Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Third Web Capital Partners, LP See All Filings	D/A	2019-10-28 17:20:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736558 Filed Document 0001736558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 17:20:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARBITER PARTNERS LP See All Filings	D/A	2019-10-28 17:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156950 Filed Document 0000947871-19-000774 Exclusions or Exemptions 506b Accepted Date 2019-10-28 17:20:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TransAstra SPV, a series of Lambeth Family Office LLC See All Filings	D	2019-10-28 17:18:07 UTC
Amount To Be Raised $610,940 Associated Brokers / Dealers N/A CIK Number 0001790082 Filed Document 0001715179-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-10-28 17:18:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ople, Inc. See All Filings	D/A	2019-10-28 17:16:17 UTC
Amount To Be Raised $17,367,438 Associated Brokers / Dealers N/A CIK Number 0001773004 Filed Document 0001773004-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-28 17:16:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Soundwave Hearing, LLC See All Filings	D	2019-10-28 17:12:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001792489 Filed Document 0001792489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 17:12:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Adv3nture, Inc. See All Filings	C/A	2019-10-28 17:12:22 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001785716 Filed Document 0001665160-19-001072 Accepted Date 2019-10-28 17:12:22 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Other State CALIFORNIA
Frozen Foods Partners, LLC See All Filings	D	2019-10-28 17:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791028 Filed Document 0001791028-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 17:04:41 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Commodity Core Alpha Offshore Fund Ltd. See All Filings	D/A	2019-10-28 16:58:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001744028 Filed Document 0001744028-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:58:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kookoonelli, Inc. See All Filings	C	2019-10-28 16:58:17 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $75,000 CIK Number 0001792147 Filed Document 0001746059-19-000055 Accepted Date 2019-10-28 16:58:17 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
ReAlta Life Sciences, Inc. See All Filings	D	2019-10-28 16:56:43 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001752530 Filed Document 0001752530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:56:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ST. LUKE'S LAKESIDE HOSPITAL, LLC See All Filings	D	2019-10-28 16:55:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410277 Filed Document 0001410277-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:55:04 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY HARBOUR RESOURCES CORP. See All Filings	D	2019-10-28 16:54:57 UTC
Amount To Be Raised $30,568 Associated Brokers / Dealers N/A CIK Number 0001576509 Filed Document 0001085037-19-000107 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:54:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Commodity Core Alpha Onshore Fund L.P. See All Filings	D/A	2019-10-28 16:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001744003 Filed Document 0001744003-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:53:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-RTA, a series of Forge Investments LLC See All Filings	D/A	2019-10-28 16:50:41 UTC
Amount To Be Raised $2,114,408 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001683546 Filed Document 0001715179-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encantos Media Studios, PBC See All Filings	D	2019-10-28 16:47:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001746641 Filed Document 0001746641-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:47:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ficto, Inc. See All Filings	D	2019-10-28 16:36:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Ficto, Inc. CIK Number 0001790882 Filed Document 0001790882-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:36:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nantucket Project LLC See All Filings	D	2019-10-28 16:34:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001521924 Filed Document 0001521924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:34:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
VPC Beaumont MF LLC See All Filings	D	2019-10-28 16:28:56 UTC
Amount To Be Raised $2,685,000 Associated Brokers / Dealers N/A CIK Number 0001790014 Filed Document 0001790014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:28:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Planet Forward Inc. See All Filings	D	2019-10-28 16:27:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001792400 Filed Document 0001792400-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:27:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Login ID Inc. See All Filings	D	2019-10-28 16:26:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792384 Filed Document 0001792384-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:26:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fund FG-CRJ, a series of Forge Investments LLC See All Filings	D/A	2019-10-28 16:21:41 UTC
Amount To Be Raised $1,179,950 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001715179 Filed Document 0001715179-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:21:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELEO CAPITAL, LP See All Filings	D	2019-10-28 16:10:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792461 Filed Document 0001792461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:10:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TalentSky, Inc. See All Filings	D/A	2019-10-28 16:07:59 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 16:07:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medallion International Ltd. See All Filings	D/A	2019-10-28 15:55:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561000 Filed Document 0001561000-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:55:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GLS CAPITAL ACCESS FUND I, INC. See All Filings	D	2019-10-28 15:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001792054 Filed Document 0001792054-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:55:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEK Fund I, a series of AX-WiEs-Funds-I, LP See All Filings	D/A	2019-10-28 15:50:59 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001792198 Filed Document 0001792198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:50:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JKC Parent, Inc. See All Filings	D	2019-10-28 15:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791606 Filed Document 0001791606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:49:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NORTH HUDSON FORTUNA III LP See All Filings	D	2019-10-28 15:46:07 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001789935 Filed Document 0001789935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:46:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KAB Fund I, a series of Operator Ventures, LP See All Filings	D/A	2019-10-28 15:43:03 UTC
Amount To Be Raised $80,020 Associated Brokers / Dealers N/A CIK Number 0001791528 Filed Document 0001791528-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENERGY CAPITAL PARTNERS IV-C OFFSHORE FEEDER, LP See All Filings	D/A	2019-10-28 15:41:35 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726218 Filed Document 0001726218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-D, LP See All Filings	D/A	2019-10-28 15:40:13 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726219 Filed Document 0001726219-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-C, LP See All Filings	D/A	2019-10-28 15:38:50 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726217 Filed Document 0001726217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:38:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-B, LP See All Filings	D/A	2019-10-28 15:37:27 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726216 Filed Document 0001726216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV, LP See All Filings	D/A	2019-10-28 15:36:09 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, HANA FINANCIAL INVESTMENT, CO., LTD., USB SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726196 Filed Document 0001726196-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-A, LP See All Filings	D/A	2019-10-28 15:34:47 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726198 Filed Document 0001726198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:34:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Revolution Insurance Technologies, Inc. See All Filings	D	2019-10-28 15:29:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671717 Filed Document 0001671717-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Matik, Inc. See All Filings	D	2019-10-28 15:26:33 UTC
Amount To Be Raised $3,100,386 Associated Brokers / Dealers N/A CIK Number 0001792473 Filed Document 0001792473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:26:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upskill, Inc. See All Filings	D	2019-10-28 15:25:59 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001607943 Filed Document 0001567619-19-020042 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:25:59 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
3288 SOUTH POLK LLC See All Filings	D	2019-10-28 15:25:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001791552 Filed Document 0001791552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:25:18 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RIOBLANCO FUND I LLC See All Filings	D	2019-10-28 15:14:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001792502 Filed Document 0001792502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:14:11 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
BREWDOG USA INC. See All Filings	1-A/A	2019-10-28 15:10:51 UTC
Amount To Be Raised $39,000,000 Associated Brokers / Dealers Cuttone & Co. LLC CIK Number 0001646269 Filed Document 0001646269-19-000010 Accepted Date 2019-10-28 15:10:51 UTC Type of Offering 1-A/A Industry WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $12,436,722 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Franchise Cannabis Corp. See All Filings	D	2019-10-28 15:10:04 UTC
Amount To Be Raised $975,650 Associated Brokers / Dealers N/A CIK Number 0001792287 Filed Document 0001792287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:10:04 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ClickLease, LLC See All Filings	D	2019-10-28 15:06:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001739266 Filed Document 0001739266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:06:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Radformation, Inc. See All Filings	D/A	2019-10-28 15:03:14 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0001690280 Filed Document 0001690280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:03:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VECTORMAX Corp See All Filings	D	2019-10-28 14:58:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001104659-19-056848 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:58:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
tru Shrimp Co See All Filings	D	2019-10-28 14:58:33 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Cappello Global CIK Number 0001709385 Filed Document 0001709385-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-28 14:58:33 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
ATLAS ENHANCED FUND, LTD See All Filings	D/A	2019-10-28 14:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Morgan Stanley Smith Barney LLC CIK Number 0001509211 Filed Document 0001426894-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resilient Building Systems, Inc. See All Filings	D	2019-10-28 14:53:16 UTC
Amount To Be Raised $754,088 Associated Brokers / Dealers N/A CIK Number 0001731766 Filed Document 0001731766-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:53:16 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Huffman Prairie Fund I, LP See All Filings	D/A	2019-10-28 14:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754586 Filed Document 0001754586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:51:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trade Hounds, Inc. See All Filings	D	2019-10-28 14:40:34 UTC
Amount To Be Raised $5,041,375 Associated Brokers / Dealers N/A CIK Number 0001792474 Filed Document 0001792474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:40:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity