Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wealth Minerals Ltd. See All Filings	D	2017-11-17 17:54:58 UTC
Amount To Be Raised $2,871,280 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001077640-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-17 17:54:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D	2017-11-17 17:47:49 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001077640-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 17:47:49 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Haverford, LLC See All Filings	D	2017-11-17 17:38:05 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001723081 Filed Document 0001723081-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-11-17 17:38:05 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
BUFFALO ANGELS LLC See All Filings	D	2017-11-17 17:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557673 Filed Document 0001557673-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 17:30:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carmenta Capital Fund SPV, L.P. - Investment Class 6 See All Filings	D	2017-11-17 17:25:22 UTC
Amount To Be Raised $27,420,001 Associated Brokers / Dealers N/A CIK Number 0001722698 Filed Document 0001722698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 17:25:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Torch Offshore Credit Opportunities Fund I LP See All Filings	D	2017-11-17 17:12:44 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001722895 Filed Document 0001722895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 17:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Torch Credit Opportunities Fund I LP See All Filings	D	2017-11-17 17:08:03 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001722916 Filed Document 0001722916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 17:08:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DesignerShare, LLC See All Filings	D	2017-11-17 17:05:08 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001722441 Filed Document 0001722441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 17:05:08 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GoSpotCheck, Inc. See All Filings	D	2017-11-17 17:04:49 UTC
Amount To Be Raised $21,499,959 Associated Brokers / Dealers N/A CIK Number 0001565732 Filed Document 0001565732-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 17:04:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
333 Elmwood LLC See All Filings	D	2017-11-17 16:59:11 UTC
Amount To Be Raised $72,500 Associated Brokers / Dealers N/A CIK Number 0001721928 Filed Document 0001721928-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:59:11 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SusGlobal Energy Corp. See All Filings	D	2017-11-17 16:58:13 UTC
Amount To Be Raised $393,046 Associated Brokers / Dealers Sheldon Kideckel CIK Number 0001652539 Filed Document 0001062993-17-005033 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:58:13 UTC Type of Offering D Industry Environmental Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Achilles Management LLC See All Filings	D/A	2017-11-17 16:56:35 UTC
Amount To Be Raised $19,560,000 Associated Brokers / Dealers N/A CIK Number 0001708805 Filed Document 0001708805-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:56:35 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CB1 Wellness Fund, Ltd. See All Filings	D	2017-11-17 16:56:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723065 Filed Document 0001013594-17-000786 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:56:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Equity
CB1 Wellness Fund, LP See All Filings	D	2017-11-17 16:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716552 Filed Document 0001013594-17-000785 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:54:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Ojai Natural Foods, Inc. See All Filings	D	2017-11-17 16:54:08 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001688802 Filed Document 0001688802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:54:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SWAPONZ, INC. See All Filings	D	2017-11-17 16:45:31 UTC
Amount To Be Raised $1,250,050 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:45:31 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Genies, Inc. See All Filings	D/A	2017-11-17 16:39:21 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001560253 Filed Document 0001560253-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:39:21 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RSE Markets, Inc. See All Filings	D	2017-11-17 16:38:10 UTC
Amount To Be Raised $3,150,944 Associated Brokers / Dealers N/A CIK Number 0001722955 Filed Document 0001144204-17-059967 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:38:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHD Bioscience, Inc. See All Filings	D	2017-11-17 16:37:25 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers APPLIED CAPITAL, LLC and PRECISION SECURITIES, LLC CIK Number 0001604801 Filed Document 0000905718-17-000985 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:37:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Crosslink Ventures VIII, L.P. See All Filings	D	2017-11-17 16:37:12 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001723020 Filed Document 0001723020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:37:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clinipace Inc See All Filings	D	2017-11-17 16:36:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001336185 Filed Document 0001336185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:36:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Fincanna Capital Corp See All Filings	D	2017-11-17 16:35:13 UTC
Amount To Be Raised $375,618 Associated Brokers / Dealers N/A CIK Number 0001710509 Filed Document 0001710509-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:35:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
Nxt-ID, Inc. See All Filings	D	2017-11-17 16:32:06 UTC
Amount To Be Raised $0 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001566826 Filed Document 0001213900-17-012292 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:32:06 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
First Light Focus Fund, LP See All Filings	D/A	2017-11-17 16:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kennedy Dierkes CIK Number 0001653545 Filed Document 0001653545-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHD Bioscience, Inc. See All Filings	D/A	2017-11-17 16:30:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers CG CAPITAL MARKETS LLC, TORREYA CAPITAL, and PRECISION SECURITIES, LLC CIK Number 0001604801 Filed Document 0000905718-17-000983 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:30:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
3811 Airport 2017, LP See All Filings	D	2017-11-17 16:29:59 UTC
Amount To Be Raised $3,465,000 Associated Brokers / Dealers N/A CIK Number 0001719541 Filed Document 0001719541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:29:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SWAPONZ, INC. See All Filings	D/A	2017-11-17 16:21:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:21:16 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Salem Sebacia Investors, LLC See All Filings	D/A	2017-11-17 16:16:31 UTC
Amount To Be Raised $11,685,000 Associated Brokers / Dealers N/A CIK Number 0001708296 Filed Document 0001708296-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sano Informed Prescribing, Inc. See All Filings	D/A	2017-11-17 16:15:19 UTC
Amount To Be Raised $10,025,412 Associated Brokers / Dealers N/A CIK Number 0001682862 Filed Document 0001682862-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:15:19 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Phillips Edison Grocery Center REIT III, Inc. See All Filings	D/A	2017-11-17 16:13:02 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers Griffin Capital Securities, LLC CIK Number 0001688016 Filed Document 0001688016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:13:02 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Industry Capital Berkeley Partners Industrial Income Fund I, L.P. See All Filings	D/A	2017-11-17 16:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Groton Securities, LLC CIK Number 0001658949 Filed Document 0001658949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 16:05:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ServisFirst Bancshares, Inc. See All Filings	D	2017-11-17 15:52:17 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001430723 Filed Document 0001430723-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:52:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Process Server Technology LLC See All Filings	D	2017-11-17 15:50:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001722907 Filed Document 0001722907-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-11-17 15:50:25 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Tethis, Inc. See All Filings	D	2017-11-17 15:42:03 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001568320 Filed Document 0001568320-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:42:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Good Dye Young, Inc. See All Filings	D/A	2017-11-17 15:34:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690393 Filed Document 0001682862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:34:03 UTC Type of Offering D/A Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
WW 4900 Hollwood Lender L.P. See All Filings	D	2017-11-17 15:30:38 UTC
Amount To Be Raised $14,875,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001723035 Filed Document 0001723035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:30:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NIS Small/Mid Cap Value Equity Fund, LLC See All Filings	D/A	2017-11-17 15:29:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687402 Filed Document 0001687402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:29:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PARTHENON CAPITAL PARTNERS FUND III, LP See All Filings	D	2017-11-17 15:29:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001721734 Filed Document 0001721734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Melboss Music Fund, LLC See All Filings	D	2017-11-17 15:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723132 Filed Document 0001723132-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:23:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TYME Bancshares, Inc. See All Filings	D	2017-11-17 15:20:50 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Joseph Daniel Hansen, James Garrett Smith, and John Michael Wallace CIK Number 0001720079 Filed Document 0001720079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:20:50 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 90, LLC See All Filings	D/A	2017-11-17 15:20:15 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001716550 Filed Document 0001716550-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:20:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
NIS Total Absolute Return Fund, LLC See All Filings	D/A	2017-11-17 15:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687401 Filed Document 0001687401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2017-11-17 15:16:08 UTC
Amount To Be Raised $290,100,000 Associated Brokers / Dealers Various Agents CIK Number 0001444597 Filed Document 0001209191-17-061420 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:16:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WORKFORCE PARTNERS XI LLC See All Filings	D	2017-11-17 15:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722554 Filed Document 0001722554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:15:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GB Public Opportunities Fund LP See All Filings	D	2017-11-17 15:14:06 UTC
Amount To Be Raised $65,202,900 Associated Brokers / Dealers N/A CIK Number 0001720545 Filed Document 0001140361-17-043190 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:14:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sycamore Partners III, L.P. See All Filings	D	2017-11-17 15:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACALYX ADVISORS INC. CIK Number 0001722647 Filed Document 0001722647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:11:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palleon Pharmaceuticals Inc. See All Filings	D/A	2017-11-17 15:10:08 UTC
Amount To Be Raised $48,280,879 Associated Brokers / Dealers N/A CIK Number 0001678852 Filed Document 0001678852-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:10:08 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kapteyn-Murnane Laboratories, Inc. See All Filings	D/A	2017-11-17 15:09:52 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001655428 Filed Document 0001655428-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:09:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NIS INTERMEDIATE FIXED INCOME FUND LLC See All Filings	D/A	2017-11-17 15:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286269 Filed Document 0001286269-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AlgometRx, Inc. See All Filings	D	2017-11-17 15:07:20 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001704274 Filed Document 0001704274-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-17 15:07:20 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity