|
|
D/A |
2019-10-18 11:27:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712505
- Filed Document
- 0001756361-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:27:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:21:56 UTC |
- Amount To Be Raised
- $8,975,000
- Associated Brokers / Dealers
- Colorado Financial Service Corporation, Wealthforge Securities, LLC, Apollon Wealth Management, LLC, Madrona Financial Services, LLC, and Integrity Brokerage Services, Inc.
- CIK Number
- 0001779551
- Filed Document
- 0001779551-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-18 11:21:56 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-10-18 11:21:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655502
- Filed Document
- 0000943663-19-000190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:21:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 11:17:29 UTC |
- Amount To Be Raised
- $840,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790954
- Filed Document
- 0001567619-19-019710
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:17:29 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 11:15:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790711
- Filed Document
- 0000935836-19-000554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:15:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:15:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622811
- Filed Document
- 0001622811-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:15:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd.
See All Filings
|
D/A |
2019-10-18 11:15:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Funds Distributors, LLC
- CIK Number
- 0001641220
- Filed Document
- 0000899140-19-000592
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:15:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:14:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Funds Distributors, LLC
- CIK Number
- 0001661390
- Filed Document
- 0000899140-19-000591
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:14:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:14:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001588407
- Filed Document
- 0000899140-19-000590
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:14:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 11:12:57 UTC |
- Amount To Be Raised
- $158,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788040
- Filed Document
- 0000897069-19-000472
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:12:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 11:12:20 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745724
- Filed Document
- 0001745724-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:12:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:08:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001449086
- Filed Document
- 0000899140-19-000589
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:08:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:07:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC
- CIK Number
- 0001445853
- Filed Document
- 0000899140-19-000588
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:07:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 11:05:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387271
- Filed Document
- 0001756361-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:05:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 11:03:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001126512
- Filed Document
- 0001126512-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 11:03:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 10:35:54 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791562
- Filed Document
- 0001791562-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:35:54 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 10:35:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387082
- Filed Document
- 0001756361-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:35:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 10:34:12 UTC |
- Amount To Be Raised
- $23,630,272
- Associated Brokers / Dealers
- Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, Todd Gottel, Taher Gilani, Jennifer Lander, Zach Carey, Christopher Fess, Paul Nicolini, Stephen Sumner, George Hjorth, Charles Lanza, Neal Scott, Jill Goldman, Lisa Allen, Chris Marrs, Paul Gautier, Wayne Hast, Ronald H Berg, Stephen B Murchison, Gerald Hast, Robert Roach, and Joseph Ondris
- CIK Number
- 0001765835
- Filed Document
- 0001765835-19-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:34:12 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 10:31:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739047
- Filed Document
- 0001739047-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:31:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 10:26:04 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791270
- Filed Document
- 0001791270-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:26:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-10-18 10:22:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627872
- Filed Document
- 0001627872-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:22:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 10:17:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636356
- Filed Document
- 0001636356-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:17:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 10:11:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685404
- Filed Document
- 0001685404-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:11:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-10-18 10:10:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475496
- Filed Document
- 0000919574-19-006484
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:10:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 10:09:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719071
- Filed Document
- 0001719071-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:09:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 10:09:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001402918
- Filed Document
- 0001756361-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:09:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 10:08:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001323877
- Filed Document
- 0001323877-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:08:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 10:07:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493529
- Filed Document
- 0001493529-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:07:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 10:07:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001411840
- Filed Document
- 0000919574-19-006482
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:07:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 10:04:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660396
- Filed Document
- 0000919574-19-006480
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:04:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 10:03:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580792
- Filed Document
- 0001580792-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:03:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 10:01:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001412423
- Filed Document
- 0000919574-19-006478
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 10:01:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-18 09:59:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791560
- Filed Document
- 0001786440-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:59:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 09:58:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001116270
- Filed Document
- 0000919574-19-006476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:58:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 09:57:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453704
- Filed Document
- 0001453704-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:57:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 09:55:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580404
- Filed Document
- 0001566114-19-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:55:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 09:54:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563716
- Filed Document
- 0001566114-19-000105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:54:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 09:52:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494374
- Filed Document
- 0001494374-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:52:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 09:48:25 UTC |
- Amount To Be Raised
- $4,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677374
- Filed Document
- 0001677374-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:48:25 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 09:46:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321005
- Filed Document
- 0001321005-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:46:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 09:43:10 UTC |
- Amount To Be Raised
- $3,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567975
- Filed Document
- 0001567975-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:43:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 09:42:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328352
- Filed Document
- 0001756361-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:42:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 09:41:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544569
- Filed Document
- 0001126512-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:41:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-18 09:36:34 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747806
- Filed Document
- 0001747806-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-18 09:36:34 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 09:32:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494381
- Filed Document
- 0001494381-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:32:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 09:27:52 UTC |
- Amount To Be Raised
- $451,000
- Associated Brokers / Dealers
- WealthForge Securities LLC
- CIK Number
- 0001791431
- Filed Document
- 0001791431-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-18 09:27:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2019-10-18 09:26:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653166
- Filed Document
- 0000902664-19-004020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:26:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
COLCHESTER COMBINED GLOBAL & LOCAL MARKETS (UNHEDGED) BOND FUND
See All Filings
|
D/A |
2019-10-18 09:25:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559738
- Filed Document
- 0001559738-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:25:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-18 09:23:27 UTC |
- Amount To Be Raised
- $116,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791517
- Filed Document
- 0001791517-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-18 09:23:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2019-10-18 09:22:47 UTC |
- Financial Interest
- The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering.
- Filing Platform
- MicroVenture Marketplace Inc.
- Offering Amount
- $107,000
- CIK Number
- 0001787138
- Filed Document
- 0001787138-19-000003
- Accepted Date
- 2019-10-18 09:22:47 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- COLORADO
|