-11-15 10:02:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722581 Filed Document 0001722581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:02:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROMARK CREDIT ADVISORS LP See All Filings	D	2017-11-15 10:01:39 UTC
Amount To Be Raised $13,975,000 Associated Brokers / Dealers N/A CIK Number 0001722357 Filed Document 0000919574-17-008168 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:01:39 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aurmedis Global Fund LP See All Filings	D/A	2017-11-15 09:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flying Cloud Securities LLC CIK Number 0001689177 Filed Document 0000919574-17-008166 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LANCASTER GLOBAL LS EQUITY Ltd See All Filings	D	2017-11-15 09:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721838 Filed Document 0000919574-17-008165 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:56:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Elementum Directus Onshore Fund LP See All Filings	D/A	2017-11-15 09:55:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551983 Filed Document 0001315863-17-000897 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:55:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Sheep Corp. See All Filings	D	2017-11-15 09:54:36 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001719781 Filed Document 0001062993-17-004981 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:54:36 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AZTherapies, INC See All Filings	D/A	2017-11-15 09:53:18 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001629864 Filed Document 0001629864-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:53:18 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Other
Mile26 Fund, LP See All Filings	D/A	2017-11-15 09:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656157 Filed Document 0000919574-17-008159 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SPIRA PRESERVATION FUND I, LP See All Filings	D	2017-11-15 09:43:55 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001721924 Filed Document 0001721924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:43:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2017-11-15 09:40:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-17-000136 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:40:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA INTERNATIONAL (EX-U.S.) FOCUSED VALUE FUND (DST), a series of Pzena Value Trust See All Filings	D	2017-11-15 09:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719272 Filed Document 0001393725-17-000135 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:36:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAMESTOWN Premier Property Fund (OP Feeder), L.P. See All Filings	D/A	2017-11-15 09:25:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606306 Filed Document 0001606306-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:25:27 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JAMESTOWN Premier Property Fund, L.P. See All Filings	D/A	2017-11-15 09:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001537113 Filed Document 0001537113-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:21:37 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Magna Hotel Fund VI LP See All Filings	D	2017-11-15 09:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722714 Filed Document 0001722714-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:18:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Six Trees Capital LLC See All Filings	D/A	2017-11-14 21:10:23 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers NA CIK Number 0001593650 Filed Document 0001593650-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 21:10:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Asia Partners V TE L.P. See All Filings	D	2017-11-14 20:54:05 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001720709 Filed Document 0001720708-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:54:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Asia Partners V L.P. See All Filings	D	2017-11-14 20:49:04 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001720708 Filed Document 0001720708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:49:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE INC See All Filings	D	2017-11-14 20:32:47 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Sutter Securities Incorporated CIK Number 0000948708 Filed Document 0001209191-17-060766 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:32:47 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LotStocks Inc See All Filings	D	2017-11-14 20:07:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001721948 Filed Document 0001721948-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FIRST COMMUNITY HOLDINGS See All Filings	D	2017-11-14 19:43:16 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001440104 Filed Document 0001440104-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 19:43:16 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Metropolis Legacy West, LP See All Filings	D	2017-11-14 19:40:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001720337 Filed Document 0001720337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 19:40:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clario Medical Imaging Inc See All Filings	D	2017-11-14 19:22:40 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001390757 Filed Document 0001390757-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 19:22:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Allied BioScience, Inc. See All Filings	D	2017-11-14 19:11:11 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers n/a CIK Number 0001677342 Filed Document 0001677342-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 19:11:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TABLET COMMAND, INC. See All Filings	D	2017-11-14 18:53:10 UTC
Amount To Be Raised $395,911 Associated Brokers / Dealers N/A CIK Number 0001721710 Filed Document 0001721710-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:53:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PreveCeutical Medical Inc. See All Filings	D	2017-11-14 18:46:42 UTC
Amount To Be Raised $142,390 Associated Brokers / Dealers N/A CIK Number 0001721349 Filed Document 0001721349-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:46:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
PERSEDO, LLC See All Filings	D	2017-11-14 18:43:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722691 Filed Document 0001722691-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:43:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity