Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Jax ECR, LLC, a Florida Ltd liability Co See All Filings	D	2017-11-16 11:21:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers n/a CIK Number 0001722728 Filed Document 0001722728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:21:57 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Transform-X, Inc. See All Filings	D	2017-11-16 11:05:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc. CIK Number 0001716968 Filed Document 0001716968-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:05:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Parametric, Research Affiliates Systematic Global Macro Master Fund, Ltd. See All Filings	D/A	2017-11-16 11:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705353 Filed Document 0000350797-17-000111 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurigin Fund US Ltd See All Filings	D	2017-11-16 10:55:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722853 Filed Document 0000919574-17-008208 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:55:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund II L P See All Filings	D/A	2017-11-16 10:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318965 Filed Document 0001318965-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AlphaKeys KKR Americas Fund XII, L.L.C. See All Filings	D	2017-11-16 10:51:37 UTC
Amount To Be Raised $206,519,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001681947 Filed Document 0001681947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:51:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEA TCB Holdings LP See All Filings	D	2017-11-16 10:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691115 Filed Document 0000895345-17-000339 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:50:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Worthington Meadows J-Dek LP See All Filings	D	2017-11-16 10:48:06 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001720670 Filed Document 0001720670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:48:06 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iCapital MLP Fund, L.P. See All Filings	D/A	2017-11-16 10:40:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690236 Filed Document 0001690236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:40:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RATIONAL INVESTMENT GROUP, LP See All Filings	D/A	2017-11-16 10:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458302 Filed Document 0001458302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:29:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urs L.P. See All Filings	D	2017-11-16 10:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722811 Filed Document 0001722811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:13:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parsec Financial Management, Inc. See All Filings	D	2017-11-16 10:11:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001349138 Filed Document 0001349138-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:11:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Citizen Cider Holdings, Inc. See All Filings	D	2017-11-16 10:09:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001722332 Filed Document 0001722332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:09:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Buckley Lloyd Partners Fund, LP See All Filings	D/A	2017-11-16 09:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626056 Filed Document 0000945621-17-000407 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Alpha Fund LP See All Filings	D/A	2017-11-16 09:54:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534938 Filed Document 0001140361-17-043052 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:54:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPALA FUND LP See All Filings	D/A	2017-11-16 09:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299681 Filed Document 0001140361-17-043050 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:52:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Fund Ltd. See All Filings	D/A	2017-11-16 09:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486138 Filed Document 0001140361-17-043048 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visio Financial Services Inc. See All Filings	D/A	2017-11-16 09:44:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567252 Filed Document 0001567252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:44:29 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2017-11-16 09:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:41:52 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
Aqua Vitea LLC See All Filings	D/A	2017-11-16 09:41:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001551459 Filed Document 0001551459-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:41:20 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Arrow Ridge Capital Feeder-A, L.P. See All Filings	D/A	2017-11-16 09:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689639 Filed Document 0000902664-17-004369 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Ridge Valley Investments, LLC See All Filings	D/A	2017-11-16 09:02:55 UTC
Amount To Be Raised $5,468,400 Associated Brokers / Dealers DEMPSEY LORD SMITH, LLC CIK Number 0001714746 Filed Document 0001714746-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:02:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FMR LLC See All Filings	D	2017-11-16 08:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-16 08:06:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ESTEE INDIA FUND See All Filings	D	2017-11-16 07:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc CIK Number 0001562964 Filed Document 0001562964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 07:30:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EMERGING EUROPE GROWTH FUND II, L.P. See All Filings	D/A	2017-11-16 06:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429039 Filed Document 0000947871-17-000942 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH Midstream Opportunities Fund, LP See All Filings	D/A	2017-11-16 06:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658283 Filed Document 0000902664-17-004367 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arosa Capital Management Market Neutral Offshore Fund Ltd. See All Filings	D/A	2017-11-16 06:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658384 Filed Document 0000902664-17-004366 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wild Friends Foods, Inc. See All Filings	D	2017-11-15 20:28:20 UTC
Amount To Be Raised $4,929,492 Associated Brokers / Dealers Fundme Securities LLC d/b/a CircleUp CIK Number 0001601294 Filed Document 0001601294-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 20:28:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
i3 Verticals, LLC See All Filings	D	2017-11-15 19:58:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001599436 Filed Document 0001599436-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 19:58:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PC Glenmary, LLC See All Filings	D	2017-11-15 18:54:41 UTC
Amount To Be Raised $11,055,700 Associated Brokers / Dealers N/A CIK Number 0001554405 Filed Document 0001554405-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:54:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Eden Park Illumination, Inc. See All Filings	D/A	2017-11-15 18:30:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001410364 Filed Document 0001410364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:30:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Subverse Corp See All Filings	D	2017-11-15 18:28:36 UTC
Amount To Be Raised $1,400,002 Associated Brokers / Dealers N/A CIK Number 0001722908 Filed Document 0001140361-17-043017 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:28:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Switch Rentals Corp See All Filings	D	2017-11-15 18:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722758 Filed Document 0001722758-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:06:18 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Petersen Arizona Land & Entitlement Fund, LLC See All Filings	D	2017-11-15 18:05:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Petersen Properties & Management Inc, Brian Matlock, Jeff Gottsfurcht, Mike Lima, Brian Core, and Andy Werner CIK Number 0001722693 Filed Document 0001722693-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 18:05:25 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Texas Health Surgery Center Rockwall, LLC See All Filings	D	2017-11-15 17:55:39 UTC
Amount To Be Raised $131,700 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001645817 Filed Document 0001645817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:55:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Western Uranium Corp See All Filings	D/A	2017-11-15 17:29:10 UTC
Amount To Be Raised $961,999 Associated Brokers / Dealers Haywood Securities Inc., Leede Jones Gable Inc., Canaccord Genuity Corp., and PI Financial Corp. CIK Number 0001621906 Filed Document 0001621906-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:29:10 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Susquehanna Lincoln, LLC See All Filings	D	2017-11-15 17:29:07 UTC
Amount To Be Raised $7,680,000 Associated Brokers / Dealers N/A CIK Number 0001722892 Filed Document 0001722892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Unmanned, Inc See All Filings	D	2017-11-15 17:24:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001678745 Filed Document 0001553997-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:24:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExchangeRight Net Leased Portfolio 18 DST See All Filings	D	2017-11-15 17:24:15 UTC
Amount To Be Raised $28,735,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001721307 Filed Document 0001721307-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:24:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-11-15 17:23:28 UTC
Amount To Be Raised $7,759,310 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-013366 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:23:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD OFFSHORE FUND LTD See All Filings	D/A	2017-11-15 17:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270285 Filed Document 0000919574-17-008202 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD DOMESTIC FUND LP See All Filings	D/A	2017-11-15 17:19:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270909 Filed Document 0000919574-17-008200 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:19:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Arbor Venture Emerging Markets Fund II, L.P. See All Filings	D	2017-11-15 17:09:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001718913 Filed Document 0001718913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GENOMEDX BIOSCIENCES INC. See All Filings	D	2017-11-15 17:09:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001668069 Filed Document 0001668069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:09:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Seaview La Jolla San Diego, LP See All Filings	D	2017-11-15 17:06:16 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001722473 Filed Document 0001062993-17-005008 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:06:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cleveland Apartments San Diego, LP See All Filings	D	2017-11-15 17:05:16 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001722472 Filed Document 0001062993-17-005007 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:05:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Techstars Ventures 2017, L.P. See All Filings	D	2017-11-15 17:01:59 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001722023 Filed Document 0001722023-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:01:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Custom Homes, Inc. See All Filings	D	2017-11-15 16:57:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001722776 Filed Document 0001722776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:57:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Western Alternative Strategies, L.P. - Real Estate IV Series See All Filings	D	2017-11-15 16:57:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722178 Filed Document 0001315863-17-000901 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:57:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Investors (Cayman), Ltd. See All Filings	D/A	2017-11-15 16:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001703689 Filed Document 0000919574-17-008198 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:51:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity