Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aavishkaar Emerging India Fund See All Filings	D/A	2019-10-24 07:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719315 Filed Document 0001315863-19-000874 Exclusions or Exemptions 506b Accepted Date 2019-10-24 07:30:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Private Equity Asia V Offshore, L.P. See All Filings	D/A	2019-10-24 06:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001756691 Filed Document 0001783134-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prosiris Global Opportunities Fund Ltd See All Filings	D/A	2019-10-24 06:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558640 Filed Document 0000902664-19-004075 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D/A	2019-10-24 06:34:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-19-004074 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:34:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantera Venture Fund II LP See All Filings	D/A	2019-10-24 06:27:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623081 Filed Document 0000902664-19-004072 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:27:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series USF II See All Filings	D/A	2019-10-24 06:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594191 Filed Document 0000902664-19-004071 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series USF See All Filings	D/A	2019-10-24 06:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588266 Filed Document 0000902664-19-004070 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapax OC Offshore Fund, Ltd. See All Filings	D/A	2019-10-24 06:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566989 Filed Document 0000902664-19-004069 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapax OC Master Fund, Ltd. See All Filings	D/A	2019-10-24 06:18:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566987 Filed Document 0000902664-19-004068 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:18:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtua Alpharetta Northpoint Holdings, LLC See All Filings	D	2019-10-23 21:18:48 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers EMERSON EQUITY LLC CIK Number 0001792042 Filed Document 0001792042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 21:18:48 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FiTran Fund LP See All Filings	D/A	2019-10-23 20:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734856 Filed Document 0001734856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 20:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roystone on Queen Anne LLC See All Filings	D	2019-10-23 20:07:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792020 Filed Document 0001792020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 20:07:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BGHTX 02, LLC See All Filings	D	2019-10-23 19:35:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792008 Filed Document 0001792008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 19:35:27 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
American Recovery Fund, LLC See All Filings	D	2019-10-23 19:09:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001792011 Filed Document 0001792011-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 19:09:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHC Direct Investment Fund I, L.P. See All Filings	D/A	2019-10-23 18:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733846 Filed Document 0001733846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Emergent India Opportunities Fund Mauritius See All Filings	D	2019-10-23 18:36:19 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001788928 Filed Document 0001788928-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:36:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invicta III, a series of Invicta Growth, LLC See All Filings	D/A	2019-10-23 18:34:50 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001788690 Filed Document 0001788690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:34:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDEL AVIONICS INC See All Filings	D	2019-10-23 18:33:55 UTC
Amount To Be Raised $3,635 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:33:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Motivo Consulting, Inc. See All Filings	D/A	2019-10-23 18:25:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792049 Filed Document 0001792049-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:25:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Rainier Ventures, LLC See All Filings	D	2019-10-23 18:22:45 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001791997 Filed Document 0001791997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:22:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GB SCIENCES INC See All Filings	D	2019-10-23 18:10:31 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001165320 Filed Document 0001445866-19-001262 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:10:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Synchronicity Pharma, Inc. See All Filings	D	2019-10-23 17:57:55 UTC
Amount To Be Raised $5,953,344 Associated Brokers / Dealers N/A CIK Number 0001593318 Filed Document 0001593318-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:57:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kaptyn Inc. See All Filings	D/A	2019-10-23 17:56:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001707430 Filed Document 0001707430-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:56:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Keezel, Inc See All Filings	C/A	2019-10-23 17:48:35 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $535,000 CIK Number 0001713288 Filed Document 0001665160-19-001059 Accepted Date 2019-10-23 17:48:35 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Axiado Corp See All Filings	D	2019-10-23 17:42:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001791931 Filed Document 0001791931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:42:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Autumn Hills Investment Group LLC See All Filings	D	2019-10-23 17:42:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001792005 Filed Document 0001792005-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 17:42:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Monticello Special Fund IV, LLC See All Filings	D	2019-10-23 17:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789255 Filed Document 0001789255-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:36:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UWHARRIE CAPITAL CORP See All Filings	D	2019-10-23 17:29:58 UTC
Amount To Be Raised $9,992,000 Associated Brokers / Dealers The Strategic Alliance Corporation CIK Number 0000898171 Filed Document 0001209191-19-053862 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:29:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
AMITY OPPORTUNITY I LP See All Filings	D	2019-10-23 17:29:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001791936 Filed Document 0001791936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXO Trading Partners LP See All Filings	D	2019-10-23 17:27:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792063 Filed Document 0000935836-19-000557 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:27:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Seed, Inc. See All Filings	1-A/A	2019-10-23 17:24:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001780914 Filed Document 0001780914-19-000004 Accepted Date 2019-10-23 17:24:48 UTC Type of Offering 1-A/A Industry AGRICULTURAL PRODUCTION-CROPS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $2 State of Jurisdiction DELAWARE Type of Security E
Metai Knights Media Inc See All Filings	C	2019-10-23 17:18:43 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001791992 Filed Document 0001665160-19-001056 Accepted Date 2019-10-23 17:18:43 UTC Type of Offering C Security Offered Amount 2,000 Security Offered Type Common Stock State NEW YORK
Kleos Spirits, LLC See All Filings	D	2019-10-23 17:17:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001680514 Filed Document 0001680514-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:17:44 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OneModel 2019 Series of Geekdom Fund Sidecar Series LLC See All Filings	D	2019-10-23 17:17:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001789463 Filed Document 0001789463-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:17:43 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QUATTRO ENERGY, LP See All Filings	D/A	2019-10-23 17:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755976 Filed Document 0001171520-19-000320 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardone Equity Fund VIII, LLC See All Filings	D	2019-10-23 17:00:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001791986 Filed Document 0001791986-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 17:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Foar710, a trust series of Roofstock One Trust See All Filings	D	2019-10-23 16:57:58 UTC
Amount To Be Raised $91,600 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001790984 Filed Document 0001790984-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 16:57:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUD APPLICATION SECURITY INC. See All Filings	D	2019-10-23 16:57:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001792072 Filed Document 0001792072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:57:40 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
USA Innovations Inc. See All Filings	C	2019-10-23 16:57:21 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001790895 Filed Document 0001790895-19-000001 Accepted Date 2019-10-23 16:57:21 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
KB Diversified Healthcare 27, DST See All Filings	D	2019-10-23 16:40:29 UTC
Amount To Be Raised $6,950,000 Associated Brokers / Dealers Colorado Financial Services CIK Number 0001791572 Filed Document 0001791572-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 16:40:29 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
NATCOM BANCSHARES INC See All Filings	D	2019-10-23 16:33:45 UTC
Amount To Be Raised $19,800,000 Associated Brokers / Dealers N/A CIK Number 0001056669 Filed Document 0001056669-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:33:45 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Flash Steelworks, Inc. See All Filings	D	2019-10-23 16:32:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001769984 Filed Document 0001769984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:32:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Motivo Consulting, Inc. See All Filings	D	2019-10-23 16:32:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792049 Filed Document 0001792049-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:32:38 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Keels Investments, LLC See All Filings	D	2019-10-23 16:26:40 UTC
Amount To Be Raised $7,342,000 Associated Brokers / Dealers Emerson Equity, LLC CIK Number 0001790200 Filed Document 0001790200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:26:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cristcot LLC See All Filings	D/A	2019-10-23 16:23:32 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Consilium Partners LLC CIK Number 0001715931 Filed Document 0001715931-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:23:32 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Micro Cap Equity, LLC See All Filings	D	2019-10-23 16:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779354 Filed Document 0001779354-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:10:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Velo Village Apartments LLC See All Filings	D	2019-10-23 16:05:50 UTC
Amount To Be Raised $12,550,000 Associated Brokers / Dealers N/A CIK Number 0001791630 Filed Document 0000897069-19-000482 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:05:50 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ROME TOWERS MEDICAL PROPERTIES, L.P. See All Filings	D	2019-10-23 16:02:24 UTC
Amount To Be Raised $10,950,000 Associated Brokers / Dealers N/A CIK Number 0001791730 Filed Document 0001791730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:02:24 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Economic Transformation Technologies Corp See All Filings	D	2019-10-23 16:01:28 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001734943 Filed Document 0001683168-19-003348 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:01:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Capitol Wellness Solutions LLC See All Filings	D	2019-10-23 16:01:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792057 Filed Document 0001792057-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:01:05 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity