Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Frittle Candy LLC See All Filings	D	2019-10-31 10:39:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714370 Filed Document 0001714370-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-31 10:39:09 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Malleus Capital Fund, LP See All Filings	D/A	2019-10-31 10:37:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751345 Filed Document 0001013594-19-000664 Exclusions or Exemptions 506b Accepted Date 2019-10-31 10:37:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Harwood Private Equity V L.P. See All Filings	D	2019-10-31 10:31:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792541 Filed Document 0001567619-19-020174 Exclusions or Exemptions 506b Accepted Date 2019-10-31 10:31:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Stonegate Diversified Digital Asset Fund, Ltd. See All Filings	D/A	2019-10-31 10:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721530 Filed Document 0001721530-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-31 10:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corkteam, LLC. See All Filings	D	2019-10-31 10:29:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001520062 Filed Document 0001520062-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 10:29:05 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Lung Therapeutics, Inc. See All Filings	D/A	2019-10-31 10:16:16 UTC
Amount To Be Raised $38,682,750 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-19-054587 Exclusions or Exemptions 506b Accepted Date 2019-10-31 10:16:16 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GIP CAPS II Friends & Family Fund, L.P. See All Filings	D	2019-10-31 10:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791345 Filed Document 0001780806-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-10-31 10:12:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HG VORA SPECIAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2019-10-31 10:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., STIFEL NICOLAUS & COMPANY, INCORPORATED, and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001476579 Filed Document 0000919574-19-006632 Exclusions or Exemptions 506b Accepted Date 2019-10-31 10:03:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SAGE ROCK CAPITAL FUND LP See All Filings	D/A	2019-10-31 10:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588827 Filed Document 0001013594-19-000663 Exclusions or Exemptions 506b Accepted Date 2019-10-31 10:02:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MSF REIT VI, LLC See All Filings	D	2019-10-31 09:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001777565 Filed Document 0000945621-19-000330 Exclusions or Exemptions 506b Accepted Date 2019-10-31 09:49:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal Point Fund I LP See All Filings	D/A	2019-10-31 09:43:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292869 Filed Document 0000919574-19-006630 Exclusions or Exemptions 506b Accepted Date 2019-10-31 09:43:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TQ VENTURES II LP See All Filings	D	2019-10-31 09:41:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792802 Filed Document 0001405086-19-000349 Exclusions or Exemptions 506b Accepted Date 2019-10-31 09:41:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Durable Capital Offshore Fund Ltd. See All Filings	D	2019-10-31 09:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792075 Filed Document 0001315863-19-000888 Exclusions or Exemptions 506b Accepted Date 2019-10-31 09:38:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Durable Capital Onshore Fund LP See All Filings	D	2019-10-31 09:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792270 Filed Document 0001315863-19-000887 Exclusions or Exemptions 506b Accepted Date 2019-10-31 09:34:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Serenity Springs Katy Limited Partnership See All Filings	D	2019-10-31 09:32:57 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001792713 Filed Document 0001792713-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-31 09:32:57 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
UIRC-GSA INTERNATIONAL, LLC See All Filings	D	2019-10-31 09:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791418 Filed Document 0001791418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-31 09:24:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OCEAN FUND LTD See All Filings	D/A	2019-10-31 07:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management LLC, Cambridge Investment Research, Tom Tolleson, and Tom Tolleson CIK Number 0001169982 Filed Document 0001315863-19-000886 Exclusions or Exemptions 506b Accepted Date 2019-10-31 07:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Premier Fund LP See All Filings	D/A	2019-10-31 07:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC, Cambridge Investment Research, Stan Barnes, Tom Tolleson, and Tom Tolleson CIK Number 0001407819 Filed Document 0001315863-19-000885 Exclusions or Exemptions 506b Accepted Date 2019-10-31 07:01:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Premier Fund (QP), L.P. See All Filings	D/A	2019-10-31 07:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC, Cambridge Investment Research, Tom Tolleson, and Tom Tolleson CIK Number 0001515778 Filed Document 0001315863-19-000884 Exclusions or Exemptions 506b Accepted Date 2019-10-31 07:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Premier Fund (QP) Cayman, L.P. See All Filings	D/A	2019-10-31 06:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC, Tom Tolleson, and Tom Tolleson CIK Number 0001569534 Filed Document 0001315863-19-000883 Exclusions or Exemptions 506b Accepted Date 2019-10-31 06:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pelham Global Financials Fund LP See All Filings	D/A	2019-10-31 06:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656486 Filed Document 0000902664-19-004132 Exclusions or Exemptions 506b Accepted Date 2019-10-31 06:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Global Financials Fund Ltd. See All Filings	D/A	2019-10-31 06:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656484 Filed Document 0000902664-19-004131 Exclusions or Exemptions 506b Accepted Date 2019-10-31 06:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Delaware Business Trust - AB Option Return Advantage Series See All Filings	D/A	2019-10-31 06:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716192 Filed Document 0000902664-19-004130 Exclusions or Exemptions 506b Accepted Date 2019-10-31 06:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRIX REIT, Inc. See All Filings	1-A POS	2019-10-30 21:44:07 UTC
Amount To Be Raised $36,682,800 Associated Brokers / Dealers N/A CIK Number 0001723028 Filed Document 0001104659-19-057999 Accepted Date 2019-10-30 21:44:07 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $54,302 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Orangewood Partners II-A, L.P. See All Filings	D	2019-10-30 21:37:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Co., Inc. CIK Number 0001792527 Filed Document 0001792527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 21:37:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orangewood Partners II, L.P. See All Filings	D	2019-10-30 21:32:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Co., Inc. CIK Number 0001792534 Filed Document 0001792534-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 21:32:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Antora Peak SPV Holdings, LLC See All Filings	D	2019-10-30 20:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792741 Filed Document 0001792741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 20:47:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SU Fund I, a series of Better Capital, LP See All Filings	D	2019-10-30 20:45:22 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001792761 Filed Document 0001792761-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 20:45:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collidion Inc. See All Filings	D/A	2019-10-30 20:12:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Guy B Crawford CIK Number 0001668476 Filed Document 0001668476-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-10-30 20:12:36 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Usercare, Inc. See All Filings	D	2019-10-30 20:01:22 UTC
Amount To Be Raised $2,860,000 Associated Brokers / Dealers N/A CIK Number 0001668790 Filed Document 0001668790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 20:01:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Toy Overlord Inc See All Filings	C	2019-10-30 19:54:08 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001720886 Filed Document 0001665160-19-001092 Accepted Date 2019-10-30 19:54:08 UTC Type of Offering C Security Offered Amount 15,873 Security Offered Type Common Stock State UTAH
Trne10, a trust series of Roofstock One Trust See All Filings	D	2019-10-30 19:44:32 UTC
Amount To Be Raised $70,600 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001790825 Filed Document 0001790819-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-30 19:44:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leafly Holdings, Inc. See All Filings	D	2019-10-30 19:35:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001791773 Filed Document 0001791773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 19:35:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Copo252, a trust series of Roofstock One Trust See All Filings	D	2019-10-30 19:32:21 UTC
Amount To Be Raised $79,000 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001790819 Filed Document 0001790819-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-30 19:32:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosperity Equity Fund, LLC See All Filings	D	2019-10-30 18:31:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001791557 Filed Document 0001791557-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-30 18:31:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Urban Fund D-1, LP See All Filings	D	2019-10-30 18:30:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792315 Filed Document 0001792315-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 18:30:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Urban Fund D, LP See All Filings	D	2019-10-30 18:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792321 Filed Document 0001792321-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 18:15:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Celcuity Inc. See All Filings	D/A	2019-10-30 18:04:15 UTC
Amount To Be Raised $2,975,746 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001437749-19-020960 Exclusions or Exemptions 506b Accepted Date 2019-10-30 18:04:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CF Hendry Multifamily DST See All Filings	D	2019-10-30 17:44:28 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001792431 Filed Document 0001792431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:44:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Expanesthetics, Inc See All Filings	D	2019-10-30 17:42:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001716170 Filed Document 0001716170-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:42:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Celcuity Inc. See All Filings	D/A	2019-10-30 17:37:44 UTC
Amount To Be Raised $6,612,667 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001437749-19-020955 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:37:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Healthcare, Inc. See All Filings	D	2019-10-30 17:37:29 UTC
Amount To Be Raised $17,999,983 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001617422 Filed Document 0001617422-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:37:29 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Crescere Augusta, LLC See All Filings	D	2019-10-30 17:24:25 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001792409 Filed Document 0001792409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:24:25 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Elevate Nutrition Inc. See All Filings	C	2019-10-30 17:22:06 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001791625 Filed Document 0001665160-19-001089 Accepted Date 2019-10-30 17:22:06 UTC Type of Offering C Security Offered Amount 5,000 Security Offered Type Other State NEW YORK
BSP Unlevered Non-US SOF II (Senior Secured Opportunities) Fund L.P. See All Filings	D	2019-10-30 17:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. CIK Number 0001779230 Filed Document 0001779230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:21:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS EB5 X LLC See All Filings	D	2019-10-30 17:21:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Dalmore Group, LLC and Dalmore Group, LLC CIK Number 0001789483 Filed Document 0001104659-19-057910 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:21:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Fund II FOF, L.P. See All Filings	D	2019-10-30 17:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792386 Filed Document 0001792386-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-30 17:20:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Movoto Holdings, Inc. See All Filings	D	2019-10-30 17:16:52 UTC
Amount To Be Raised $8,008,473 Associated Brokers / Dealers N/A CIK Number 0001792705 Filed Document 0001792705-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:16:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BSP Levered Non-US SOF II (Senior Secured Opportunities) Fund L.P. See All Filings	D	2019-10-30 17:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. CIK Number 0001779111 Filed Document 0001779111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:14:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP Unlevered US SOF II (Senior Secured Opportunities) Fund L.P. See All Filings	D	2019-10-30 17:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. CIK Number 0001779168 Filed Document 0001779168-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-30 17:14:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund