Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Flipps Media, Inc. See All Filings	D	2017-11-20 16:33:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592253 Filed Document 0001592253-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:33:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Egerton Capital Equity Fund PLC See All Filings	D/A	2017-11-20 16:33:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501224 Filed Document 0000919574-17-008296 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:33:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Alternative Income Fund, L.P. See All Filings	D/A	2017-11-20 16:30:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685425 Filed Document 0001687519-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:30:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulf Coast Industrial DST See All Filings	D/A	2017-11-20 16:30:13 UTC
Amount To Be Raised $18,126,585 Associated Brokers / Dealers N/A, Peter A. Finnegan, David A. Langan, Bryan C. Hakola, Chay T. Lapin, Benhamin T. Newhouse, David P. Dahill, Peter A. Fisher, Silver Portal Capital LLC, Robert S. Smith, Peter Chernin, Marcia A. Geltman, Roy V. Pfleger II, Daniel P. Raupp, Delmar V. McKinney, Maurice W. McKinney, Joseph G. Michaletz, Michael L. Cruz, Taylor D. Ashland, Mark G. Kosanke, Robert J. Binkele, Tomas J. Velken, Cole G. Stichler, Kyle S. Jobin, Dwight K. Kay, and Paul M. Getty CIK Number 0001694124 Filed Document 0001694124-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:30:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Egerton Investment Partners, L.P. See All Filings	D/A	2017-11-20 16:28:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358569 Filed Document 0000919574-17-008294 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:28:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Long-Short Fund (EUR, GBP & NOK) Ltd See All Filings	D/A	2017-11-20 16:23:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467586 Filed Document 0000919574-17-008292 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:23:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Managed Risk Plus, L.P. See All Filings	D/A	2017-11-20 16:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594368 Filed Document 0001144204-17-060166 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLS Holdings USA, Inc. See All Filings	D	2017-11-20 16:19:41 UTC
Amount To Be Raised $363,000 Associated Brokers / Dealers N/A CIK Number 0001522222 Filed Document 0001185185-17-002436 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:19:41 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Egerton Long-Short Fund (USD) Ltd See All Filings	D/A	2017-11-20 16:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001204178 Filed Document 0000919574-17-008290 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
TLF Partners, LLC See All Filings	D	2017-11-20 16:08:09 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001723265 Filed Document 0001723265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:08:09 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
JDCQ Solutions, LLC See All Filings	D	2017-11-20 16:06:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673761 Filed Document 0001673761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:06:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Precipio, Inc. See All Filings	D	2017-11-20 16:05:32 UTC
Amount To Be Raised $810,840 Associated Brokers / Dealers N/A CIK Number 0001043961 Filed Document 0001720690-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:05:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GMI-Lakeway 109, LP See All Filings	D	2017-11-20 16:02:42 UTC
Amount To Be Raised $4,415,385 Associated Brokers / Dealers Richard Goodwin and Joseph Ondris CIK Number 0001723005 Filed Document 0001723005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:02:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Capital Partners, L.P. See All Filings	D/A	2017-11-20 16:02:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467583 Filed Document 0000919574-17-008282 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:02:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Angeles Private Markets Fund 2 LP - Real Assets Portfolio See All Filings	D	2017-11-20 16:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714778 Filed Document 0001714917-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 16:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pin Oak Real Estate Fund VII, LP See All Filings	D/A	2017-11-20 15:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687519 Filed Document 0001687519-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Non-US microCap Equity Fund, LLC See All Filings	D/A	2017-11-20 15:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001632994 Filed Document 0001632994-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:53:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIXVANA, INC. See All Filings	D	2017-11-20 15:45:23 UTC
Amount To Be Raised $14,086,835 Associated Brokers / Dealers N/A CIK Number 0001660897 Filed Document 0001168404-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:45:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2017-11-20 15:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIMURA FUND Ltd See All Filings	D	2017-11-20 15:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723308 Filed Document 0001723308-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:42:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Elk Petroleum, Inc. See All Filings	D	2017-11-20 15:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723244 Filed Document 0001723244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:42:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Angeles Private Markets Fund 2 LP - Private Capital Portfolio See All Filings	D	2017-11-20 15:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714917 Filed Document 0001714917-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:40:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPI Rehab II Properties, LLC See All Filings	D	2017-11-20 15:36:06 UTC
Amount To Be Raised $11,685,000 Associated Brokers / Dealers N/A CIK Number 0001723205 Filed Document 0001723205-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:36:06 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Blocklink Opportunities I, LP See All Filings	D	2017-11-20 15:34:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723053 Filed Document 0001723053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:34:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roth Industries, LLC See All Filings	D	2017-11-20 15:31:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001694104 Filed Document 0001079973-17-000692 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:31:39 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Incident Response Technologies, Inc. See All Filings	D	2017-11-20 15:30:51 UTC
Amount To Be Raised $1,429,790 Associated Brokers / Dealers N/A CIK Number 0001721782 Filed Document 0001721782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:30:51 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Infrastructure Trust See All Filings	D/A	2017-11-20 15:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690307 Filed Document 0001690307-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Real Estate Development Fund I, L.P. See All Filings	D	2017-11-20 15:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623440 Filed Document 0001623440-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 15:15:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM NMG Fund II, LLC See All Filings	D	2017-11-20 14:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721569 Filed Document 0001721569-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 14:45:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Real Estate Income Fund, L.P. See All Filings	D	2017-11-20 14:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629820 Filed Document 0001629820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 14:41:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENROSE HOTEL, LLC See All Filings	D/A	2017-11-20 14:37:35 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001665154 Filed Document 0001665154-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 14:37:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Space Tango, Inc. See All Filings	D	2017-11-20 14:19:58 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001667015 Filed Document 0001667015-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 14:19:58 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Magna Buckstin Co-Investment LP See All Filings	D	2017-11-20 14:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722363 Filed Document 0001722363-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 14:17:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalamata Short Duration, High Yield Fixed Income Fund (Domestic) LP See All Filings	D/A	2017-11-20 14:12:15 UTC
Amount To Be Raised $20,200,000 Associated Brokers / Dealers Mallory Capital Group CIK Number 0001676463 Filed Document 0001676463-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 14:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ContainerShip, Inc. See All Filings	D	2017-11-20 14:09:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671015 Filed Document 0000898432-17-001082 Exclusions or Exemptions 506b Accepted Date 2017-11-20 14:09:24 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Audubon Park Holdings, LLC See All Filings	D	2017-11-20 14:06:15 UTC
Amount To Be Raised $9,966,045 Associated Brokers / Dealers Ira Lawrence, Discount Capital Underwriting Ltd, and David Turner CIK Number 0001722451 Filed Document 0001722451-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 14:06:15 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DMOS Collective, Inc. See All Filings	D	2017-11-20 13:49:07 UTC
Amount To Be Raised $941,887 Associated Brokers / Dealers N/A CIK Number 0001723074 Filed Document 0001723074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:49:07 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Western Alaska Copper & Gold Co See All Filings	D/A	2017-11-20 13:44:31 UTC
Amount To Be Raised $2,090,000 Associated Brokers / Dealers N/A CIK Number 0001557301 Filed Document 0001557301-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:44:31 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Nativis, Inc. See All Filings	D	2017-11-20 13:35:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001254348 Filed Document 0001572426-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:35:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IOTAS, INC. See All Filings	D/A	2017-11-20 13:33:27 UTC
Amount To Be Raised $5,271,854 Associated Brokers / Dealers N/A CIK Number 0001644554 Filed Document 0001644554-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:33:27 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
K INDIA OPPORTUNITIES FUND Ltd (INDIA SPECIAL SITUATIONS VALUE PORTFOLIO) See All Filings	D	2017-11-20 13:30:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001722452 Filed Document 0001722452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:30:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K INDIA OPPORTUNITIES FUND Ltd (CLASS B) See All Filings	D	2017-11-20 13:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001722466 Filed Document 0001722466-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Creek FlexCap II, L.P. See All Filings	D	2017-11-20 13:17:40 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers GLC Advisors & Co., LLC CIK Number 0001722464 Filed Document 0001722464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:17:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hiatus LLC See All Filings	D	2017-11-20 13:05:42 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001722883 Filed Document 0001723184-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:05:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Dioscuri Capital LP See All Filings	D/A	2017-11-20 13:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587280 Filed Document 0001587280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 13:03:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAN HANDS, LLC See All Filings	D/A	2017-11-20 12:59:50 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001715144 Filed Document 0001715144-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:59:50 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Morgan Creek Private Opportunities, LLC Series B - Carmenta-Lyft See All Filings	D	2017-11-20 12:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722707 Filed Document 0000919574-17-008278 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:58:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PoleStar Innovation LLC See All Filings	D	2017-11-20 12:57:35 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001722706 Filed Document 0001722706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:57:35 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Real Estate Development Fund II Master LP See All Filings	D	2017-11-20 12:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707844 Filed Document 0001707844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:49:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AHML II, LLC See All Filings	D/A	2017-11-20 12:41:33 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001658712 Filed Document 0001653988-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:41:33 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity